HolderBook

KKR INCOME OPPORTUNITIES FD (KIO)

Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.

83
Reporting holders
$95.5M
Reported value
0.0%
Held as options
-2
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
MORGAN STANLEY$33.7M2,996,7290.00%35q+9.2%+$2.8M
GUGGENHEIM CAPITAL LLC$9.6M851,5030.06%31q+7.3%+$652.4K
UBS Group AG$7.3M646,6530.00%31q-2.1%-$155.5K
WELLS FARGO & COMPANY/MN$6.2M548,4600.00%31q-53.0%-$7.0M
BANK OF AMERICA CORP /DE/$3.9M348,0130.00%31q+1.8%+$68.6K
Rareview Capital LLC$2.5M198,8631.40%5q+10.1%+$229.2K
Kovack Advisors, Inc.$2.5M216,6790.12%14q+60.5%+$925.2K
LPL Financial LLC$2.4M217,2500.00%31q+2.0%+$48.5K
Shaker Financial Services, LLC$2.0M175,5750.62%6q-44.4%-$1.6M
Karpus Management, Inc.$1.8M162,9340.05%6q-3.4%-$64.8K
Significant Wealth Partners LLC$1.6M143,5561.75%2q+1.7%+$27.1K
Capital Investment Advisors, LLC$1.5M135,9750.02%31q-3.1%-$49.0K
Invesco Ltd.$1.4M125,9040.00%31q-17.8%-$306.5K
RAYMOND JAMES FINANCIAL INC$1.3M114,4540.00%7q-1.9%-$25.2K
J.W. COLE ADVISORS, INC.$1.1M101,7370.02%newNEW
Cetera Investment Advisers$1.1M100,8120.00%23q+4.6%+$49.6K
Joseph P. Lucia & Associates, LLC$1.1M100,0220.34%30q+1.0%+$11.1K
Baird Financial Group, Inc.$891.2K79,1500.00%6q-4.8%-$45.0K
ROYAL BANK OF CANADA$859.0K76,2860.00%31q-0.9%-$7.4K
Advisors Asset Management, Inc.$830.8K73,7820.01%newNEW
Rockefeller Capital Management L.P.$652.1K57,9130.00%27q-12.1%-$90.0K
ROBINSON CAPITAL MANAGEMENT, LLC$587.3K52,1540.26%6qHELD
Bramshill Investments, LLC$536.6K47,6590.04%10q+1.1%+$5.9K
NewEdge Advisors, LLC$533.4K47,3700.00%newNEW
ENVESTNET ASSET MANAGEMENT INC$512.6K45,5200.00%16q-11.1%-$64.2K
PFG Investments, LLC$489.5K43,4690.02%2q-1.8%-$9.0K
Carnegie Lake Advisors LLC$482.8K42,8740.18%8q-0.6%-$2.8K
Aviance Capital Partners, LLC$462.2K41,0510.05%6q+2.7%+$12.0K
Arax Advisory Partners$454.1K40,3330.00%5q+706.7%+$397.8K
FIFTH THIRD BANCORP$449.3K39,9000.00%2qHELD
Virtus Investment Advisers, LLC$431.7K38,3410.10%6q-21.1%-$115.2K
STEPHENS INC /AR/$413.5K36,7230.00%31qHELD
Uncommon Cents Investing LLC$369.2K32,7850.08%6q-0.9%-$3.4K
OSAIC HOLDINGS, INC.$342.0K30,3680.00%26q+17.0%+$49.6K
Total Wealth Planning & Management, Inc.$329.2K29,2380.22%2q+14.0%+$40.4K
Equitable Holdings, Inc.$322.2K28,6150.00%2q+33.4%+$80.6K
XTX Topco Ltd$302.4K26,8570.00%newNEW
Corient Private Wealth LP$274.9K24,4120.00%5q-20.8%-$72.4K
Sanctuary Advisors, LLC$256.9K22,8130.00%newNEW
WealthTrust Axiom LLC$235.2K20,8890.05%6q-4.8%-$12.0K
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$227.5K20,0400.00%7q-3.9%-$9.2K
Apollon Wealth Management, LLC$221.0K19,6290.00%7qHELD
STIFEL FINANCIAL CORP$200.3K17,7930.00%18q-1.7%-$3.5K
Fortitude Advisory Group L.L.C.$180.9K16,0660.07%6qHELD
RIK SAYLOR FINANCIAL, INC.$177.7K15,7850.12%7qHELD
SeaCrest Wealth Management, LLC$176.6K15,6820.02%17q+2.4%+$4.2K
Herold Advisors, Inc.$163.0K14,4400.03%5q+20.2%+$27.3K
Hennion & Walsh Asset Management, Inc.$157.6K13,9920.00%9q-49.7%-$155.9K
Graves Light Lenhart Wealth, Inc.$154.6K13,7280.01%31qHELD
BlackRock, Inc.$153.8K13,6540.00%3q-1.6%-$2.5K
Concurrent Investment Advisors, LLC$151.6K13,4640.00%11qHELD
Plotkin Financial Advisors, LLC$145.7K12,9380.06%2qHELD
UHLMANN PRICE SECURITIES, LLC$145.0K12,8770.01%6q+3.2%+$4.5K
HighTower Advisors, LLC$137.8K12,2420.00%30q-3.9%-$5.6K
Creative Planning$127.3K11,3060.00%newNEW
Gator Capital Management, LLC$125.0K11,1020.03%19qHELD
GILL CAPITAL PARTNERS, LLC$124.1K11,0180.03%6q-1.0%-$1.2K
CoreCap Advisors, LLC$118.5K10,5200.00%10q+2491.1%+$113.9K
B. Riley Wealth Advisors, Inc.$114.6K10,1480.01%3q+0.6%
AdvisorNet Financial, Inc$60.5K5,3720.00%6qHELD
US BANCORP \DE\$57.2K5,0760.00%7qHELD
Global Retirement Partners, LLC$42.4K3,7690.00%2q+143.8%+$25.0K
EverSource Wealth Advisors, LLC$33.5K2,9710.00%5qHELD
HARBOUR INVESTMENTS, INC.$31.0K2,7530.00%2qHELD
MERCER GLOBAL ADVISORS INC /ADV$21.1K1,8770.00%newNEW
BNP PARIBAS FINANCIAL MARKETS$16.9K1,5040.00%4q-31.6%-$7.8K
Pinnacle Wealth Planning Services, Inc.$15.3K1,3610.00%3q+25.7%+$3.1K
Atlantic Union Bankshares Corp$14.7K1,3050.00%6qHELD
Penserra Capital Management LLC$13.1K1,161,6430.10%8q+4.0%
Noble Wealth Management PBC$9.0K8000.00%2qHELD
Osbon Capital Management LLC$6.5K5740.01%2q+86.4%+$3.0K
WPG Advisers, LLC$6.1K5410.00%5q+28.2%+$1.3K
Janney Montgomery Scott LLC$6.0K536,5340.01%4q+14.2%
Ameritas Advisory Services, LLC$4.2K3710.00%newNEW
HIGHLINE WEALTH PARTNERS LLC$2.8K2500.00%4qHELD
JPMORGAN CHASE & CO$2.6K2300.00%14qHELD
Cambridge Investment Research Advisors, Inc.$2.6K228,7780.00%31q+105.7%+$1.3K
COMPASS FINANCIAL MANAGEMENT LLC$2.3K2050.00%newFIRST
Mountain Hill Investment Partners Corp.$1.8K1630.00%7q+3.2%
Steward Partners Investment Advisory, LLC$1.8K1620.00%5qHELD
Strategic Advocates LLC$1.5K1350.01%6qHELD
WHITTIER TRUST CO OF NEVADA INC$1.3K1140.00%2qHELD
JFS WEALTH ADVISORS, LLC$1.0K930.00%newNEW
COHEN & STEERS, INC.$98887,7790.00%5qHELD
SIT INVESTMENT ASSOCIATES INC$90480,3000.02%6qHELD
WEDBUSH SECURITIES INC$69361,5740.02%13q+42.9%
Tower Research Capital LLC (TRC)$462410.00%newNEW
ASSETMARK, INC$180160.00%10qHELD
BESSEMER GROUP INC$686,0000.00%newNEW
CITIGROUP INC$1110.00%6qHELD
TSFG, LLC$1670.00%6qHELD

