PRINCIPAL EXCHANGE TRADED FD (LCAP)
Institutional ownership reported to the SEC as of Q2 2026, across 12 quarters.
16
Reporting holders
$2.0B
Reported value
0.0%
Held as options
+7
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | $1.6B | 48,561,966 | 0.79% | 6q | +1573.5%+$1.5B |
| PRINCIPAL SECURITIES, INC. | $192.3M | 5,804,126 | 2.32% | 5q | +20.4%+$32.6M |
| ENVESTNET ASSET MANAGEMENT INC | $190.4M | 5,746,819 | 0.04% | 5q | +20.1%+$31.9M |
| NewEdge Advisors, LLC | $9.0M | 270,115 | 0.03% | new | NEW |
| AMERIPRISE FINANCIAL INC | $2.2M | 66,357 | 0.00% | new | NEW |
| MORGAN STANLEY | $1.3M | 37,799 | 0.00% | 4q | -37.5%-$751.8K |
| GOLDMAN SACHS GROUP INC | $1.1M | 34,054 | 0.00% | new | NEW |
| LPL Financial LLC | $890.3K | 26,866 | 0.00% | new | NEW |
| Simplicity Wealth,LLC | $543.4K | 16,397 | 0.02% | 3q | +4.1%+$21.6K |
| JANE STREET GROUP, LLC | $434.3K | 13,105 | 0.00% | 3q | -60.5%-$665.1K |
| JPMORGAN CHASE & CO | $136.6K | 4,162 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $57.4K | 1,733 | 0.00% | 3q | HELD |
| CITIGROUP INC | $17.0K | 513 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $15.9K | 480 | 0.00% | new | NEW |
| Pinnacle Bancorp, Inc. | $7.3K | 220 | 0.00% | 2q | +29.4%+$1.7K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.7K | 50 | 0.00% | 2q | +100.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 16 | $2.0B | 60,584,762 | 7 | 6 | 2 | 0.0% |
| Q1 2026 | 9 | $365.8M | 12,617,327 | 2 | 4 | 1 | 0.0% |
| Q4 2025 | 8 | $265.8M | 8,999,060 | 4 | 3 | 1 | 0.0% |
| Q3 2025 | 5 | $57.6M | 1,985,217 | 1 | 3 | 0 | 0.0% |
| Q2 2025 | 6 | $32.5M | 1,209,215 | 5 | 0 | 0 | 0.0% |
| Q1 2025 | 1 | $9.8M | 398,247 | 1 | 0 | 0 | 0.0% |
| Q1 2022 | 31 | $118.5M | 11,598,681 | 6 | 4 | 13 | 0.0% |
| Q4 2021 | 64 | $222.1M | 22,309,461 | 2 | 20 | 9 | 0.0% |
| Q3 2021 | 67 | $212.9M | 21,470,946 | 17 | 17 | 18 | 0.0% |
| Q2 2021 | 73 | $185.7M | 18,818,642 | 11 | 14 | 8 | 0.0% |
| Q1 2021 | 71 | $177.7M | 18,091,766 | 28 | 16 | 18 | 0.0% |
| Q4 2020 | 50 | $137.8M | 13,640,486 | 47 | 0 | 0 | 0.2% |