NUVEEN PFD & INCOME 2022 TER (JPT)
Institutional ownership reported to the SEC as of Q3 2023, across 20 quarters.
23
Reporting holders
$16.3M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $3.6M | 231,895 | 0.00% | 24q | +31.4%+$869.1K |
| SIT INVESTMENT ASSOCIATES INC | $2.6M | 168,009 | 0.07% | 5q | +42.0%+$780.4K |
| OSAIC HOLDINGS, INC. | $1.5M | 95,354 | 0.00% | 15q | +4.6%+$66.3K |
| BANK OF AMERICA CORP /DE/ | $1.1M | 70,565 | 0.00% | 20q | -8.0%-$96.4K |
| WOLVERINE ASSET MANAGEMENT LLC | $884.4K | 56,334 | 0.01% | 2q | +30.6%+$207.4K |
| ENVESTNET ASSET MANAGEMENT INC | $704.2K | 44,853 | 0.00% | 2q | +13.0%+$80.9K |
| DAVENPORT & Co LLC | $654.7K | 41,700 | 0.00% | 9q | HELD |
| Saba Capital Management, L.P. | $649.3K | 41,356 | 0.02% | new | NEW |
| Janney Montgomery Scott LLC | $610.0K | 38,854 | 0.00% | 16q | -3.8%-$24.0K |
| Woodline Partners LP | $543.4K | 34,614 | 0.01% | 3q | -4.5%-$25.6K |
| WELLS FARGO & COMPANY/MN | $517.2K | 32,943 | 0.00% | 20q | -3.2%-$17.1K |
| UBS Group AG | $464.5K | 29,584 | 0.00% | 20q | HELD |
| STIFEL FINANCIAL CORP | $456.0K | 29,042 | 0.00% | 20q | +24.4%+$89.4K |
| RPO LLC | $430.3K | 27,407 | 0.49% | new | NEW |
| Invesco Ltd. | $384.7K | 24,503 | 0.00% | 3q | -3.2%-$12.7K |
| Thomas J. Herzfeld Advisors, Inc. | $232.5K | 14,807 | 0.09% | 2q | +51.6%+$79.1K |
| CSS LLC/IL | $207.2K | 13,198 | 0.01% | 2q | +16.3%+$29.0K |
| BOOTHBAY FUND MANAGEMENT, LLC | $193.6K | 12,333 | 0.00% | new | NEW |
| Logan Stone Capital, LLC | $174.9K | 11,139 | 0.05% | 6q | HELD |
| Chicago Partners Investment Group LLC | $172.0K | 11,552 | 0.01% | 19q | HELD |
| Sea Otter Advisors LLC | $157.0K | 10,000 | 0.09% | 2q | +42.4%+$46.8K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $3.1K | 196 | 0.00% | new | NEW |
| FNY Investment Advisers, LLC | $3.0K | 200 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 23 | $16.3M | 1,040,438 | 4 | 9 | 5 | 0.0% |
| Q2 2023 | 22 | $13.9M | 861,252 | 6 | 8 | 5 | 0.0% |
| Q1 2023 | 17 | $11.4M | 694,581 | 4 | 5 | 6 | 0.0% |
| Q4 2022 | 19 | $12.0M | 681,832 | 6 | 7 | 5 | 0.0% |
| Q3 2022 | 18 | $9.8M | 534,819 | 2 | 8 | 5 | 0.0% |
| Q2 2022 | 18 | $9.7M | 511,314 | 3 | 7 | 5 | 0.0% |
| Q1 2022 | 20 | $11.0M | 513,298 | 3 | 2 | 10 | 0.0% |
| Q4 2021 | 31 | $28.9M | 1,176,030 | 3 | 12 | 6 | 0.0% |
| Q3 2021 | 27 | $23.2M | 931,165 | 4 | 11 | 9 | 0.0% |
| Q2 2021 | 25 | $21.6M | 862,756 | 2 | 13 | 4 | 0.0% |
| Q1 2021 | 25 | $22.6M | 923,601 | 3 | 10 | 8 | 0.0% |
| Q4 2020 | 22 | $21.2M | 872,378 | 1 | 12 | 6 | 0.0% |
| Q3 2020 | 23 | $19.9M | 867,945 | 3 | 8 | 7 | 0.0% |
| Q2 2020 | 23 | $19.6M | 872,122 | 2 | 10 | 9 | 0.0% |
| Q1 2020 | 25 | $16.2M | 848,744 | 5 | 12 | 3 | 0.0% |
| Q4 2019 | 25 | $18.6M | 739,166 | 6 | 10 | 6 | 0.0% |
| Q3 2019 | 21 | $16.3M | 670,816 | 1 | 9 | 5 | 0.0% |
| Q2 2019 | 23 | $19.3M | 797,550 | 2 | 10 | 5 | 0.0% |
| Q1 2019 | 24 | $20.1M | 882,260 | 5 | 8 | 6 | 0.0% |
| Q4 2018 | 24 | $18.4M | 885,817 | 0 | 1 | 1 | 0.0% |