DWS STRATEGIC MUN INCOME TR (KSM)
Institutional ownership reported to the SEC as of Q3 2024, across 24 quarters.
32
Reporting holders
$42.4M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $16.3M | 1,598,145 | 0.34% | 8q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $6.5M | 636,785 | 0.31% | 5q | HELD |
| Bulldog Investors, LLP | $4.7M | 456,607 | 1.57% | 6q | HELD |
| Almitas Capital LLC | $3.2M | 311,210 | 1.12% | 8q | +12.5%+$352.5K |
| 1607 Capital Partners, LLC | $2.8M | 278,157 | 0.26% | 24q | -21.8%-$789.7K |
| Logan Stone Capital, LLC | $1.5M | 143,981 | 0.36% | 9q | -31.9%-$685.9K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $1.1M | 103,337 | 0.14% | new | NEW |
| Baird Financial Group, Inc. | $911.4K | 89,440 | 0.00% | 19q | +1.3%+$11.8K |
| ENVESTNET ASSET MANAGEMENT INC | $852.7K | 83,681 | 0.00% | 24q | -0.9%-$7.4K |
| Quarry LP | $789.5K | 77,473 | 0.20% | new | NEW |
| MORGAN STANLEY | $581.7K | 57,081 | 0.00% | 25q | +6.5%+$35.5K |
| Royal Bank of Canada | $570.0K | 56,000 | 0.00% | 24q | -39.5%-$371.5K |
| Ackerman Capital Advisors, LLC | $484.4K | 47,533 | 0.13% | new | NEW |
| LPL Financial LLC | $397.5K | 39,008 | 0.00% | 10q | -3.6%-$14.8K |
| MELFA WEALTH MANAGEMENT, INC. | $343.3K | 33,693 | 0.23% | 8q | HELD |
| Capital Investment Advisors, LLC | $249.5K | 24,484 | 0.01% | 18q | -0.8%-$2.0K |
| Yakira Capital Management, Inc. | $249.0K | 24,438 | 0.09% | new | NEW |
| WELLS FARGO & COMPANY/MN | $162.6K | 15,958 | 0.00% | 24q | -2.1%-$3.6K |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $137.2K | 13,462 | 0.11% | 16q | -2.9%-$4.1K |
| Realta Investment Advisors | $122.2K | 12,000 | 0.06% | 22q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $120.8K | 11,858 | 0.00% | new | NEW |
| Lokken Investment Group LLC | $111.7K | 10,964 | 0.05% | 10q | HELD |
| XTX Topco Ltd | $106.5K | 10,454 | 0.01% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $91.7K | 9,000 | 0.00% | 24q | HELD |
| OSAIC HOLDINGS, INC. | $62.5K | 6,132 | 0.00% | 19q | -59.3%-$91.0K |
| ROTHSCHILD INVESTMENT LLC | $20.4K | 2,000 | 0.00% | 4q | -71.4%-$51.0K |
| MATHER GROUP, LLC. | $20.4K | 2,000 | 0.00% | 2q | HELD |
| Plante Moran Financial Advisors, LLC | $13.7K | 1,346 | 0.00% | 12q | HELD |
| UBS Group AG | $12.9K | 1,263 | 0.00% | 24q | -76.6%-$42.2K |
| SIT INVESTMENT ASSOCIATES INC | $11.6K | 1,134,491 | 0.26% | 18q | +15.1%+$1.5K |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | $11.5K | 1,125 | 0.00% | 24q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $4.5K | 440 | 0.00% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $4.2K | 42,961 | 0.01% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $3.0K | 296 | 0.00% | 14q | HELD |
| PARK AVENUE SECURITIES LLC | $757 | 74,277 | 0.01% | 24q | -5.2% |
| Cambridge Investment Research Advisors, Inc. | $114 | 11,139 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2024 | 32 | $42.4M | 4,159,351 | 7 | 3 | 11 | 0.0% |
| Q2 2024 | 32 | $41.1M | 4,169,099 | 4 | 5 | 9 | 0.0% |
| Q1 2024 | 32 | $35.7M | 3,992,727 | 2 | 7 | 12 | 0.0% |
| Q4 2023 | 35 | $33.7M | 3,898,640 | 4 | 10 | 12 | 0.0% |
| Q3 2023 | 36 | $28.8M | 3,819,694 | 3 | 10 | 10 | 0.0% |
| Q2 2023 | 34 | $23.6M | 2,776,170 | 2 | 4 | 11 | 0.0% |
| Q1 2023 | 34 | $22.1M | 2,613,158 | 3 | 7 | 15 | 0.0% |
| Q4 2022 | 33 | $20.3M | 2,509,441 | 7 | 7 | 12 | 0.0% |
| Q3 2022 | 34 | $21.9M | 2,761,257 | 1 | 15 | 11 | 0.0% |
| Q2 2022 | 37 | $23.7M | 2,595,464 | 6 | 12 | 10 | 0.0% |
| Q1 2022 | 33 | $24.8M | 2,401,853 | 4 | 16 | 5 | 0.0% |
| Q4 2021 | 34 | $25.4M | 2,086,563 | 4 | 14 | 6 | 0.0% |
| Q3 2021 | 36 | $25.0M | 2,031,664 | 3 | 12 | 12 | 0.0% |
| Q2 2021 | 35 | $26.3M | 2,091,957 | 1 | 13 | 10 | 0.0% |
| Q1 2021 | 39 | $25.0M | 2,111,845 | 3 | 12 | 12 | 0.0% |
| Q4 2020 | 40 | $21.6M | 1,899,822 | 5 | 13 | 9 | 0.0% |
| Q3 2020 | 35 | $18.9M | 1,741,342 | 2 | 11 | 11 | 0.0% |
| Q2 2020 | 34 | $16.7M | 1,593,601 | 8 | 16 | 4 | 0.0% |
| Q1 2020 | 31 | $13.0M | 1,261,868 | 8 | 12 | 4 | 0.0% |
| Q4 2019 | 27 | $9.8M | 824,266 | 6 | 10 | 7 | 0.0% |
| Q3 2019 | 22 | $10.2M | 854,430 | 1 | 5 | 10 | 0.0% |
| Q2 2019 | 24 | $10.6M | 891,198 | 1 | 6 | 7 | 0.0% |
| Q1 2019 | 24 | $11.3M | 1,004,603 | 1 | 5 | 12 | 0.0% |
| Q4 2018 | 26 | $12.2M | 1,176,417 | 0 | 0 | 1 | 0.0% |