LUMENTUM HLDGS INC (LITE)
Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.
44
Reporting holders
$236.2M
Reported value
4.3%
Calls
0.0%
Puts
-1,285
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CONGRESS ASSET MANAGEMENT CO | $69.1M | 71,116 | 0.45% | new | NEW |
| Artemis Investment Management LLP | $60.2M | 61,938 | 0.52% | new | NEW |
| Oak Grove Capital LLC | $37.9M | 28,820 | 1.71% | 3q | +133.9%+$21.7M |
| EASTERN BANK | $27.7M | 28,546 | 0.42% | 2q | +12875.5%+$27.5M |
| GLYNN CAPITAL MANAGEMENT LLC | $12.1M | 12,449 | 3.62% | 3q | -16.1%-$2.3M |
| GAMMA Investing LLC | $3.5M | 3,623 | 0.12% | 12q | +8.9%+$286.5K |
| Wedmont Private Capital | $3.2M | 3,065 | 0.08% | 4q | +93.3%+$1.6M |
| Farther Finance Advisors, LLC | $3.2M | 3,296 | 0.02% | 16q | +5.4%+$164.2K |
| Red Spruce Capital, LLC | $3.1M | 3,200 | 1.10% | 2q | HELD |
| MRA Advisory Group | $2.2M | 2,296 | 0.83% | 6q | +13.0%+$256.4K |
| Central Pacific Bank - Trust Division | $2.1M | 2,142 | 0.22% | 11q | -9.7%-$223.4K |
| Whitaker-Myers Wealth Managers, LTD. | $2.0M | 2,033 | 0.32% | new | NEW |
| Veracity Capital LLC | $1.2M | 1,235 | 0.32% | 5q | -1.4%-$16.5K |
| Family Legacy Financial Solutions, LLC | $810.0K | 834 | 0.47% | 2q | HELD |
| CoreCap Advisors, LLC | $779.9K | 803 | 0.02% | 11q | -50.5%-$794.5K |
| GK Wealth Management LLC | $695.4K | 716 | 0.39% | 2q | +10.5%+$66.0K |
| Apella Capital, LLC | $694.4K | 625 | 0.01% | 3q | +12.6%+$77.8K |
| TrueWealth Advisors, LLC | $661.4K | 681 | 0.15% | new | NEW |
| Wealth Enhancement Trust Services, Inc. | $630.3K | 649 | 0.07% | 4q | -10.1%-$70.9K |
| Successful Portfolios LLC | $579.2K | 532 | 0.27% | 3q | HELD |
| Valeo Financial Advisors, LLC | $501.8K | 517 | 0.01% | 2q | -12.1%-$68.9K |
| Venture Visionary Partners LLC | $453.9K | 367 | 0.01% | 2q | +43.9%+$138.5K |
| ANB BANK | $360.3K | 371 | 0.13% | 4q | -41.8%-$259.3K |
| RIVERSEDGE ADVISORS, LLC | $317.6K | 327 | 0.04% | 2q | +14.7%+$40.8K |
| CenterStar Asset Management, LLC | $291.4K | options only | 0.07% | new | OPTIONS |
| Avidian Wealth Enterprises, LLC | $286.5K | 295 | 0.01% | new | NEW |
| Silverleafe Capital Partners, LLC | $256.4K | 264 | 0.07% | 3q | -75.3%-$779.9K |
| MassMutual Private Wealth & Trust, FSB | $247.7K | 255 | 0.01% | 9q | -6.9%-$18.5K |
| LifeGoal Investments, LLC | $243.8K | 251 | 0.07% | 2q | HELD |
| Cooper Financial Group | $204.9K | 211 | 0.02% | 3q | -28.5%-$81.6K |
| Noble Wealth Management PBC | $177.7K | 183 | 0.08% | 7q | +0.5% |
| FIRST COMMUNITY TRUST NA | $168.0K | 173 | 0.06% | 2q | HELD |
| Versant Capital Management, Inc | $165.1K | 170 | 0.01% | 6q | +60.4%+$62.2K |
| Grove Bank & Trust | $60.2K | 62 | 0.01% | 16q | +10.7%+$5.8K |
| TOTH FINANCIAL ADVISORY CORP | $51.5K | 53 | 0.01% | 6q | +6.0%+$2.9K |
| BURKETT FINANCIAL SERVICES, LLC | $28.2K | 29 | 0.01% | new | NEW |
| Mn Services Vermogensbeheer B.V. | $20.2K | 20,800 | 0.15% | 2q | HELD |
| Marquette Asset Management, LLC | $13.6K | 14 | 0.00% | 4q | HELD |
| ELEVATION WEALTH PARTNERS, LLC | $9.7K | 10 | 0.00% | 2q | +150.0%+$5.8K |
| Retirement Wealth Solutions LLC | $8.7K | 9 | 0.00% | 3q | +50.0%+$2.9K |
| Rosenberg Matthew Hamilton | $5.8K | 6 | 0.00% | 2q | HELD |
| AMERICAN NATIONAL BANK & TRUST | $5.8K | 6 | 0.00% | 3q | -25.0%-$1.9K |
| ARMSTRONG ADVISORY GROUP, INC | $3.9K | 4 | 0.00% | new | NEW |
| GILPIN WEALTH MANAGEMENT, LLC | $1.9K | 2 | 0.00% | new | NEW |
