NUVEEN PFD & INCOME OPPORTUN (JPC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
318
Reporting holders
$499.0M
Reported value
0.0%
Held as options
+8
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $44.6M | 5,655,933 | 0.00% | 35q | +3.9%+$1.7M |
| BANK OF AMERICA CORP /DE/ | $39.7M | 5,038,736 | 0.00% | 31q | +5.5%+$2.1M |
| WELLS FARGO & COMPANY/MN | $37.0M | 4,690,122 | 0.01% | 31q | -49.6%-$36.3M |
| UBS Group AG | $34.4M | 4,361,872 | 0.00% | 31q | -0.8%-$294.1K |
| RAYMOND JAMES FINANCIAL INC | $32.7M | 4,146,808 | 0.01% | 7q | +1.8%+$589.8K |
| ROYAL BANK OF CANADA | $23.0M | 2,914,736 | 0.00% | 31q | +1.1%+$258.3K |
| Invesco Ltd. | $21.3M | 2,704,154 | 0.00% | 31q | +5.0%+$1.0M |
| LPL Financial LLC | $19.0M | 2,411,543 | 0.00% | 31q | +5.8%+$1.0M |
| GUGGENHEIM CAPITAL LLC | $13.3M | 1,692,635 | 0.08% | 31q | -11.3%-$1.7M |
| CAPTRUST FINANCIAL ADVISORS | $12.2M | 1,552,780 | 0.02% | 12q | +1.0%+$125.0K |
| OSAIC HOLDINGS, INC. | $10.8M | 1,365,893 | 0.01% | 26q | +12.5%+$1.2M |
| COMMONWEALTH EQUITY SERVICES, LLC | $9.6M | 1,222,486 | 0.01% | 31q | HELD |
| Cerity Partners LLC | $9.6M | 1,217,956 | 0.01% | 15q | +2.0%+$186.7K |
| GREATMARK INVESTMENT PARTNERS, INC. | $7.7M | 973,962 | 0.85% | 11q | -1.2%-$93.8K |
| MGO ONE SEVEN LLC | $7.5M | 956,230 | 0.12% | 4q | -2.7%-$209.5K |
| TRUIST FINANCIAL CORP | $7.1M | 895,417 | 0.01% | 27q | +0.8%+$56.7K |
| Smith Asset Management Co., LLC | $7.0M | 890,862 | 5.52% | 7q | -2.3%-$161.9K |
| Cetera Investment Advisers | $6.6M | 833,198 | 0.01% | 23q | +3.7%+$235.3K |
| AMERIPRISE FINANCIAL INC | $6.5M | 825,013 | 0.00% | 31q | -48.1%-$6.0M |
| Kestra Advisory Services, LLC | $6.0M | 759,329 | 0.02% | 13q | +2.0%+$117.7K |
| FCA CORP /TX | $4.4M | 554,077 | 1.08% | 11q | +5.2%+$217.4K |
| Moors & Cabot, Inc. | $4.3M | 544,903 | 0.17% | 26q | +1.1%+$45.5K |
| STIFEL FINANCIAL CORP | $3.8M | 479,664 | 0.00% | 31q | +9.6%+$331.4K |
| Stratos Wealth Partners, LTD. | $3.8M | 476,950 | 0.04% | 31q | -2.6%-$100.3K |
| Lido Advisors, LLC | $3.6M | 454,537 | 0.01% | 11q | HELD |
| Chicago Partners Investment Group LLC | $3.6M | 463,127 | 0.07% | 11q | -5.2%-$193.9K |
| Advisors Asset Management, Inc. | $3.5M | 447,769 | 0.05% | 12q | -33.1%-$1.7M |
| PROTECTIVE LIFE CORP | $3.5M | 440,000 | 24.77% | 31q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $3.1M | 391,171 | 0.00% | 31q | -2.3%-$72.7K |
