DWS STRATEGIC MUN INCOME TR (KSM)
Institutional ownership reported to the SEC as of Q3 2024, across 24 quarters.
36
Reporting holders
$59.0M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | $16.3M | 1,598,145 | 0.34% | 8q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $11.6M | 1,134,491 | 0.26% | 18q | +15.1%+$1.5M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $6.5M | 636,785 | 0.31% | 5q | HELD |
| Bulldog Investors, LLP | $4.7M | 456,607 | 1.57% | 6q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $4.2M | 42,961? | 0.01% | new | |
| Almitas Capital LLC | $3.2M | 311,210 | 1.12% | 8q | +12.5%+$352.5K |
| 1607 Capital Partners, LLC | $2.8M | 278,157 | 0.26% | 24q | -21.8%-$789.7K |
| Logan Stone Capital, LLC | $1.5M | 143,981 | 0.36% | 9q | -31.9%-$685.9K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $1.1M | 103,337 | 0.14% | new | NEW |
| Baird Financial Group, Inc. | $911.4K | 89,440 | 0.00% | 19q | +1.3%+$11.8K |
| ENVESTNET ASSET MANAGEMENT INC | $852.7K | 83,681 | 0.00% | 24q | -0.9%-$7.4K |
| Quarry LP | $789.5K | 77,473 | 0.20% | new | NEW |
| PARK AVENUE SECURITIES LLC | $757.0K | 74,277 | 0.01% | 24q | -5.2%-$41.7K |
| MORGAN STANLEY | $581.7K | 57,081 | 0.00% | 25q | +6.5%+$35.5K |
| Royal Bank of Canada | $570.0K | 56,000 | 0.00% | 24q | -39.5%-$371.5K |
| Ackerman Capital Advisors, LLC | $484.4K | 47,533 | 0.13% | new | NEW |
| LPL Financial LLC | $397.5K | 39,008 | 0.00% | 10q | -3.6%-$14.8K |
| MELFA WEALTH MANAGEMENT, INC. | $343.3K | 33,693 | 0.23% | 8q | HELD |
| Capital Investment Advisors, LLC | $249.5K | 24,484 | 0.01% | 18q | -0.8%-$2.0K |
| Yakira Capital Management, Inc. | $249.0K | 24,438 | 0.09% | new | NEW |
| WELLS FARGO & COMPANY/MN | $162.6K | 15,958 | 0.00% | 24q | -2.1%-$3.6K |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $137.2K | 13,462 | 0.11% | 16q | -2.9%-$4.1K |
| Realta Investment Advisors | $122.2K | 12,000 | 0.06% | 22q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $120.8K | 11,858 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $114.0K | 11,139 | 0.00% | new | NEW |
| Lokken Investment Group LLC | $111.7K | 10,964 | 0.05% | 10q | HELD |
| XTX Topco Ltd | $106.5K | 10,454 | 0.01% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $91.7K | 9,000 | 0.00% | 24q | HELD |
| OSAIC HOLDINGS, INC. | $62.5K | 6,132 | 0.00% | 19q | -59.3%-$91.0K |
| ROTHSCHILD INVESTMENT LLC | $20.4K | 2,000 | 0.00% | 4q | -71.4%-$51.0K |
| MATHER GROUP, LLC. | $20.4K | 2,000 | 0.00% | 2q | HELD |
| Plante Moran Financial Advisors, LLC | $13.7K | 1,346 | 0.00% | 12q | HELD |
| UBS Group AG | $12.9K | 1,263 | 0.00% | 24q | -76.6%-$42.2K |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | $11.5K | 1,125 | 0.00% | 24q | HELD |
| WOLVERINE ASSET MANAGEMENT LLC | $4.5K | 440 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $3.0K | 296 | 0.00% | 14q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2024 | 36 | $59.0M | 5,422,219 | 9 | 4 | 12 | 0.0% |
| Q2 2024 | 34 | $51.6M | 5,233,303 | 4 | 6 | 10 | 0.0% |
| Q1 2024 | 34 | $44.7M | 4,997,129 | 2 | 8 | 13 | 0.0% |
| Q4 2023 | 37 | $40.7M | 4,700,350 | 4 | 11 | 13 | 0.0% |
| Q3 2023 | 38 | $31.9M | 4,238,822 | 3 | 10 | 12 | 0.0% |
| Q2 2023 | 37 | $30.4M | 3,587,799 | 2 | 5 | 13 | 0.0% |
| Q1 2023 | 37 | $29.4M | 3,470,962 | 3 | 8 | 17 | 0.0% |
| Q4 2022 | 38 | $27.1M | 3,317,049 | 7 | 10 | 14 | 0.0% |
| Q3 2022 | 34 | $21.9M | 2,761,257 | 1 | 15 | 11 | 0.0% |
| Q2 2022 | 37 | $23.7M | 2,595,464 | 6 | 12 | 10 | 0.0% |
| Q1 2022 | 33 | $24.8M | 2,401,853 | 4 | 16 | 5 | 0.0% |
| Q4 2021 | 34 | $25.4M | 2,086,563 | 4 | 14 | 6 | 0.0% |
| Q3 2021 | 36 | $25.0M | 2,031,664 | 3 | 12 | 12 | 0.0% |
| Q2 2021 | 35 | $26.3M | 2,091,957 | 1 | 13 | 10 | 0.0% |
| Q1 2021 | 39 | $25.0M | 2,111,845 | 3 | 12 | 12 | 0.0% |
| Q4 2020 | 40 | $21.6M | 1,899,822 | 5 | 13 | 9 | 0.0% |
| Q3 2020 | 35 | $18.9M | 1,741,342 | 2 | 11 | 11 | 0.0% |
| Q2 2020 | 34 | $16.7M | 1,593,601 | 8 | 16 | 4 | 0.0% |
| Q1 2020 | 31 | $13.0M | 1,261,868 | 8 | 12 | 4 | 0.0% |
| Q4 2019 | 27 | $9.8M | 824,266 | 6 | 10 | 7 | 0.0% |
| Q3 2019 | 22 | $10.2M | 854,430 | 1 | 5 | 10 | 0.0% |
| Q2 2019 | 24 | $10.6M | 891,198 | 1 | 6 | 7 | 0.0% |
| Q1 2019 | 24 | $11.3M | 1,004,603 | 1 | 5 | 12 | 0.0% |
| Q4 2018 | 26 | $12.2M | 1,176,417 | 0 | 0 | 1 | 0.0% |