KCAP FINL INC (KCAP)
Institutional ownership reported to the SEC as of Q1 2019, across 2 quarters.
32
Reporting holders
$31.3M
Reported value
0.0%
Calls
0.0%
Puts
-7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CREDIT SUISSE AG/ | $11.7M | 3,239,593 | 0.01% | 2q | -2.6%-$319.0K |
| Callodine Capital Management, LP | $6.2M | 1,724,361 | 3.07% | 2q | +52.9%+$2.2M |
| Advisors Asset Management, Inc. | $3.2M | 895,524 | 0.03% | 5q | +22.4%+$594.0K |
| UBS Group AG | $2.5M | 684,010 | 0.00% | 2q | +2.5%+$59.8K |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $1.7M | 463,646 | 0.00% | new | NEW |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $1.2M | 340,472 | 0.02% | 2q | HELD |
| Diversified Trust Co | $980.0K | 270,827 | 0.05% | 2q | +2.6%+$25.3K |
| Legal & General Group Plc | $665.0K | 183,393 | 0.00% | 2q | +18.3%+$102.8K |
| Invesco Ltd. | $579.0K | 159,985 | 0.00% | new | NEW |
| Muzinich & Co., Inc. | $522.0K | 144,266 | 0.04% | 2q | -47.7%-$476.7K |
| PRIVATE MANAGEMENT GROUP INC | $478.0K | 132,082 | 0.02% | 2q | -94.6%-$8.4M |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $329.0K | 91,002 | 0.00% | 2q | HELD |
| TWO SIGMA ADVISERS, LP | $274.0K | 75,654 | 0.00% | 2q | -2.7%-$7.6K |
| BANK OF AMERICA CORP /DE/ | $183.0K | 50,632 | 0.00% | 2q | -6.4%-$12.5K |
| MORGAN STANLEY | $141.0K | 38,815 | 0.00% | 6q | +32.3%+$34.5K |
| Creative Planning | $126.0K | 34,865 | 0.00% | 2q | +20.8%+$21.7K |
| THOROUGHBRED FINANCIAL SERVICES, LLC | $92.0K | 25,322 | 0.04% | 2q | HELD |
| TWO SIGMA INVESTMENTS, LP | $68.0K | 18,736 | 0.00% | 2q | -19.3%-$16.3K |
| LPL Financial LLC | $58.0K | 16,053 | 0.00% | 2q | HELD |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $57.0K | 15,631 | 0.00% | 2q | +184.2%+$36.9K |
| Alpine Global Management, LLC | $52.0K | 14,285 | 0.02% | new | NEW |
| Advisor Group, Inc. | $29.0K | 7,900 | 0.00% | 2q | +132.4%+$16.5K |
| JPMORGAN CHASE & CO | $23.0K | 6,222 | 0.00% | 2q | -19.4%-$5.5K |
| ROYAL BANK OF CANADA | $17.0K | 4,831 | 0.00% | 2q | +1.9% |
| Legacy Bridge, LLC | $12.0K | 3,200 | 0.01% | new | NEW |
| Barnett & Company, Inc. | $9.0K | 2,500 | 0.01% | 2q | -28.3%-$3.5K |
| Hudock Capital Group, LLC | $6.0K | 1,738 | 0.00% | 2q | -21.6%-$1.7K |
| WELLS FARGO & COMPANY/MN | $4.0K | 1,000 | 0.00% | 2q | -68.1%-$8.5K |
| FIRST HAWAIIAN BANK | $4.0K | 1,060 | 0.00% | 2q | HELD |
| SECURITY NATIONAL TRUST CO | $2.0K | 500 | 0.00% | 2q | HELD |
| Tradewinds Capital Management, LLC | $2.0K | 560 | 0.00% | 2q | HELD |
| Quad-Cities Investment Group, LLC | $1.0K | 200 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2019 | 32 | $31.3M | 8,648,865 | 4 | 10 | 10 | 0.0% |
| Q4 2018 | 39 | $36.9M | 10,664,817 | 0 | 3 | 0 | 0.0% |