JAPAN SMALLER CAPITALIZATION (JOF)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
55
Reporting holders
$244.9M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | $52.8M | 4,483,067 | 0.08% | 19q | -11.7%-$7.0M |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $45.9M | 3,894,571 | 2.76% | 31q | +4.7%+$2.1M |
| LAZARD ASSET MANAGEMENT LLC | $41.9M | 3,560,978 | 0.06% | 46q | +1.7%+$711.1K |
| 1607 Capital Partners, LLC | $32.1M | 2,724,109 | 2.79% | 31q | -24.0%-$10.1M |
| Saba Capital Management, L.P. | $23.0M | 1,948,781 | 0.59% | 11q | +21.7%+$4.1M |
| BANK OF AMERICA CORP /DE/ | $5.2M | 443,293 | 0.00% | 31q | HELD |
| Karpus Management, Inc. | $4.9M | 417,754 | 0.14% | 31q | -4.3%-$220.3K |
| Almitas Capital LLC | $4.6M | 386,375 | 1.09% | 18q | -4.1%-$195.3K |
| MORGAN STANLEY | $3.4M | 289,647 | 0.00% | 35q | -45.9%-$2.9M |
| Pekin Hardy Strauss, Inc. | $3.3M | 281,705 | 0.29% | 24q | +20.1%+$555.3K |
| RAFFLES ASSOCIATES LP | $2.6M | 221,934 | 1.15% | 12q | +100.0%+$1.3M |
| Mraz, Amerine & Associates, Inc. | $2.4M | 202,362 | 0.34% | 8q | +3.5%+$81.4K |
| Bulldog Investors, LLP | $2.2M | 187,557 | 0.49% | 5q | +80.0%+$982.2K |
| FLAGSHIP HARBOR ADVISORS, LLC | $1.9M | 162,571 | 0.07% | new | NEW |
| Verition Fund Management LLC | $1.9M | 159,076 | 0.00% | 2q | -37.7%-$1.1M |
| LPL Financial LLC | $1.8M | 150,688 | 0.00% | 3q | +26.5%+$371.3K |
| Altium Capital Management LLC | $1.8M | 150,412 | 3.73% | 3q | HELD |
| RAYMOND JAMES FINANCIAL INC | $1.3M | 106,861 | 0.00% | 7q | +0.6%+$7.7K |
| CIBC WORLD MARKET INC. | $1.2M | 105,444 | 0.00% | 5q | +11.8%+$130.7K |
| Hara Capital LLC | $1.2M | 98,764 | 0.61% | 11q | -1.2%-$14.1K |
| Shaker Financial Services, LLC | $1.1M | 93,079 | 0.34% | 25q | +3.3%+$35.3K |
| Corient Private Wealth LP | $1.0M | 85,135 | 0.00% | 2q | +103.9%+$511.0K |
| CSS LLC/IL | $809.0K | 68,679 | 0.03% | 2q | +171.5%+$511.1K |
| Baird Financial Group, Inc. | $747.1K | 63,423 | 0.00% | 29q | HELD |
| BARD ASSOCIATES INC | $686.6K | 58,289 | 0.15% | 31q | +48.6%+$224.6K |
| Barry Investment Advisors, LLC | $677.5K | 57,510 | 0.14% | 31q | -50.2%-$683.3K |
| BEAM WEALTH ADVISORS, INC. | $555.7K | 49,000 | 0.06% | 9q | +100.0%+$277.8K |
| CITADEL ADVISORS LLC | $457.2K | 38,815 | 0.00% | new | NEW |
| Quantinno Capital Management LP | $425.3K | 36,100 | 0.00% | 2q | +2.3%+$9.6K |
| Dynamic Advisor Solutions LLC | $404.8K | 34,366 | 0.01% | 18q | HELD |
| DKM Wealth Management, Inc. | $400.5K | 34,001 | 0.26% | 7q | HELD |
| READYSTATE ASSET MANAGEMENT LP | $262.1K | 22,249 | 0.01% | new | NEW |
| Triasima Portfolio Management inc. | $256.8K | 21,800 | 0.03% | 13q | HELD |
| SAX WEALTH ADVISORS, LLC | $233.2K | 21,395 | 0.01% | 3q | -21.4%-$63.5K |
| ROBERTS GLORE & CO INC /IL/ | $207.7K | 17,633 | 0.05% | 27q | HELD |
| XTX Topco Ltd | $189.4K | 16,076 | 0.00% | new | NEW |
| Successful Portfolios LLC | $175.9K | 15,000 | 0.08% | 11q | HELD |
| Mills Wealth Advisors LLC | $151.1K | 12,823 | 0.05% | 13q | -48.3%-$141.3K |
| Sanctuary Advisors, LLC | $144.9K | 12,300 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $121.2K | 10,292 | 0.00% | 31q | +16.6%+$17.3K |
| North Ground Capital | $117.8K | 10,000 | 0.14% | new | NEW |