| Westwind Capital | $1.7K | 1,761 | 0.40% | 2q | +4.0% |
| NEVILLE RODIE & SHAW INC | $1.5K | 1,530 | 0.10% | 2q | -33.9% |
| Polaris Financial Partners | $1.4K | 1,470 | 0.63% | new | FIRST |
| Davis Capital Management | $971 | 1 | 0.00% | 3q | -50.0% |
| CX Institutional | $548 | 564 | 0.01% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-08 | 13G/A | FMR LLCwith 1 co-filers | 4.6% |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-10-01 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Sold | 24,542 | $25.7M |
| 2026-05-11 | Lillie Brian | Director | Sold | 11,951 | $11.7M ×30 |
| 2026-05-21 | Small Ian | Director | Sold | 4,954 | $4.3M |
| 2026-05-29 | Harris Isaac Hosojiro | Director | Sold | 4,000 | $3.4M |
| 2026-05-08 | Small Ian | Director | Sold | 3,500 | $3.2M ×3 |
| 2026-05-18 | Wupen Yuen | PRESIDENT, GLOBAL BUS. UNITS | Sold | 3,210 | $3.1M |
| 2026-05-18 | Retort Vincent | SEE REMARKS | Sold | 3,183 | $3.0M |
| 2026-08-18 | Retort Vincent | SEE REMARKS | Sold | 3,183 | $2.9M |
| 2026-05-18 | Ali Wajid | EVP & CHIEF FINANCIAL OFFICER | Sold | 2,487 | $2.4M |
| 2026-08-20 | Retort Vincent | SEE REMARKS | Sold | 2,483 | $2.1M |
| 2026-05-11 | Kim Jae | SVP, GENERAL COUNSEL | Sold | 1,933 | $1.8M |
| 2026-05-14 | Fletcher Pamela | Director | Sold | 1,577 | $1.6M |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2026 | 44 | $236.2M | 232,179 | 9 | 16 | 12 | 4.4% |
| Q2 2026 | 1,329 | $97.9B | 87,214,977 | 371 | 521 | 322 | 23.7% |
| Q1 2026 | 1,090 | $68.7B | 78,069,406 | 415 | 272 | 324 | 20.5% |
| Q4 2025 | 764 | $34.4B | 81,381,497 | 204 | 176 | 264 | 12.9% |
| Q3 2025 | 600 | $14.8B | 80,143,470 | 163 | 147 | 190 | 11.8% |
| Q2 2025 | 486 | $8.5B | 84,061,769 | 105 | 163 | 127 | 5.9% |
| Q1 2025 | 427 | $5.3B | 81,546,479 | 68 | 144 | 124 | 4.0% |
| Q4 2024 | 455 | $6.5B | 74,209,149 | 86 | 136 | 116 | 4.5% |
| Q3 2024 | 393 | $4.9B | 73,535,814 | 70 | 97 | 130 | 4.6% |
| Q2 2024 | 380 | $4.2B | 76,123,625 | 51 | 113 | 115 | 6.9% |
| Q1 2024 | 371 | $3.9B | 76,681,699 | 56 | 112 | 98 | 6.5% |
| Q4 2023 | 362 | $4.1B | 72,945,388 | 42 | 76 | 137 | 5.6% |
| Q3 2023 | 374 | $3.3B | 69,898,754 | 48 | 92 | 130 | 5.1% |
| Q2 2023 | 387 | $4.0B | 68,380,140 | 55 | 103 | 126 | 4.2% |
| Q1 2023 | 392 | $3.8B | 67,221,794 | 39 | 126 | 118 | 3.2% |
| Q4 2022 | 428 | $3.4B | 63,013,555 | 65 | 108 | 163 | 3.2% |
| Q3 2022 | 433 | $4.8B | 68,072,405 | 46 | 123 | 164 | 2.3% |
| Q2 2022 | 453 | $5.4B | 67,058,962 | 39 | 135 | 149 | 1.7% |
| Q1 2022 | 468 | $6.8B | 68,428,032 | 53 | 137 | 156 | 1.3% |
| Q4 2021 | 475 | $7.4B | 67,614,452 | 78 | 116 | 155 | 3.4% |
| Q3 2021 | 423 | $5.7B | 66,043,832 | 46 | 112 | 159 | 4.0% |
| Q2 2021 | 412 | $5.9B | 68,592,520 | 50 | 155 | 124 | 4.2% |
| Q1 2021 | 471 | $6.7B | 69,556,842 | 86 | 175 | 128 | 5.8% |
| Q4 2020 | 478 | $7.1B | 69,248,710 | 78 | 139 | 139 | 7.1% |
| Q3 2020 | 416 | $5.4B | 68,968,168 | 61 | 117 | 152 | 3.8% |
| Q2 2020 | 433 | $6.0B | 71,451,311 | 103 | 132 | 130 | 3.1% |
| Q1 2020 | 379 | $5.5B | 72,397,781 | 67 | 113 | 138 | 2.2% |
| Q4 2019 | 369 | $6.0B | 73,234,159 | 68 | 111 | 108 | 3.1% |
| Q3 2019 | 326 | $4.0B | 71,750,741 | 41 | 87 | 124 | 3.0% |
| Q2 2019 | 322 | $4.3B | 75,859,923 | 36 | 112 | 91 | 5.8% |
| Q1 2019 | 354 | $4.3B | 74,447,515 | 64 | 129 | 95 | 3.2% |
| Q4 2018 | 344 | $3.0B | 66,995,298 | 9 | 8 | 5 | 6.1% |