KCAP FINL INC (KCAP)
Institutional ownership reported to the SEC as of Q1 2019, across 2 quarters.
32
Reporting holders
$31.3M
Reported value
0.0%
Held as options
-7
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CREDIT SUISSE AG/ | $11.7M | 3,239,593 | 0.01% | 2q | -2.6%-$319.0K |
| Callodine Capital Management, LP | $6.2M | 1,724,361 | 3.07% | 2q | +52.9%+$2.2M |
| Advisors Asset Management, Inc. | $3.2M | 895,524 | 0.03% | 5q | +22.4%+$594.0K |
| UBS Group AG | $2.5M | 684,010 | 0.00% | 2q | +2.5%+$59.8K |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $1.7M | 463,646 | 0.00% | new | NEW |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $1.2M | 340,472 | 0.02% | 2q | HELD |
| Diversified Trust Co | $980.0K | 270,827 | 0.05% | 2q | +2.6%+$25.3K |
| Legal & General Group Plc | $665.0K | 183,393 | 0.00% | 2q | +18.3%+$102.8K |
| Invesco Ltd. | $579.0K | 159,985 | 0.00% | new | NEW |
| Muzinich & Co., Inc. | $522.0K | 144,266 | 0.04% | 2q | -47.7%-$476.7K |
| PRIVATE MANAGEMENT GROUP INC | $478.0K | 132,082 | 0.02% | 2q | -94.6%-$8.4M |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $329.0K | 91,002 | 0.00% | 2q | HELD |
| TWO SIGMA ADVISERS, LP | $274.0K | 75,654 | 0.00% | 2q | -2.7%-$7.6K |
| BANK OF AMERICA CORP /DE/ | $183.0K | 50,632 | 0.00% | 2q | -6.4%-$12.5K |
| MORGAN STANLEY | $141.0K | 38,815 | 0.00% | 6q | +32.3%+$34.5K |
| Creative Planning | $126.0K | 34,865 | 0.00% | 2q | +20.8%+$21.7K |
| THOROUGHBRED FINANCIAL SERVICES, LLC | $92.0K | 25,322 | 0.04% | 2q | HELD |
| TWO SIGMA INVESTMENTS, LP | $68.0K | 18,736 | 0.00% | 2q | -19.3%-$16.3K |
| LPL Financial LLC | $58.0K | 16,053 | 0.00% | 2q | HELD |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $57.0K | 15,631 | 0.00% | 2q | +184.2%+$36.9K |
| Alpine Global Management, LLC | $52.0K | 14,285 | 0.02% | new | NEW |
| Advisor Group, Inc. | $29.0K | 7,900 | 0.00% | 2q | +132.4%+$16.5K |
| JPMORGAN CHASE & CO | $23.0K | 6,222 | 0.00% | 2q | -19.4%-$5.5K |
| ROYAL BANK OF CANADA | $17.0K | 4,831 | 0.00% | 2q | +1.9% |
| Legacy Bridge, LLC | $12.0K | 3,200 | 0.01% | new | NEW |
| Barnett & Company, Inc. | $9.0K | 2,500 | 0.01% | 2q | -28.3%-$3.5K |
| Hudock Capital Group, LLC | $6.0K | 1,738 | 0.00% | 2q | -21.6%-$1.7K |
| WELLS FARGO & COMPANY/MN | $4.0K | 1,000 | 0.00% | 2q | -68.1%-$8.5K |
| FIRST HAWAIIAN BANK | $4.0K | 1,060 | 0.00% | 2q | HELD |
| SECURITY NATIONAL TRUST CO | $2.0K | 500 | 0.00% | 2q | HELD |
| Tradewinds Capital Management, LLC | $2.0K | 560 | 0.00% | 2q | HELD |
| Quad-Cities Investment Group, LLC | $1.0K | 200 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2019 | 32 | $31.3M | 8,648,865 | 4 | 10 | 10 | 0.0% |
| Q4 2018 | 39 | $36.9M | 10,664,817 | 0 | 3 | 0 | 0.0% |