| Steward Partners Investment Advisory, LLC | $3.0M | 383,696 | 0.02% | 31q | +9.1%+$252.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $3.0M | 378,615 | 0.00% | 12q | +8.0%+$221.3K |
| PRELUDE CAPITAL MANAGEMENT, LLC | $2.8M | 350,000 | 0.20% | 7q | +20.9%+$476.9K |
| Fiera Capital Corp | $2.7M | 341,744 | 0.01% | 22q | +3.6%+$93.7K |
| Sanctuary Advisors, LLC | $2.5M | 316,545 | 0.01% | 9q | -6.6%-$176.8K |
| NewEdge Advisors, LLC | $2.4M | 302,561 | 0.01% | new | NEW |
| IBEX WEALTH ADVISORS | $2.3M | 288,992 | 0.18% | 7q | -1.0%-$24.1K |
| Wealth Advisory Solutions, LLC | $2.1M | 261,844 | 0.42% | 10q | +19.3%+$333.9K |
| DAVENPORT & Co LLC | $1.9M | 241,523 | 0.01% | 18q | +0.6%+$11.8K |
| MSH Capital Advisors LLC | $1.9M | 240,963 | 0.33% | 19q | -4.5%-$88.9K |
| Capital Investment Advisors, LLC | $1.9M | 236,459 | 0.02% | 12q | -12.4%-$263.8K |
| Mission Hills Financial Advisory, LLC | $1.8M | 226,584 | 0.78% | 8q | +102.0%+$901.6K |
| CoreCap Advisors, LLC | $1.8M | 222,698 | 0.05% | 18q | +2.0%+$34.2K |
| FIRST TRUST ADVISORS LP | $1.7M | 215,674 | 0.00% | 31q | HELD |
| Wright Wealth LLC | $1.7M | 210,089 | 0.99% | 3q | +8.2%+$125.4K |
| XTX Topco Ltd | $1.6M | 202,045 | 0.02% | 2q | +123.5%+$879.8K |
| HARBOUR INVESTMENTS, INC. | $1.6M | 202,041 | 0.02% | 21q | -2.3%-$36.7K |
| Wealthspire Advisors, LLC | $1.6M | 199,488 | 0.01% | 5q | -1.6%-$25.0K |
| Geneos Wealth Management Inc. | $1.5M | 186,542 | 0.03% | 11q | -6.2%-$97.9K |
| &PARTNERS | $1.4M | 178,942 | 0.01% | 8q | HELD |
| UMB Bank, n.a. | $1.4M | 174,854 | 0.02% | 6q | +10.1%+$126.1K |
| Jupiter Wealth Management LLC | $1.3M | 168,733 | 0.53% | 2q | HELD |
| JANE STREET GROUP, LLC | $1.2M | 157,446 | 0.00% | 5q | -49.3%-$1.2M |
| HighTower Advisors, LLC | $1.2M | 154,859 | 0.00% | 31q | HELD |
| E&G Advisors, LLC | $1.2M | 153,251 | 0.23% | 31q | HELD |
| Hennion & Walsh Asset Management, Inc. | $1.1M | 141,288 | 0.03% | 19q | -56.7%-$1.5M |
| Private Advisor Group, LLC | $1.1M | 139,246 | 0.01% | 31q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $1.1M | 137,079 | 0.02% | 7q | HELD |
| Wealthcare Advisory Partners LLC | $1.0M | 133,224 | 0.02% | 13q | -3.0%-$32.0K |
| AlphaCore Capital LLC | $1.0M | 130,543 | 0.02% | 6q | +31.7%+$249.7K |
| StoneX Group Inc. | $1.0M | 129,640 | 0.04% | 11q | +40.8%+$297.8K |
| MERCER GLOBAL ADVISORS INC /ADV | $994.8K | 126,240 | 0.00% | 11q | +112.5%+$526.7K |
| Bramshill Investments, LLC | $994.2K | 126,165 | 0.08% | 16q | +67.5%+$400.6K |
