HolderBook

NUVEEN MORTGAGE AND INCOME F (JLS)

Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.

31
Reporting holders
$22.7M
Reported value
0.0%
Held as options
+3
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
AMERIPRISE FINANCIAL INC$6.4M368,5490.00%10q-37.9%-$3.9M
Advisors Asset Management, Inc.$1.5M87,9840.02%9q-43.9%-$1.2M
MORGAN STANLEY$1.5M86,8920.00%35q-7.2%-$117.2K
Fiera Capital Corp$1.2M67,0560.00%8q+2.6%+$29.6K
Invesco Ltd.$1.0M59,9470.00%4q+18.9%+$166.3K
OSAIC HOLDINGS, INC.$1.0M58,8220.00%15q+2.5%+$24.6K
ENVESTNET ASSET MANAGEMENT INC$1.0M57,2240.00%31q-51.4%-$1.1M
WELLS FARGO & COMPANY/MN$902.5K51,6350.00%31q-48.6%-$853.9K
RAYMOND JAMES FINANCIAL INC$862.7K49,3600.00%7q+3.5%+$28.8K
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$846.4K48,4280.04%15qHELD
Venture Visionary Partners LLC$817.7K46,7820.02%10qHELD
Thomas J. Herzfeld Advisors, Inc.$784.7K44,8970.24%25q-38.2%-$484.9K
Compound Planning, Inc.$731.9K41,8760.02%8q+0.6%+$4.7K
FIRST TRUST ADVISORS LP$648.1K37,0800.00%14q+3.4%+$21.0K
Hennion & Walsh Asset Management, Inc.$593.3K33,9440.02%3q+14.7%+$76.2K
Clear Street Group Inc.$458.9K26,2560.00%newNEW
Baird Financial Group, Inc.$383.6K21,9500.00%26q-0.6%-$2.5K
Closed-End Fund Advisors, Inc.$362.0K20,7100.35%3qHELD
LPL Financial LLC$346.3K19,8160.00%4q+3.6%+$11.9K
Cetera Investment Advisers$332.4K19,0210.00%10q-52.5%-$367.3K
MELFA WEALTH MANAGEMENT, INC.$327.6K18,7440.18%11qHELD
Sowell Financial Services LLC$324.7K18,5760.01%30qHELD
STIFEL FINANCIAL CORP$209.1K11,9620.00%3qHELD
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$48.2K2,7600.00%3qHELD
SIT INVESTMENT ASSOCIATES INC$15.4K878,9720.29%31q-8.5%-$1.4K
UBS Group AG$11.9K6790.00%31q-45.1%-$9.7K
EverSource Wealth Advisors, LLC$8.7K5000.00%15qHELD
Farther Finance Advisors, LLC$5.2K2960.00%2qHELD
Rockefeller Capital Management L.P.$3.4K1930.00%4q-45.0%-$2.8K
Integrated Wealth Concepts LLC$2.8K1600.00%newNEW
HIGHLINE WEALTH PARTNERS LLC$2.6K1500.00%3qHELD
Cambridge Investment Research Advisors, Inc.$41623,7720.00%3q+100.1%
FNY Investment Advisers, LLC$0500.00%newNEW

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-08-1413G/AAmeriprise Financial, Inc.with 1 co-filers6.7%

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202631$22.7M1,302,29938100.0%
Q1 202628$31.1M1,713,97111180.0%
Q4 202530$27.1M1,487,17251270.0%
Q3 202525$21.6M1,154,3304850.0%
Q2 202523$21.6M1,154,57401150.0%
Q1 202525$23.6M1,258,04811080.0%
Q4 202429$23.7M1,316,08831520.0%
Q3 202432$23.5M1,276,88561650.0%
Q2 202429$18.9M1,050,13141250.0%
Q1 202428$26.7M1,518,90771160.0%
Q4 202327$28.2M1,669,91555100.0%
Q3 202327$25.5M1,606,7113790.0%
Q2 202326$26.5M1,638,03911250.0%
Q1 202327$34.4M2,150,94421190.0%
Q4 202225$26.9M1,747,6405850.0%
Q3 202233$49.2M3,050,57301580.0%
Q2 202236$49.7M2,997,238512120.0%
Q1 202233$52.4M2,866,34661380.0%
Q4 202128$57.8M2,757,31011190.0%
Q3 202130$54.6M2,628,61631260.0%
Q2 202130$53.0M2,533,18041470.0%
Q1 202131$52.7M2,539,827113140.0%
Q4 202036$45.8M2,314,5721110120.0%
Q3 202032$39.3M2,074,67148140.0%
Q2 202032$39.6M2,025,69757150.0%
Q1 202034$30.3M1,843,871711130.0%
Q4 201935$40.3M1,833,413412130.0%
Q3 201944$131.3M5,687,938615130.0%
Q2 201948$140.9M6,060,60242490.0%
Q1 201948$135.8M5,829,0591020100.0%
Q4 201844$124.1M5,549,4961110.0%