NUVEEN HIGH INCOME NOVEMBER (JHB)
Institutional ownership reported to the SEC as of Q3 2021, across 12 quarters.
56
Reporting holders
$125.2M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $33.7M | 3,596,216 | 0.00% | 16q | -17.4%-$7.1M |
| Integrated Wealth Concepts LLC | $19.1M | 2,038,464 | 0.62% | 12q | +7.5%+$1.3M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $18.4M | 1,957,938 | 0.97% | 4q | +88.3%+$8.6M |
| Relative Value Partners Group, LLC | $10.0M | 1,061,115 | 0.75% | 4q | +18.1%+$1.5M |
| WELLS FARGO & COMPANY/MN | $6.5M | 693,617 | 0.00% | 12q | -13.9%-$1.0M |
| UBS Group AG | $4.5M | 484,121 | 0.00% | 12q | -6.7%-$327.7K |
| 1607 Capital Partners, LLC | $3.3M | 356,026 | 0.17% | 4q | -26.0%-$1.2M |
| ROYAL BANK OF CANADA | $3.1M | 333,481 | 0.00% | 12q | -12.2%-$433.1K |
| BANK OF AMERICA CORP /DE/ | $3.0M | 314,880 | 0.00% | 12q | -5.4%-$168.0K |
| TRUIST FINANCIAL CORP | $2.3M | 247,038 | 0.00% | 8q | -13.2%-$351.5K |
| STIFEL FINANCIAL CORP | $2.1M | 222,658 | 0.00% | 12q | -6.9%-$155.7K |
| Karpus Management, Inc. | $1.8M | 191,655 | 0.05% | 3q | HELD |
| RAYMOND JAMES & ASSOCIATES | $1.6M | 171,757 | 0.00% | 12q | -2.0%-$32.7K |
| Arlington Capital Management, Inc. | $1.4M | 153,401 | 2.69% | 4q | +11.6%+$149.5K |
| Steward Partners Investment Advisory, LLC | $1.3M | 134,989 | 0.02% | 2q | +2.9%+$35.6K |
| DAVENPORT & Co LLC | $1.0M | 108,300 | 0.01% | new | NEW |
| D.A. DAVIDSON & CO. | $896.0K | 95,524 | 0.01% | 10q | -0.9%-$7.9K |
| LPL Financial LLC | $857.0K | 91,330 | 0.00% | 12q | -6.1%-$55.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $796.0K | 84,910 | 0.00% | 3q | +718.5%+$698.7K |
| JANE STREET GROUP, LLC | $790.0K | 84,222 | 0.00% | new | NEW |
| Shaker Financial Services, LLC | $724.0K | 77,218 | 0.29% | 6q | -55.9%-$917.7K |
| Mathes Company, Inc. | $605.0K | 64,500 | 0.22% | 12q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $565.0K | 60,238 | 0.00% | 12q | HELD |
| Raymond James Financial Services Advisors, Inc. | $546.0K | 58,182 | 0.00% | 12q | -35.4%-$299.2K |
| National Asset Management, Inc. | $535.0K | 57,028 | 0.02% | 3q | -7.3%-$42.0K |
| StoneX Group Inc. | $534.0K | 56,857 | 0.08% | 12q | HELD |
| Creative Planning | $521.0K | 55,514 | 0.00% | new | NEW |
| Sheaff Brock Investment Advisors, LLC | $462.0K | 49,167 | 0.03% | 12q | HELD |
| Hilltop Holdings Inc. | $406.0K | 43,300 | 0.04% | 4q | +2.4%+$9.4K |
| Cambridge Investment Research Advisors, Inc. | $401.0K | 42,790 | 0.00% | 3q | -51.1%-$418.4K |
| Stratos Wealth Partners, LTD. | $368.0K | 39,247 | 0.01% | 12q | HELD |
| Cypress Wealth Services, LLC | $333.0K | 35,535 | 0.10% | 11q | HELD |