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202683$95.5M8,459,7291025240.0%
Q1 202685$99.6M9,027,5951423300.0%
Q4 202585$95.2M8,198,8291331250.0%
Q3 202585$96.6M7,671,285931240.0%
Q2 202586$111.2M8,850,0281630250.0%
Q1 202575$116.6M9,491,676262670.0%
Q4 202459$67.7M5,059,836720150.0%
Q3 202451$71.1M4,823,252813150.0%
Q2 202447$70.2M5,124,234510180.0%
Q1 202449$104.8M7,736,839111670.0%
Q4 202350$80.1M6,369,800716120.0%
Q3 202348$67.9M5,675,526712170.0%
Q2 202346$67.9M5,844,153317130.0%
Q1 202353$67.9M6,186,855182450.0%
Q4 202237$38.7M3,549,762415130.0%
Q3 202252$61.0M5,328,382624110.0%
Q2 202255$58.1M4,906,4871025110.0%
Q1 202249$66.3M4,597,0181014150.0%
Q4 202145$71.4M4,219,997517130.0%
Q3 202143$62.1M3,789,233114170.0%
Q2 202146$62.9M3,768,351317150.0%
Q1 202153$62.4M3,941,250821140.0%
Q4 202052$52.9M3,668,793719170.0%
Q3 202046$40.5M2,999,111214210.0%
Q2 202048$43.1M3,495,241317160.0%
Q1 202053$50.2M5,217,6681414160.0%
Q4 201945$63.9M4,046,156218150.0%
Q3 201944$62.8M4,030,616217170.0%
Q2 201943$66.4M4,223,376317170.0%
Q1 201949$122.5M5,003,415420150.0%
Q4 201855$66.2M4,644,3481110.0%