ADVISORS SER TR (KAT)
Institutional ownership reported to the SEC as of Q2 2026, across 4 quarters.
37
Reporting holders
$490.9M
Reported value
0.0%
Calls
0.0%
Puts
-4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Scharf Investments, LLC | $238.9M | 4,419,958 | 7.89% | 4q | -3.1%-$7.5M |
| Focus Partners Wealth | $126.1M | 2,332,145 | 0.13% | 4q | -6.8%-$9.2M |
| MORGAN STANLEY | $46.0M | 851,022 | 0.00% | 4q | -18.9%-$10.8M |
| Cambridge Investment Research Advisors, Inc. | $17.9M | 330,760 | 0.02% | 4q | +90.6%+$8.5M |
| Intellectus Partners, LLC | $11.2M | 207,937 | 1.94% | 4q | -3.5%-$409.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $10.9M | 202,045 | 0.00% | 4q | +800.3%+$9.7M |
| HighTower Advisors, LLC | $9.6M | 176,659 | 0.01% | 4q | HELD |
| Corient Private Wealth LP | $5.6M | 104,500 | 0.00% | 4q | +99.0%+$2.8M |
| Roehl & Yi Investment Advisors, LLC | $3.9M | 71,856 | 1.28% | 4q | -2.3%-$89.8K |
| Quantinno Capital Management LP | $3.0M | 55,838 | 0.00% | 2q | -32.8%-$1.5M |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $2.8M | 52,039 | 0.04% | 3q | -31.0%-$1.3M |
| Sanctuary Advisors, LLC | $2.7M | 49,597 | 0.01% | 2q | HELD |
| RAYMOND JAMES FINANCIAL INC | $2.4M | 44,228 | 0.00% | 4q | -3.7%-$91.0K |
| Ashton Thomas Private Wealth, LLC | $2.0M | 36,315 | 0.04% | 4q | -5.0%-$102.6K |
| MERCER GLOBAL ADVISORS INC /ADV | $1.9M | 35,902 | 0.00% | 4q | +94.5%+$942.8K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $843.0K | 15,073 | 0.00% | 2q | -5.7%-$50.6K |
| ASHTON THOMAS SECURITIES, LLC | $783.7K | 14,497 | 0.12% | 4q | HELD |
| LPL Financial LLC | $779.1K | 14,412 | 0.00% | 4q | -8.1%-$68.7K |
| CITADEL ADVISORS LLC | $705.5K | 13,050 | 0.00% | 3q | -83.4%-$3.5M |
| MGO ONE SEVEN LLC | $417.7K | 7,727 | 0.01% | 4q | -1.8%-$7.8K |
| Summit Financial, LLC | $403.2K | 7,458 | 0.00% | 4q | -16.1%-$77.1K |
| Mariner, LLC | $363.2K | 6,718 | 0.00% | 4q | +38.3%+$100.7K |
| JANE STREET GROUP, LLC | $357.9K | 6,621 | 0.00% | 4q | -87.1%-$2.4M |
| Ridge Creek Global, Inc | $289.1K | 5,348 | 0.22% | 3q | HELD |
| GREENWOOD CAPITAL ASSOCIATES LLC | $278.1K | 5,145 | 0.03% | new | NEW |
| Apollon Wealth Management, LLC | $219.4K | 4,058 | 0.00% | 4q | -9.9%-$24.1K |
| Abound Wealth Management | $185.3K | 3,428 | 0.04% | 4q | -5.1%-$9.9K |
| Pinnacle Bancorp, Inc. | $124.1K | 2,296 | 0.03% | 3q | HELD |
| FIFTH THIRD BANCORP | $70.8K | 1,310 | 0.00% | 2q | HELD |
| US BANCORP \DE\ | $68.6K | 1,269 | 0.00% | 4q | HELD |
| Clearstead Advisors, LLC | $31.5K | 583 | 0.00% | 4q | HELD |
| IFP Advisors, Inc | $13.8K | 255 | 0.00% | 2q | HELD |
| Allworth Financial LP | $11.4K | 210 | 0.00% | 4q | HELD |
| JPMORGAN CHASE & CO | $10.9K | 201 | 0.00% | 4q | HELD |
| ASSETMARK, INC | $8.7K | 161 | 0.00% | 4q | HELD |
| OSAIC HOLDINGS, INC. | $3.6K | 67 | 0.00% | 4q | -89.4%-$30.5K |
| UBS Group AG | $1.8K | 34 | 0.00% | 4q | -78.2%-$6.6K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 37 | $490.9M | 9,080,722 | 1 | 5 | 19 | 0.0% |
| Q1 2026 | 41 | $502.3M | 9,372,170 | 6 | 5 | 21 | 0.0% |
| Q4 2025 | 39 | $537.3M | 9,768,164 | 6 | 8 | 13 | 0.0% |
| Q3 2025 | 34 | $542.5M | 9,640,394 | 34 | 0 | 0 | 0.0% |