NUVEEN HIGH INCOME 2020 TARG (JHY)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
27
Reporting holders
$43.3M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Integrated Wealth Concepts LLC | $17.8M | 1,881,845 | 1.10% | 8q | -11.4%-$2.3M |
| MORGAN STANLEY | $10.8M | 1,140,542 | 0.00% | 12q | -4.9%-$560.6K |
| Baird Financial Group, Inc. | $1.8M | 185,791 | 0.01% | 8q | +1.2%+$21.6K |
| Gerber Kawasaki Wealth & Investment Management | $1.7M | 177,078 | 0.36% | 8q | -34.5%-$882.9K |
| RAYMOND JAMES & ASSOCIATES | $1.1M | 113,396 | 0.00% | 8q | -12.8%-$157.8K |
| WELLS FARGO & COMPANY/MN | $1.1M | 112,478 | 0.00% | 8q | +7.2%+$71.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.1M | 112,167 | 0.00% | 2q | +251.7%+$758.6K |
| D.A. DAVIDSON & CO. | $936.0K | 99,008 | 0.02% | 7q | +6.6%+$58.2K |
| ROYAL BANK OF CANADA | $752.0K | 79,567 | 0.00% | 8q | +5.6%+$40.0K |
| ENVESTNET ASSET MANAGEMENT INC | $699.0K | 73,891 | 0.00% | 5q | +12.2%+$75.8K |
| PARK AVENUE SECURITIES LLC | $694.0K | 73,407 | 0.02% | 3q | +12.2%+$75.6K |
| American Institute for Advanced Investment Management, LLP | $632.0K | 66,806 | 0.57% | 4q | -11.7%-$83.7K |
| Stratos Wealth Partners, LTD. | $614.0K | 64,993 | 0.02% | 8q | -5.8%-$37.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $563.0K | 59,602 | 0.00% | 8q | +3.0%+$16.5K |
| Arlington Capital Management, Inc. | $449.0K | 47,523 | 0.92% | 3q | -5.4%-$25.6K |
| TRUIST FINANCIAL CORP | $428.0K | 45,322 | 0.00% | 4q | +1.0%+$4.0K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $372.0K | 39,384 | 0.02% | new | NEW |
| B. Riley Wealth Management, Inc. | $348.0K | 36,767 | 0.04% | 8q | HELD |
| M&T Bank Corp | $336.0K | 35,528 | 0.00% | 8q | HELD |
| LPL Financial LLC | $322.0K | 34,098 | 0.00% | 8q | -12.8%-$47.2K |
| Steward Partners Investment Advisory, LLC | $302.0K | 31,896 | 0.01% | 3q | +6.0%+$17.0K |
| BANK OF AMERICA CORP /DE/ | $171.0K | 18,134 | 0.00% | 8q | -4.0%-$7.2K |
| ADVISOR GROUP HOLDINGS, INC. | $150.0K | 15,908 | 0.00% | 3q | HELD |
| StoneX Group Inc. | $119.0K | 12,550 | 0.04% | new | NEW |
| UBS Group AG | $116.0K | 12,306 | 0.00% | 8q | +14.2%+$14.4K |
| Integrated Capital Management, Inc. | $106.0K | 11,259 | 0.09% | new | NEW |
| CITIGROUP INC | $14.0K | 1,500 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 27 | $43.3M | 4,582,746 | 3 | 11 | 9 | 0.0% |
| Q2 2020 | 27 | $45.0M | 4,836,036 | 4 | 8 | 11 | 0.0% |
| Q1 2020 | 27 | $42.3M | 4,791,785 | 5 | 7 | 10 | 0.0% |
| Q4 2019 | 29 | $43.0M | 4,396,733 | 4 | 10 | 8 | 0.0% |
| Q3 2019 | 25 | $39.1M | 3,939,968 | 4 | 8 | 10 | 0.0% |
| Q2 2019 | 30 | $34.3M | 3,516,006 | 5 | 11 | 9 | 0.0% |
| Q1 2019 | 28 | $32.7M | 3,294,427 | 4 | 11 | 5 | 0.0% |
| Q4 2018 | 25 | $27.5M | 2,771,102 | 0 | 1 | 1 | 0.0% |