| OSAIC HOLDINGS, INC. | $108.3K | 9,184 | 0.00% | 15q | -12.3%-$15.2K |
| PNC Financial Services Group, Inc. | $71.3K | 6,055 | 0.00% | 31q | HELD |
| Colonial Trust Advisors | $66.5K | 5,649 | 0.00% | 3q | -11.7%-$8.8K |
| Noble Wealth Management PBC | $53.0K | 4,500 | 0.02% | 4q | -90.9%-$532.2K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $45.8K | 3,900 | 0.00% | 3q | HELD |
| Integrated Wealth Concepts LLC | $35.3K | 3,000 | 0.00% | new | NEW |
| United Financial Planning Group LLC | $33.0K | 2,800 | 0.02% | new | NEW |
| JPMORGAN CHASE & CO | $25.0K | 2,107 | 0.00% | new | NEW |
| US BANCORP \DE\ | $18.0K | 1,525 | 0.00% | 8q | HELD |
| Thomas J. Herzfeld Advisors, Inc. | $9.2K | 783 | 0.00% | 31q | -31.9%-$4.3K |
| Ancora Advisors LLC | $5.9K | 500 | 0.00% | 27q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $3.8K | 333 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $2.4K | 200 | 0.00% | 3q | HELD |
| ASSETMARK, INC | $1.6K | 132 | 0.00% | new | NEW |
| HRT FINANCIAL LP | $497 | 42,242 | 0.00% | new | NEW |
| INGALLS & SNYDER LLC | $236 | 20,000 | 0.01% | 12q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-14 | 13G/A | 1607 Capital Partners, LLC | 9.6% |
| 2026-07-31 | 13G/A | Allspring Global Investments Holdings, LLC | 15.8% |
| 2026-07-24 | 13G/A | City of London Investment Management Company Limited | 13.7% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 55 | $244.9M | 20,794,582 | 11 | 17 | 14 | 0.0% |
| Q1 2026 | 55 | $238.1M | 21,844,046 | 10 | 12 | 18 | 0.0% |
| Q4 2025 | 48 | $244.2M | 22,040,589 | 10 | 9 | 16 | 0.0% |
| Q3 2025 | 44 | $236.7M | 22,459,450 | 2 | 12 | 19 | 0.0% |
| Q2 2025 | 47 | $193.6M | 20,085,894 | 4 | 14 | 18 | 0.0% |
| Q1 2025 | 49 | $167.6M | 19,971,989 | 3 | 12 | 19 | 0.0% |
| Q4 2024 | 52 | $158.4M | 20,650,695 | 3 | 15 | 15 | 0.0% |
| Q3 2024 | 51 | $167.5M | 20,257,373 | 7 | 16 | 15 | 0.0% |
| Q2 2024 | 46 | $148.4M | 19,579,709 | 4 | 18 | 6 | 0.0% |
| Q1 2024 | 45 | $153.3M | 19,225,881 | 5 | 10 | 10 | 0.0% |
| Q4 2023 | 47 | $147.7M | 19,466,573 | 5 | 16 | 12 | 0.0% |
| Q3 2023 | 47 | $132.2M | 18,598,945 | 5 | 9 | 13 | 0.0% |
| Q2 2023 | 44 | $134.2M | 18,627,004 | 5 | 9 | 13 | 0.0% |
| Q1 2023 | 44 | $132.5M | 19,210,404 | 0 | 15 | 10 | 0.0% |
| Q4 2022 | 43 | $122.7M | 18,930,955 | 5 | 12 | 15 | 0.0% |
| Q3 2022 | 45 | $129.7M | 22,143,501 | 1 | 10 | 14 | 0.0% |
| Q2 2022 | 49 | $140.0M | 22,132,116 | 4 | 14 | 14 | 0.0% |
| Q1 2022 | 49 | $159.1M | 22,225,642 | 3 | 14 | 15 | 0.0% |
| Q4 2021 | 55 | $177.1M | 22,505,505 | 8 | 15 | 17 | 0.0% |
| Q3 2021 | 49 | $205.6M | 22,724,859 | 2 | 15 | 13 | 0.0% |
| Q2 2021 | 50 | $204.4M | 22,664,603 | 3 | 15 | 11 | 0.0% |
| Q1 2021 | 50 | $214.3M | 23,034,159 | 2 | 15 | 12 | 0.0% |
| Q4 2020 | 51 | $202.3M | 22,373,080 | 8 | 14 | 13 | 0.0% |
| Q3 2020 | 44 | $194.8M | 22,463,416 | 4 | 11 | 12 | 0.0% |
| Q2 2020 | 44 | $175.1M | 22,392,567 | 6 | 8 | 11 | 0.0% |
| Q1 2020 | 45 | $156.7M | 22,223,364 | 12 | 8 | 13 | 0.0% |
| Q4 2019 | 40 | $197.6M | 22,098,319 | 5 | 10 | 15 | 0.0% |
| Q3 2019 | 41 | $189.3M | 21,586,844 | 1 | 7 | 14 | 0.0% |
| Q2 2019 | 44 | $182.6M | 21,474,571 | 6 | 10 | 14 | 0.0% |
| Q1 2019 | 45 | $190.9M | 21,751,823 | 4 | 11 | 14 | 0.0% |
| Q4 2018 | 46 | $180.2M | 21,674,234 | 0 | 2 | 1 | 0.0% |