HolderBook

CHICAGO ATLANTIC BDC INC (LIEN)

Institutional ownership reported to the SEC as of Q2 2026, across 18 quarters.

48
Reporting holders
$38.2M
Reported value
17.1%
Of shares outstanding
0.0%
Calls
0.0%
Puts
+6
Holder change

Institutions report 3,909,267 shares against 22,820,590 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
INTREPID CAPITAL MANAGEMENT INC$7.4M756,1852.62%9qHELD
Sowell Financial Services LLC$5.0M511,3870.16%3q+3.6%+$175.4K
Corient Private Wealth LP$3.7M377,7260.00%5q-0.8%-$29.5K
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$1.9M189,5960.00%5q+4.1%+$72.9K
CDC Financial, Inc.$1.7M177,3910.73%3q+11.1%+$173.6K
CITADEL ADVISORS LLC$1.7M176,2980.00%5q+191.6%+$1.1M
CONDOR CAPITAL MANAGEMENT$1.6M163,6730.12%5q+1.4%+$21.6K
LVM CAPITAL MANAGEMENT LTD/MI$1.6M161,3260.13%3qHELD
HighTower Advisors, LLC$1.5M155,9240.00%5q-10.2%-$172.9K
PARTNERS CAPITAL INVESTMENT GROUP, LLP$1.4M145,3360.05%newNEW
Black Maple Capital Management LP$1.3M130,9200.73%5qHELD
RITHOLTZ WEALTH MANAGEMENT$1.1M108,6940.01%5q+213.3%+$723.0K
RAYMOND JAMES FINANCIAL INC$939.2K96,1310.00%newNEW
BlackRock, Inc.$727.7K74,4800.00%3q+4.3%+$30.1K
Cambridge Investment Research Advisors, Inc.$584.0K59,7500.00%newNEW
Clayton Partners LLC$573.2K58,6660.38%newNEW
Apollon Wealth Management, LLC$476.9K48,8090.01%5q-12.5%-$68.4K
Venturi Wealth Management, LLC$392.5K40,1710.02%2qHELD
FIRETHORN WEALTH PARTNERS, LLC$377.7K38,6540.12%5q+8.4%+$29.1K
Gladstone Institutional Advisory LLC$377.1K38,6000.01%4qHELD
Sage Mountain Advisors LLC$300.9K30,7970.02%5q-85.7%-$1.8M
Tidal Investments LLC$293.3K30,0220.00%6q-13.7%-$46.5K
Closed-End Fund Advisors, Inc.$276.5K28,3030.27%3q+31.2%+$65.7K
Wick Capital Partners, LLC$263.5K26,9670.04%5qHELD
Twelve Points Wealth Management LLC$256.3K26,2330.05%5qHELD
Seneca House Advisors$247.4K25,3220.09%5q+1.7%+$4.2K
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$240.6K24,6230.00%newNEW
Trexquant Investment LP$236.5K24,2050.00%2q+20.1%+$39.5K
MILLENNIUM MANAGEMENT LLC$232.1K23,7550.00%5q+13.9%+$28.3K
Savant Capital, LLC$182.1K18,6400.00%newNEW
Tyche Wealth Partners LLC$171.0K17,5000.02%2q+20.7%+$29.3K
BROWN ADVISORY INC$159.6K16,3390.00%5qHELD
Centiva Capital, LP$153.2K15,6840.00%newNEW
Icon Wealth Advisors, LLC$139.3K14,2550.01%4qHELD
Mesirow Financial Investment Management, Inc.$121.5K12,4330.00%5qHELD
FreeGulliver LLC$119.6K12,2410.04%4qHELD
ENTREWEALTH, LLC$113.9K12,1480.04%newNEW
COMPASS FINANCIAL MANAGEMENT LLC$104.3K10,6770.01%newFIRST
Bernardo Wealth Planning LLC$100.4K10,2780.02%5qHELD
Triumph Capital Management$65.7K6,7250.01%3q+56.2%+$23.6K
MORGAN STANLEY$48.2K4,9280.00%7q+492700.0%+$48.1K
CITIGROUP INC$33.0K3,3730.00%newNEW
Rockefeller Capital Management L.P.$29.3K3,0000.00%5qHELD
BROWN BROTHERS HARRIMAN & CO$7.3K7500.00%newNEW
Spire Wealth Management$2.0K2000.00%newNEW
Quarry LP$1.4K1390.00%newNEW
Caitong International Asset Management Co., Ltd$107110.00%newNEW
UBS Group AG$2020.00%5q-96.9%

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-08-17Gordon ScottCo-Chief Investment OfficerBought18,300$174.6K
2026-08-18Gordon ScottCo-Chief Investment OfficerBought17,584$167.8K

Ten percent owners and entities

Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.

DateInsiderRoleSideSharesValue
2026-08-17Mazarakis John10% ownerBought60,000$566.4K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202648$38.2M3,909,267131560.0%
Q1 202642$34.9M3,741,52988120.0%
Q4 202539$39.3M3,803,89896100.0%
Q3 202531$27.8M2,642,8095990.0%
Q2 202529$23.5M2,215,24526010.0%
Q1 20254$9.2M810,9811020.0%
Q4 20244$10.0M816,8211120.0%
Q3 20247$2.5M232,2502020.0%
Q2 20246$2.8M234,9611120.0%
Q1 20245$2.5M259,4711110.0%
Q4 20234$2.3M270,6111100.0%
Q3 20234$2.6M264,7361020.0%
Q2 20236$2.7M327,6062010.0%
Q1 20234$3.1M342,0220010.0%
Q4 20224$3.3M350,0690010.0%
Q3 20225$3.7M361,1081010.0%
Q2 20224$3.5M361,5270030.0%
Q1 20225$10.1M760,9695000.0%