| SeaCrest Wealth Management, LLC | $278.0K | 29,640 | 0.03% | 5q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $250.0K | 26,611 | 0.00% | 7q | -10.1%-$28.0K |
| CITADEL ADVISORS LLC | $198.0K | 21,055 | 0.00% | 2q | -19.7%-$48.7K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $197.0K | 21,034 | 0.01% | 5q | -16.1%-$37.8K |
| B. Riley Wealth Management, Inc. | $168.0K | 17,949 | 0.01% | 12q | +7.5%+$11.7K |
| STEPHENS INC /AR/ | $164.0K | 17,500 | 0.00% | 11q | HELD |
| Belpointe Asset Management LLC | $155.0K | 16,543 | 0.01% | 4q | -14.0%-$25.3K |
| Kingsview Wealth Management, LLC | $153.0K | 16,331 | 0.01% | 7q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $151.0K | 16,079 | 0.00% | 3q | +2.8%+$4.2K |
| Oder Investment Management, LLC | $134.0K | 14,358 | 0.20% | 4q | HELD |
| Kestra Advisory Services, LLC | $128.0K | 13,671 | 0.00% | 5q | -8.3%-$11.6K |
| DAVIDSON TRUST CO | $115.0K | 12,225 | 0.09% | 2q | HELD |
| Pointe Capital Management LLC | $113.0K | 12,000 | 0.08% | 12q | HELD |
| Janney Montgomery Scott LLC | $104.0K | 11,100 | 0.00% | 12q | HELD |
| WEDBUSH SECURITIES INC | $100.0K | 10,692 | 0.00% | 3q | -0.8% |
| Snowden Capital Advisors LLC | $95.0K | 10,124 | 0.00% | 4q | HELD |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC | $94.0K | 10,000 | 0.00% | 12q | HELD |
| Herold Advisors, Inc. | $37.0K | 4,000 | 0.01% | new | FIRST |
| Pacitti Group Inc. | $24.0K | 2,505 | 0.01% | 6q | HELD |
| Gerber Kawasaki Wealth & Investment Management | $23.0K | 23 | 0.00% | 12q | -100.0%-$136.7M |
| TFC Financial Management | $16.0K | 1,666 | 0.01% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $14.0K | 1,500 | 0.00% | 3q | HELD |
| US BANCORP \DE\ | $11.0K | 1,185 | 0.00% | new | NEW |
| American Portfolios Advisors | $7.0K | 750 | 0.00% | 16q | HELD |
| SRS Capital Advisors, Inc. | $5.0K | 572 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2021 | 56 | $125.2M | 13,350,308 | 6 | 9 | 21 | 0.0% |
| Q2 2021 | 57 | $131.1M | 13,910,957 | 5 | 13 | 24 | 0.0% |
| Q1 2021 | 56 | $126.2M | 13,466,727 | 10 | 14 | 19 | 0.0% |
| Q4 2020 | 51 | $118.3M | 12,863,483 | 10 | 10 | 20 | 0.0% |
| Q3 2020 | 41 | $110.8M | 12,333,779 | 2 | 12 | 15 | 0.3% |
| Q2 2020 | 41 | $113.7M | 12,728,991 | 4 | 11 | 15 | 0.0% |
| Q1 2020 | 42 | $107.1M | 12,457,210 | 6 | 14 | 11 | 0.0% |
| Q4 2019 | 41 | $114.8M | 11,472,798 | 3 | 12 | 12 | 0.0% |
| Q3 2019 | 43 | $107.2M | 10,839,925 | 3 | 19 | 7 | 0.0% |
| Q2 2019 | 45 | $95.0M | 9,624,993 | 5 | 12 | 10 | 0.0% |
| Q1 2019 | 40 | $81.1M | 8,291,683 | 2 | 13 | 12 | 0.0% |
| Q4 2018 | 46 | $70.9M | 7,966,443 | 0 | 0 | 2 | 0.0% |