HolderBook

LUMENT FINANCE TRUST INC (LFT)

Institutional ownership reported to the SEC as of Q2 2026, across 23 quarters.

54
Reporting holders
$9.6M
Reported value
19.4%
Of shares outstanding
0.0%
Calls
0.0%
Puts
-8
Holder change

Institutions report 10,165,525 shares against 52,486,129 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
AXA S.A.$3.3M3,340,7803.64%23qHELD
Melia Wealth LLC$1.3M1,421,9090.75%10q+2.8%+$35.1K
VANGUARD CAPITAL MANAGEMENT LLC$1.3M1,405,2940.00%2q-1.0%-$12.4K
Russell Investments Group, Ltd.$638.0K693,4480.00%4q+0.6%+$3.6K
MILLENNIUM MANAGEMENT LLC$491.7K534,4210.00%newNEW
GEODE CAPITAL MANAGEMENT, LLC$436.1K473,5940.00%23q-61.7%-$702.6K
BlackRock, Inc.$344.2K374,1360.00%8q-83.1%-$1.7M
VANGUARD FIDUCIARY TRUST CO$250.7K272,5080.00%2q-5.5%-$14.7K
STATE STREET CORP$224.4K233,7100.00%23q-48.9%-$214.6K
JANE STREET GROUP, LLC$204.1K221,8760.00%newNEW
SUSQUEHANNA INTERNATIONAL GROUP, LLP$167.6K182,2260.00%3q+957.6%+$151.8K
GOLDMAN SACHS GROUP INC$155.7K169,2070.00%4q+21.0%+$27.0K
DELTEC ASSET MANAGEMENT LLC$153.2K166,5430.02%23q-16.7%-$30.8K
NORTHERN TRUST CORP$97.9K106,4030.00%23q-68.0%-$208.2K
AQR CAPITAL MANAGEMENT LLC$89.0K96,7510.00%3q+56.9%+$32.3K
Callan Family Office, LLC$70.9K77,0150.00%newNEW
Qube Research & Technologies Ltd$63.4K68,8640.00%newNEW
Ground Swell Capital, LLC$46.3K50,3210.05%newNEW
J.W. COLE ADVISORS, INC.$34.6K37,5910.00%newNEW
Foundations Investment Advisors, LLC$26.3K28,5760.00%11qHELD
OSAIC HOLDINGS, INC.$25.5K27,6880.00%23q-23.2%-$7.7K
Point72 Asset Management, L.P.$17.5K18,9730.00%newNEW
NewEdge Advisors, LLC$16.6K18,0740.00%15qHELD
JAMES INVESTMENT RESEARCH, INC.$16.6K18,0000.00%15qHELD
PNC Financial Services Group, Inc.$15.4K16,7440.00%4q-24.3%-$5.0K
Focus Partners Wealth$12.8K13,9650.00%5q+3.7%
Orion Porfolio Solutions, LLC$10.8K11,7910.00%newNEW
Vanguard Global Advisers, LLC$10.5K11,4370.00%2qHELD
180 WEALTH ADVISORS, LLC$10.1K11,0000.00%newNEW
XTX Topco Ltd$9.3K10,1200.00%newNEW
Itau Unibanco Holding S.A.$8.9K9,6380.00%newNEW
MORGAN STANLEY$8.6K9,2980.00%21q-61.8%-$13.9K
ROYAL BANK OF CANADA$8.0K8,6010.00%5q+107.4%+$4.1K
MERCER GLOBAL ADVISORS INC /ADV$5.3K5,7570.00%newNEW
Tower Research Capital LLC (TRC)$4.3K4,6260.00%6q-66.9%-$8.6K
BARCLAYS PLC$3.8K4,1480.00%8q-63.0%-$6.5K
FMR LLC$2.7K2,9430.00%12q-81.6%-$12.0K
UBS Group AG$1.9K2,1100.00%9q-77.6%-$6.7K
Arax Advisory Partners$1.7K1,8290.00%2q+182800.0%+$1.7K
BNP PARIBAS FINANCIAL MARKETS$1.1K1,1770.00%5q-88.8%-$8.6K
SHP Wealth Management$9201,0000.00%newNEW
EverSource Wealth Advisors, LLC$3323610.00%4q+32.7%
GAMMA Investing LLC$2132310.00%3q-95.2%-$4.2K
Essential Partners LLC$1952120.00%4q-73.4%
Integrated Wealth Concepts LLC$1401520.00%newNEW
Allworth Financial LP$1381490.00%3q+129.2%
JPMORGAN CHASE & CO$1341350.00%12q-99.3%-$18.4K
Farther Finance Advisors, LLC$79850.00%2q+844.4%
ROTHSCHILD INVESTMENT LLC$50540.00%3q+260.0%
IFP Advisors, Inc$41450.00%4q-10.0%
SJS Investment Consulting Inc.$770.00%2q+250.0%
CITIGROUP INC$110.00%8q-100.0%-$2.1K
Caitong International Asset Management Co., Ltd$110.00%2q-50.0%
WELLS FARGO & COMPANY/MN$000.00%18q-100.0%

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-09-142026-09-08Charter or bylaws amendedfiling

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202654$9.6M10,165,5251413220.0%
Q1 202662$16.2M12,820,623630120.0%
Q4 202563$17.2M12,153,255919170.0%
Q3 202562$24.9M12,305,4991219150.0%
Q2 202556$26.9M12,150,8591918100.0%
Q1 202558$24.9M9,537,6771413170.0%
Q4 202449$24.6M9,519,172813150.0%
Q3 202447$24.5M9,680,510812110.0%
Q2 202444$31.0M12,914,49681390.0%
Q1 202440$25.9M10,412,72271580.0%
Q4 202336$31.5M13,510,92561170.0%
Q3 202334$21.1M10,132,44661130.0%
Q2 202331$19.0M9,960,9196450.0%
Q1 202329$20.0M9,874,3472860.0%
Q4 202228$18.8M9,901,0305570.0%
Q3 202226$30.4M14,091,8441490.0%
Q2 202230$34.3M14,283,88541340.0%
Q1 202232$37.0M13,514,443111150.0%
Q4 202128$27.9M7,256,6693660.0%
Q3 202128$29.5M7,459,75019100.0%
Q2 202131$49.6M11,789,3989970.0%
Q1 202125$29.4M8,323,3222750.0%
Q4 202029$29.5M8,936,63529000.9%