HolderBook

ADVISORS SER TR (KAT)

Institutional ownership reported to the SEC as of Q2 2026, across 4 quarters.

36
Reporting holders
$472.7M
Reported value
0.0%
Held as options
-4
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
Scharf Investments, LLC$238.9M4,419,9587.89%4q-3.1%-$7.5M
Focus Partners Wealth$126.1M2,332,1450.13%4q-6.8%-$9.2M
MORGAN STANLEY$46.0M851,0220.00%4q-18.9%-$10.8M
Intellectus Partners, LLC$11.2M207,9371.94%4q-3.5%-$409.1K
SUSQUEHANNA INTERNATIONAL GROUP, LLP$10.9M202,0450.00%4q+800.3%+$9.7M
HighTower Advisors, LLC$9.6M176,6590.01%4qHELD
Corient Private Wealth LP$5.6M104,5000.00%4q+99.0%+$2.8M
Roehl & Yi Investment Advisors, LLC$3.9M71,8561.28%4q-2.3%-$89.8K
Quantinno Capital Management LP$3.0M55,8380.00%2q-32.8%-$1.5M
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management$2.8M52,0390.04%3q-31.0%-$1.3M
Sanctuary Advisors, LLC$2.7M49,5970.01%2qHELD
RAYMOND JAMES FINANCIAL INC$2.4M44,2280.00%4q-3.7%-$91.0K
Ashton Thomas Private Wealth, LLC$2.0M36,3150.04%4q-5.0%-$102.6K
MERCER GLOBAL ADVISORS INC /ADV$1.9M35,9020.00%4q+94.5%+$942.8K
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$843.0K15,0730.00%2q-5.7%-$50.6K
ASHTON THOMAS SECURITIES, LLC$783.7K14,4970.12%4qHELD
LPL Financial LLC$779.1K14,4120.00%4q-8.1%-$68.7K
MGO ONE SEVEN LLC$417.7K7,7270.01%4q-1.8%-$7.8K
Summit Financial, LLC$403.2K7,4580.00%4q-16.1%-$77.1K
Mariner, LLC$363.2K6,7180.00%4q+38.3%+$100.7K
JANE STREET GROUP, LLC$357.9K6,6210.00%4q-87.1%-$2.4M
CITADEL ADVISORS LLC$352.7K6,5250.00%3q-91.7%-$3.9M
Ridge Creek Global, Inc$289.1K5,3480.22%3qHELD
GREENWOOD CAPITAL ASSOCIATES LLC$278.1K5,1450.03%newNEW
Apollon Wealth Management, LLC$219.4K4,0580.00%4q-9.9%-$24.1K
Abound Wealth Management$185.3K3,4280.04%4q-5.1%-$9.9K
Pinnacle Bancorp, Inc.$124.1K2,2960.03%3qHELD
FIFTH THIRD BANCORP$70.8K1,3100.00%2qHELD
US BANCORP \DE\$68.6K1,2690.00%4qHELD
Clearstead Advisors, LLC$31.5K5830.00%4qHELD
Cambridge Investment Research Advisors, Inc.$17.9K330,7600.02%4q+90.6%+$8.5K
IFP Advisors, Inc$13.8K2550.00%2qHELD
Allworth Financial LP$11.4K2100.00%4qHELD
JPMORGAN CHASE & CO$10.9K2010.00%4qHELD
ASSETMARK, INC$8.7K1610.00%4qHELD
OSAIC HOLDINGS, INC.$3.6K670.00%4q-89.4%-$30.5K
UBS Group AG$1.8K340.00%4q-78.2%-$6.6K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202636$472.7M8,743,43714190.0%
Q1 202640$493.0M9,198,59165200.0%
Q4 202537$526.6M9,573,81258120.0%
Q3 202533$531.5M9,445,12033000.0%