CHICAGO ATLANTIC BDC INC (LIEN)
Institutional ownership reported to the SEC as of Q2 2026, across 18 quarters.
Institutions report 3,909,267 shares against 22,820,590 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| INTREPID CAPITAL MANAGEMENT INC | $7.4M | 756,185 | 2.62% | 9q | HELD |
| Sowell Financial Services LLC | $5.0M | 511,387 | 0.16% | 3q | +3.6%+$175.4K |
| Corient Private Wealth LP | $3.7M | 377,726 | 0.00% | 5q | -0.8%-$29.5K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $1.9M | 189,596 | 0.00% | 5q | +4.1%+$72.9K |
| CDC Financial, Inc. | $1.7M | 177,391 | 0.73% | 3q | +11.1%+$173.6K |
| CITADEL ADVISORS LLC | $1.7M | 176,298 | 0.00% | 5q | +191.6%+$1.1M |
| CONDOR CAPITAL MANAGEMENT | $1.6M | 163,673 | 0.12% | 5q | +1.4%+$21.6K |
| LVM CAPITAL MANAGEMENT LTD/MI | $1.6M | 161,326 | 0.13% | 3q | HELD |
| HighTower Advisors, LLC | $1.5M | 155,924 | 0.00% | 5q | -10.2%-$172.9K |
| PARTNERS CAPITAL INVESTMENT GROUP, LLP | $1.4M | 145,336 | 0.05% | new | NEW |
| Black Maple Capital Management LP | $1.3M | 130,920 | 0.73% | 5q | HELD |
| RITHOLTZ WEALTH MANAGEMENT | $1.1M | 108,694 | 0.01% | 5q | +213.3%+$723.0K |
| RAYMOND JAMES FINANCIAL INC | $939.2K | 96,131 | 0.00% | new | NEW |
| BlackRock, Inc. | $727.7K | 74,480 | 0.00% | 3q | +4.3%+$30.1K |
| Cambridge Investment Research Advisors, Inc. | $584.0K | 59,750 | 0.00% | new | NEW |
| Clayton Partners LLC | $573.2K | 58,666 | 0.38% | new | NEW |
| Apollon Wealth Management, LLC | $476.9K | 48,809 | 0.01% | 5q | -12.5%-$68.4K |
| Venturi Wealth Management, LLC | $392.5K | 40,171 | 0.02% | 2q | HELD |
| FIRETHORN WEALTH PARTNERS, LLC | $377.7K | 38,654 | 0.12% | 5q | +8.4%+$29.1K |
| Gladstone Institutional Advisory LLC | $377.1K | 38,600 | 0.01% | 4q | HELD |
| Sage Mountain Advisors LLC | $300.9K | 30,797 | 0.02% | 5q | -85.7%-$1.8M |
| Tidal Investments LLC | $293.3K | 30,022 | 0.00% | 6q | -13.7%-$46.5K |
| Closed-End Fund Advisors, Inc. | $276.5K | 28,303 | 0.27% | 3q | +31.2%+$65.7K |
| Wick Capital Partners, LLC | $263.5K | 26,967 | 0.04% | 5q | HELD |
| Twelve Points Wealth Management LLC | $256.3K | 26,233 | 0.05% | 5q | HELD |
| Seneca House Advisors | $247.4K | 25,322 | 0.09% | 5q | +1.7%+$4.2K |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $240.6K | 24,623 | 0.00% | new | NEW |
| Trexquant Investment LP | $236.5K | 24,205 | 0.00% | 2q | +20.1%+$39.5K |
| MILLENNIUM MANAGEMENT LLC | $232.1K | 23,755 | 0.00% | 5q | +13.9%+$28.3K |
| Savant Capital, LLC | $182.1K | 18,640 | 0.00% | new | NEW |
| Tyche Wealth Partners LLC | $171.0K | 17,500 | 0.02% | 2q | +20.7%+$29.3K |
| BROWN ADVISORY INC | $159.6K | 16,339 | 0.00% | 5q | HELD |