| RITHOLTZ WEALTH MANAGEMENT | $871.6K | 110,612 | 0.01% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $869.4K | 110,331 | 0.02% | 6q | +18.7%+$137.1K |
| Advisory Services Network, LLC | $838.7K | 106,429 | 0.01% | 11q | -2.6%-$22.1K |
| Cornerstone Advisory, LLC | $826.5K | 104,883 | 0.07% | 4q | HELD |
| Triumph Capital Management | $812.2K | 103,070 | 0.15% | 8q | +10.2%+$75.0K |
| ONE WEALTH CAPITAL MANAGEMENT, LLC | $798.5K | 101,328 | 0.22% | 7q | +106.7%+$412.1K |
| Palogic Value Management, L.P. | $792.4K | 100,564 | 0.26% | 15q | HELD |
| Diversify Advisory Services, LLC | $765.9K | 99,591 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $765.9K | 99,591 | 0.01% | 7q | +0.9%+$6.8K |
| MELFA WEALTH MANAGEMENT, INC. | $763.6K | 96,899 | 0.41% | 15q | HELD |
| Benchmark Investment Advisors LLC | $693.4K | 88,000 | 0.30% | 2q | HELD |
| Spire Wealth Management | $692.2K | 87,837 | 0.02% | 22q | +9.8%+$62.0K |
| Shaker Financial Services, LLC | $689.3K | 87,000 | 0.22% | new | NEW |
| MARINO, STRAM & ASSOCIATES LLC | $682.2K | 86,571 | 0.11% | 11q | HELD |
| Abel Hall, LLC | $658.8K | 83,600 | 0.11% | 11q | HELD |
| LEVEL FOUR ADVISORY SERVICES, LLC | $655.8K | 83,222 | 0.02% | 19q | -1.0%-$6.8K |
| Prospera Financial Services Inc | $651.1K | 82,625 | 0.01% | 12q | HELD |
| ROTHSCHILD INVESTMENT LLC | $638.0K | 80,967 | 0.02% | 11q | +13.9%+$77.9K |
| Shulman DeMeo Asset Management LLC | $609.0K | 77,280 | 0.11% | 11q | -0.5%-$3.3K |
| Samalin Investment Counsel, LLC | $590.1K | 74,884 | 0.18% | 11q | -29.1%-$242.6K |
| Pathstone Holdings, LLC | $587.1K | 74,508 | 0.00% | 11q | HELD |
| Waverly Advisors, LLC | $580.4K | 73,658 | 0.00% | 5q | -14.4%-$98.0K |
| FIFTH THIRD BANCORP | $560.3K | 71,105 | 0.00% | 19q | HELD |
| RVW Wealth, LLC | $558.9K | 70,922 | 0.04% | 14q | HELD |
| INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV | $545.7K | 69,250 | 0.19% | 31q | +3.0%+$15.8K |
| Arax Advisory Partners | $544.4K | 69,092 | 0.00% | 5q | +403.5%+$436.3K |
| PRINCIPAL SECURITIES, INC. | $535.7K | 67,977 | 0.01% | 11q | HELD |
| Mariner, LLC | $528.5K | 67,074 | 0.00% | 11q | -21.6%-$145.8K |
| KMT WEALTH MANAGEMENT, LLC | $519.3K | 65,897 | 0.44% | new | NEW |
| Live Oak Private Wealth LLC | $516.7K | 65,572 | 0.06% | 25q | HELD |
| Everstar Asset Management, LLC | $511.5K | 64,911 | 0.25% | 2q | -1.8%-$9.2K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $508.5K | 64,859 | 0.03% | 11q | +13.8%+$61.7K |
