NORTHERN LTS FD TR IV (LCG)
Institutional ownership reported to the SEC as of Q3 2025, across 21 quarters.
13
Reporting holders
$18.3M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Arax Advisory Partners | $4.1M | 122,869 | 0.06% | 19q | +26.9%+$871.3K |
| B.O.S.S. Retirement Advisors, LLC | $3.9M | 120,079 | 0.94% | 6q | -7.5%-$321.6K |
| AE Wealth Management LLC | $2.5M | 76,200 | 0.02% | 21q | -12.5%-$357.8K |
| ENVESTNET ASSET MANAGEMENT INC | $2.1M | 63,825 | 0.00% | 19q | -10.4%-$244.1K |
| D.A. DAVIDSON & CO. | $2.1M | 62,665 | 0.01% | 11q | +1.0%+$20.5K |
| TRUIST FINANCIAL CORP | $1.6M | 49,403 | 0.00% | 21q | -15.3%-$294.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $701.4K | 21,349 | 0.00% | new | NEW |
| Sterling Capital Management LLC | $333.9K | 10,162 | 0.00% | 5q | HELD |
| United Advisor Group, LLC | $267.8K | 8,150 | 0.04% | new | NEW |
| DAVENPORT & Co LLC | $235.3K | 7,163 | 0.00% | 11q | HELD |
| LPL Financial LLC | $215.2K | 6,550 | 0.00% | 2q | HELD |
| Rockefeller Capital Management L.P. | $159.9K | 4,868 | 0.00% | new | NEW |
| UBS Group AG | $32.6K | 992 | 0.00% | 14q | +17.1%+$4.8K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2025 | 13 | $18.3M | 554,275 | 3 | 3 | 4 | 0.0% |
| Q2 2025 | 12 | $17.4M | 552,770 | 2 | 1 | 7 | 0.0% |
| Q1 2025 | 11 | $16.7M | 602,007 | 1 | 1 | 7 | 0.0% |
| Q4 2024 | 11 | $19.6M | 659,871 | 0 | 5 | 5 | 0.0% |
| Q3 2024 | 13 | $18.4M | 639,859 | 4 | 1 | 8 | 0.0% |
| Q2 2024 | 10 | $20.0M | 741,458 | 2 | 4 | 3 | 0.0% |
| Q1 2024 | 9 | $19.7M | 643,588 | 0 | 4 | 5 | 0.0% |
| Q4 2023 | 10 | $66.0M | 2,310,152 | 1 | 5 | 4 | 0.0% |
| Q3 2023 | 11 | $53.6M | 2,315,929 | 1 | 5 | 4 | 0.0% |
| Q2 2023 | 10 | $58.5M | 2,268,923 | 2 | 5 | 3 | 0.0% |
| Q1 2023 | 11 | $52.6M | 2,307,735 | 3 | 0 | 7 | 0.0% |
| Q4 2022 | 10 | $47.5M | 2,395,853 | 2 | 2 | 3 | 0.0% |
| Q3 2022 | 9 | $42.6M | 2,264,875 | 1 | 4 | 3 | 0.0% |
| Q2 2022 | 9 | $42.8M | 2,155,600 | 2 | 3 | 2 | 0.0% |
| Q1 2022 | 10 | $59.8M | 2,265,948 | 2 | 3 | 3 | 0.0% |
| Q4 2021 | 11 | $60.7M | 1,983,096 | 1 | 4 | 1 | 0.0% |
| Q3 2021 | 10 | $20.4M | 693,116 | 1 | 5 | 2 | 0.0% |
| Q2 2021 | 9 | $18.7M | 641,671 | 2 | 3 | 2 | 0.0% |
| Q1 2021 | 6 | $18.6M | 714,845 | 2 | 2 | 0 | 0.0% |
| Q4 2020 | 6 | $22.2M | 839,899 | 3 | 3 | 0 | 0.0% |
| Q3 2020 | 4 | $5.5M | 227,597 | 4 | 0 | 0 | 0.0% |