| Centiva Capital, LP | $153.2K | 15,684 | 0.00% | new | NEW |
| Icon Wealth Advisors, LLC | $139.3K | 14,255 | 0.01% | 4q | HELD |
| Mesirow Financial Investment Management, Inc. | $121.5K | 12,433 | 0.00% | 5q | HELD |
| FreeGulliver LLC | $119.6K | 12,241 | 0.04% | 4q | HELD |
| ENTREWEALTH, LLC | $113.9K | 12,148 | 0.04% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $104.3K | 10,677 | 0.01% | new | FIRST |
| Bernardo Wealth Planning LLC | $100.4K | 10,278 | 0.02% | 5q | HELD |
| Triumph Capital Management | $65.7K | 6,725 | 0.01% | 3q | +56.2%+$23.6K |
| MORGAN STANLEY | $48.2K | 4,928 | 0.00% | 7q | +492700.0%+$48.1K |
| CITIGROUP INC | $33.0K | 3,373 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $29.3K | 3,000 | 0.00% | 5q | HELD |
| BROWN BROTHERS HARRIMAN & CO | $7.3K | 750 | 0.00% | new | NEW |
| Spire Wealth Management | $2.0K | 200 | 0.00% | new | NEW |
| Quarry LP | $1.4K | 139 | 0.00% | new | NEW |
| Caitong International Asset Management Co., Ltd | $107 | 11 | 0.00% | new | NEW |
| UBS Group AG | $20 | 2 | 0.00% | 5q | -96.9% |
What the insiders did
Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.
Officers and directors
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-17 | Gordon Scott | Co-Chief Investment Officer | Bought | 18,300 | $174.6K |
| 2026-08-18 | Gordon Scott | Co-Chief Investment Officer | Bought | 17,584 | $167.8K |
Ten percent owners and entities
Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.
| Date | Insider | Role | Side | Shares | Value |
|---|---|---|---|---|---|
| 2026-08-17 | Mazarakis John | 10% owner | Bought | 60,000 | $566.4K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 48 | $38.2M | 3,909,267 | 13 | 15 | 6 | 0.0% |
| Q1 2026 | 42 | $34.9M | 3,741,529 | 8 | 8 | 12 | 0.0% |
| Q4 2025 | 39 | $39.3M | 3,803,898 | 9 | 6 | 10 | 0.0% |
| Q3 2025 | 31 | $27.8M | 2,642,809 | 5 | 9 | 9 | 0.0% |
| Q2 2025 | 29 | $23.5M | 2,215,245 | 26 | 0 | 1 | 0.0% |
| Q1 2025 | 4 | $9.2M | 810,981 | 1 | 0 | 2 | 0.0% |
| Q4 2024 | 4 | $10.0M | 816,821 | 1 | 1 | 2 | 0.0% |
| Q3 2024 | 7 | $2.5M | 232,250 | 2 | 0 | 2 | 0.0% |
| Q2 2024 | 6 | $2.8M | 234,961 | 1 | 1 | 2 | 0.0% |
| Q1 2024 | 5 | $2.5M | 259,471 | 1 | 1 | 1 | 0.0% |
| Q4 2023 | 4 | $2.3M | 270,611 | 1 | 1 | 0 | 0.0% |
| Q3 2023 | 4 | $2.6M | 264,736 | 1 | 0 | 2 | 0.0% |
| Q2 2023 | 6 | $2.7M | 327,606 | 2 | 0 | 1 | 0.0% |
| Q1 2023 | 4 | $3.1M | 342,022 | 0 | 0 | 1 | 0.0% |
| Q4 2022 | 4 | $3.3M | 350,069 | 0 | 0 | 1 | 0.0% |
| Q3 2022 | 5 | $3.7M | 361,108 | 1 | 0 | 1 | 0.0% |
| Q2 2022 | 4 | $3.5M | 361,527 | 0 | 0 | 3 | 0.0% |
| Q1 2022 | 5 | $10.1M | 760,969 | 5 | 0 | 0 | 0.0% |