| Accel Wealth Management | $487.1K | 61,818 | 0.11% | 11q | -4.9%-$25.2K |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | $484.2K | 61,444 | 0.03% | 15q | HELD |
| Centurion Wealth Management LLC | $462.8K | 58,732 | 0.11% | 10q | -12.3%-$65.0K |
| Ameritas Advisory Services, LLC | $450.0K | 57,103 | 0.01% | 10q | +35.3%+$117.3K |
| WEALTH EFFECTS LLC | $442.0K | 56,090 | 0.12% | 2q | HELD |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | $435.5K | 55,269 | 0.11% | 11q | HELD |
Showing the largest 100 of 331 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 318 | $499.0M | 63,304,011 | 34 | 100 | 74 | 0.0% |
| Q1 2026 | 310 | $508.0M | 67,279,438 | 35 | 88 | 78 | 0.0% |
| Q4 2025 | 318 | $507.1M | 62,485,177 | 26 | 88 | 80 | 0.0% |
| Q3 2025 | 299 | $492.7M | 60,103,845 | 43 | 113 | 49 | 0.0% |
| Q2 2025 | 272 | $427.6M | 53,259,573 | 27 | 84 | 64 | 0.0% |
| Q1 2025 | 267 | $414.9M | 52,105,929 | 29 | 62 | 63 | 0.0% |
| Q4 2024 | 279 | $423.6M | 53,878,428 | 31 | 75 | 66 | 0.0% |
| Q3 2024 | 267 | $441.9M | 54,766,835 | 33 | 76 | 62 | 0.0% |
| Q2 2024 | 261 | $488.2M | 65,519,359 | 25 | 67 | 78 | 0.0% |
| Q1 2024 | 263 | $687.8M | 95,474,737 | 31 | 74 | 79 | 0.0% |
| Q4 2023 | 270 | $559.9M | 82,901,036 | 139 | 83 | 12 | 0.0% |
| Q3 2023 | 127 | $117.5M | 18,560,046 | 21 | 25 | 36 | 0.0% |
| Q2 2023 | 113 | $106.6M | 16,441,591 | 14 | 28 | 30 | 0.0% |
| Q1 2023 | 114 | $105.8M | 16,091,688 | 10 | 25 | 32 | 0.0% |
| Q4 2022 | 110 | $113.8M | 15,629,583 | 20 | 23 | 31 | 0.0% |
| Q3 2022 | 130 | $149.0M | 21,435,379 | 12 | 25 | 47 | 0.0% |
| Q2 2022 | 140 | $147.2M | 19,246,998 | 18 | 38 | 34 | 0.0% |
| Q1 2022 | 138 | $196.2M | 22,863,662 | 18 | 44 | 27 | 0.0% |
| Q4 2021 | 138 | $224.8M | 23,031,259 | 22 | 36 | 32 | 0.0% |
| Q3 2021 | 125 | $202.7M | 20,474,287 | 13 | 32 | 25 | 0.0% |
| Q2 2021 | 124 | $207.5M | 20,640,872 | 13 | 39 | 31 | 0.0% |
| Q1 2021 | 126 | $194.5M | 20,514,603 | 14 | 39 | 28 | 0.0% |
| Q4 2020 | 129 | $167.5M | 17,667,322 | 14 | 29 | 34 | 0.0% |
| Q3 2020 | 115 | $135.6M | 15,958,361 | 14 | 30 | 33 | 0.0% |
| Q2 2020 | 109 | $125.6M | 15,258,123 | 12 | 32 | 34 | 0.0% |
| Q1 2020 | 113 | $102.9M | 13,838,545 | 13 | 30 | 38 | 0.0% |
| Q4 2019 | 117 | $146.4M | 13,993,672 | 6 | 37 | 33 | 0.0% |
| Q3 2019 | 116 | $135.7M | 13,499,335 | 14 | 36 | 25 | 0.0% |
| Q2 2019 | 113 | $137.4M | 13,863,657 | 12 | 31 | 37 | 0.0% |
| Q1 2019 | 121 | $131.6M | 13,809,068 | 11 | 39 | 29 | 0.0% |
| Q4 2018 | 123 | $121.5M | 14,408,037 | 1 | 1 | 3 | 0.0% |