NUVEEN HIGH INCOME NOVEMBER (JHB)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
56
Reporting holders
$125.2M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $33.7M | 3,596,216 | 0.00% | 16q | -17.4%-$7.1M |
| Integrated Wealth Concepts LLC | $19.1M | 2,038,464 | 0.62% | 12q | +7.5%+$1.3M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $18.4M | 1,957,938 | 0.97% | 4q | +88.3%+$8.6M |
| Relative Value Partners Group, LLC | $10.0M | 1,061,115 | 0.75% | 4q | +18.1%+$1.5M |
| WELLS FARGO & COMPANY/MN | $6.5M | 693,617 | 0.00% | 12q | -13.9%-$1.0M |
| UBS Group AG | $4.5M | 484,121 | 0.00% | 12q | -6.7%-$327.7K |
| 1607 Capital Partners, LLC | $3.3M | 356,026 | 0.17% | 4q | -26.0%-$1.2M |
| ROYAL BANK OF CANADA | $3.1M | 333,481 | 0.00% | 12q | -12.2%-$433.1K |
| BANK OF AMERICA CORP /DE/ | $3.0M | 314,880 | 0.00% | 12q | -5.4%-$168.0K |
| TRUIST FINANCIAL CORP | $2.3M | 247,038 | 0.00% | 8q | -13.2%-$351.5K |
| STIFEL FINANCIAL CORP | $2.1M | 222,658 | 0.00% | 12q | -6.9%-$155.7K |
| Karpus Management, Inc. | $1.8M | 191,655 | 0.05% | 3q | HELD |
| RAYMOND JAMES & ASSOCIATES | $1.6M | 171,757 | 0.00% | 12q | -2.0%-$32.7K |
| Arlington Capital Management, Inc. | $1.4M | 153,401 | 2.69% | 4q | +11.6%+$149.5K |
| Steward Partners Investment Advisory, LLC | $1.3M | 134,989 | 0.02% | 2q | +2.9%+$35.6K |
| DAVENPORT & Co LLC | $1.0M | 108,300 | 0.01% | new | NEW |
| D.A. DAVIDSON & CO. | $896.0K | 95,524 | 0.01% | 10q | -0.9%-$7.9K |
| LPL Financial LLC | $857.0K | 91,330 | 0.00% | 12q | -6.1%-$55.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $796.0K | 84,910 | 0.00% | 3q | +718.5%+$698.7K |
| JANE STREET GROUP, LLC | $790.0K | 84,222 | 0.00% | new | NEW |
| Shaker Financial Services, LLC | $724.0K | 77,218 | 0.29% | 6q | -55.9%-$917.7K |
| Mathes Company, Inc. | $605.0K | 64,500 | 0.22% | 12q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $565.0K | 60,238 | 0.00% | 12q | HELD |
| Raymond James Financial Services Advisors, Inc. | $546.0K | 58,182 | 0.00% | 12q | -35.4%-$299.2K |
| National Asset Management, Inc. | $535.0K | 57,028 | 0.02% | 3q | -7.3%-$42.0K |
| StoneX Group Inc. | $534.0K | 56,857 | 0.08% | 12q | HELD |
| Creative Planning | $521.0K | 55,514 | 0.00% | new | NEW |
| Sheaff Brock Investment Advisors, LLC | $462.0K | 49,167 | 0.03% | 12q | HELD |
| Hilltop Holdings Inc. | $406.0K | 43,300 | 0.04% | 4q | +2.4%+$9.4K |
| Cambridge Investment Research Advisors, Inc. | $401.0K | 42,790 | 0.00% | 3q | -51.1%-$418.4K |
| Stratos Wealth Partners, LTD. | $368.0K | 39,247 | 0.01% | 12q | HELD |
| Cypress Wealth Services, LLC | $333.0K | 35,535 | 0.10% | 11q | HELD |
| SeaCrest Wealth Management, LLC | $278.0K | 29,640 | 0.03% | 5q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $250.0K | 26,611 | 0.00% | 7q | -10.1%-$28.0K |
| CITADEL ADVISORS LLC | $198.0K | 21,055 | 0.00% | 2q | -19.7%-$48.7K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $197.0K | 21,034 | 0.01% | 5q | -16.1%-$37.8K |
| B. Riley Wealth Management, Inc. | $168.0K | 17,949 | 0.01% | 12q | +7.5%+$11.7K |
| STEPHENS INC /AR/ | $164.0K | 17,500 | 0.00% | 11q | HELD |
| Belpointe Asset Management LLC | $155.0K | 16,543 | 0.01% | 4q | -14.0%-$25.3K |
| Kingsview Wealth Management, LLC | $153.0K | 16,331 | 0.01% | 7q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $151.0K | 16,079 | 0.00% | 3q | +2.8%+$4.2K |
| Oder Investment Management, LLC | $134.0K | 14,358 | 0.20% | 4q | HELD |
| Kestra Advisory Services, LLC | $128.0K | 13,671 | 0.00% | 5q | -8.3%-$11.6K |
| DAVIDSON TRUST CO | $115.0K | 12,225 | 0.09% | 2q | HELD |
| Pointe Capital Management LLC | $113.0K | 12,000 | 0.08% | 12q | HELD |
| Janney Montgomery Scott LLC | $104.0K | 11,100 | 0.00% | 12q | HELD |
| WEDBUSH SECURITIES INC | $100.0K | 10,692 | 0.00% | 3q | -0.8% |
| Snowden Capital Advisors LLC | $95.0K | 10,124 | 0.00% | 4q | HELD |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | $94.0K | 10,000 | 0.00% | 12q | HELD |
| Herold Advisors, Inc. | $37.0K | 4,000 | 0.01% | new | FIRST |
| Pacitti Group Inc. | $24.0K | 2,505 | 0.01% | 6q | HELD |
| Gerber Kawasaki Wealth & Investment Management | $23.0K | 23? | 0.00% | 12q | |
| TFC Financial Management | $16.0K | 1,666 | 0.01% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $14.0K | 1,500 | 0.00% | 3q | HELD |
| US BANCORP \DE\ | $11.0K | 1,185 | 0.00% | new | NEW |
| American Portfolios Advisors | $7.0K | 750 | 0.00% | 16q | HELD |
| SRS Capital Advisors, Inc. | $5.0K | 572 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 56 | $125.2M | 13,350,308 | 6 | 9 | 21 | 0.0% |
| Q2 2021 | 57 | $131.1M | 13,910,957 | 5 | 13 | 24 | 0.0% |
| Q1 2021 | 56 | $126.2M | 13,466,727 | 10 | 14 | 19 | 0.0% |
| Q4 2020 | 51 | $118.3M | 12,863,483 | 10 | 10 | 20 | 0.0% |
| Q3 2020 | 41 | $110.8M | 12,333,779 | 2 | 12 | 15 | 0.3% |
| Q2 2020 | 41 | $113.7M | 12,728,991 | 4 | 11 | 15 | 0.0% |
| Q1 2020 | 42 | $107.1M | 12,457,210 | 6 | 14 | 11 | 0.0% |
| Q4 2019 | 41 | $114.8M | 11,472,798 | 3 | 12 | 12 | 0.0% |
| Q3 2019 | 43 | $107.2M | 10,839,925 | 3 | 19 | 7 | 0.0% |
| Q2 2019 | 45 | $95.0M | 9,624,993 | 5 | 12 | 10 | 0.0% |
| Q1 2019 | 40 | $81.1M | 8,291,683 | 2 | 13 | 12 | 0.0% |
| Q4 2018 | 46 | $70.9M | 7,966,443 | 0 | 0 | 2 | 0.0% |