NUVEEN FLOATING RATE INCOME (JFR)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
163
Reporting holders
$396.1M
Reported value
0.0%
Held as options
-11
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $69.3M | 9,031,373 | 0.00% | 35q | +48.8%+$22.7M |
| Congress Park Capital LLC | $26.7M | 3,477,794 | 7.20% | 21q | +11.4%+$2.7M |
| LOOMIS SAYLES & CO L P | $22.8M | 2,973,326 | 0.03% | 2q | +2.6%+$585.1K |
| Invesco Ltd. | $22.5M | 2,935,750 | 0.00% | 31q | HELD |
| LPL Financial LLC | $20.1M | 2,621,477 | 0.00% | 31q | HELD |
| WELLS FARGO & COMPANY/MN | $20.0M | 2,604,993 | 0.00% | 31q | -47.8%-$18.3M |
| BANK OF AMERICA CORP /DE/ | $15.6M | 2,029,187 | 0.00% | 31q | +6.0%+$874.1K |
| Cyndeo Wealth Partners, LLC | $15.3M | 1,999,420 | 0.72% | 11q | +11.4%+$1.6M |
| Advisors Asset Management, Inc. | $14.0M | 1,827,295 | 0.21% | 34q | +17.7%+$2.1M |
| GUGGENHEIM CAPITAL LLC | $14.0M | 1,822,745 | 0.09% | 31q | -6.4%-$952.0K |
| RAYMOND JAMES FINANCIAL INC | $13.7M | 1,782,406 | 0.00% | 7q | +13.1%+$1.6M |
| ROYAL BANK OF CANADA | $10.0M | 1,301,970 | 0.00% | 31q | +1.8%+$175.3K |
| 1607 Capital Partners, LLC | $9.3M | 1,218,608 | 0.81% | 3q | -43.7%-$7.3M |
| Thomas J. Herzfeld Advisors, Inc. | $8.5M | 1,111,921 | 2.62% | 12q | +55.9%+$3.1M |
| ICON ADVISERS INC/CO | $7.4M | 971,097 | 1.40% | 6q | -43.4%-$5.7M |
| Kanen Wealth Management LLC | $7.4M | 959,147 | 1.79% | 5q | +17.9%+$1.1M |
| UBS Group AG | $7.0M | 912,982 | 0.00% | 31q | HELD |
| AMERIPRISE FINANCIAL INC | $6.2M | 805,512 | 0.00% | 31q | -51.6%-$6.6M |
| Rockefeller Capital Management L.P. | $5.5M | 722,018 | 0.01% | 23q | -1.1%-$64.3K |
| ENVESTNET ASSET MANAGEMENT INC | $5.3M | 691,859 | 0.00% | 16q | +45.9%+$1.7M |
| Ethos Financial Group, LLC | $4.5M | 581,044 | 0.30% | 6q | -10.1%-$501.2K |
| Almitas Capital LLC | $3.3M | 435,208 | 0.80% | 3q | +5.7%+$180.9K |
| Coastal Bridge Advisors, LLC | $3.2M | 414,174 | 0.20% | 12q | +1.8%+$55.3K |
| Cetera Investment Advisers | $3.1M | 405,966 | 0.00% | 12q | -10.5%-$364.9K |
| J.W. COLE ADVISORS, INC. | $2.9M | 381,673 | 0.05% | new | NEW |
| GraniteShares Advisors LLC | $2.7M | 356,400 | 1.76% | 11q | +15.1%+$357.8K |
| HOURGLASS CAPITAL, LLC | $2.6M | 344,388 | 0.27% | 2q | +74.4%+$1.1M |
| Baird Financial Group, Inc. | $2.2M | 292,973 | 0.00% | 31q | -4.1%-$96.2K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $2.2M | 286,282 | 0.13% | 12q | -1.0%-$22.1K |
| NewEdge Advisors, LLC | $2.1M | 277,570 | 0.01% | new | NEW |
| Atlas Wealth LLC | $2.1M | 271,569 | 0.30% | new | NEW |
| Matisse Capital | $1.9M | 250,000 | 0.77% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $1.9M | 245,449 | 0.03% | 12q | +2.4%+$44.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.8M | 234,220 | 0.00% | 31q | -21.4%-$490.0K |
| RFG Advisory, LLC | $1.7M | 227,248 | 0.03% | 26q | -5.2%-$96.5K |
| North Ground Capital | $1.7M | 222,501 | 2.05% | new | NEW |
| Capital Investment Advisors, LLC | $1.7M | 216,825 | 0.02% | 31q | -3.4%-$58.6K |
| Kovack Advisors, Inc. | $1.6M | 208,325 | 0.08% | 24q | +23.5%+$304.9K |
| OSAIC HOLDINGS, INC. | $1.6M | 204,292 | 0.00% | 26q | +9.4%+$134.1K |
| Aviance Capital Partners, LLC | $1.4M | 187,284 | 0.15% | 31q | -6.1%-$93.9K |
| Advisory Services Network, LLC | $1.1M | 149,412 | 0.01% | 31q | +19.3%+$185.2K |
| CHOREO, LLC | $1.1M | 138,875 | 0.01% | 10q | +37.1%+$290.3K |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $908.5K | 118,450 | 0.01% | 12q | -0.7%-$6.6K |
| Sigma Planning Corp | $868.8K | 113,279 | 0.02% | 20q | +15.6%+$117.4K |
| MELFA WEALTH MANAGEMENT, INC. | $822.4K | 107,219 | 0.44% | 15q | HELD |
| Kestra Advisory Services, LLC | $674.6K | 87,957 | 0.00% | 11q | -13.6%-$105.9K |
| CastleKnight Management LP | $670.4K | 87,400 | 0.01% | 3q | HELD |
| Blackhawk Capital Partners, LLC | $580.0K | 75,620 | 0.19% | 4q | HELD |
| ROBINSON CAPITAL MANAGEMENT, LLC | $566.8K | 73,895 | 0.25% | 6q | HELD |
| FIRST TRUST ADVISORS LP | $558.0K | 72,748 | 0.00% | 5q | -1.5%-$8.6K |
| Gladstone Institutional Advisory LLC | $549.2K | 71,605 | 0.02% | 13q | -1.2%-$6.5K |
| GILL CAPITAL PARTNERS, LLC | $529.6K | 69,043 | 0.14% | 18q | -1.3%-$7.1K |
| &PARTNERS | $527.1K | 68,718 | 0.00% | 4q | +22.5%+$96.9K |
| Edgemoor Investment Advisors, Inc. | $524.8K | 68,421 | 0.04% | 31q | HELD |
| XTX Topco Ltd | $522.4K | 68,111 | 0.01% | 3q | -34.2%-$271.5K |
| Cerity Partners LLC | $494.9K | 64,526 | 0.00% | 7q | -13.4%-$76.7K |
| Seelaus Asset Management LLC | $487.8K | 63,592 | 0.34% | 25q | +4.4%+$20.6K |
| INDEPENDENT FINANCIAL GROUP, LLC | $487.7K | 63,591 | 0.01% | 6q | -21.2%-$130.9K |
| Steward Partners Investment Advisory, LLC | $481.9K | 62,823 | 0.00% | 29q | +13.1%+$55.8K |
| Virtus Investment Advisers, LLC | $441.3K | 57,539 | 0.10% | 6q | -22.6%-$129.1K |
| WORLD EQUITY GROUP, INC. | $439.5K | 57,298 | 0.10% | 8q | +10.8%+$43.0K |
| STIFEL FINANCIAL CORP | $434.6K | 56,669 | 0.00% | 25q | -9.7%-$46.8K |
| Fortitude Advisory Group L.L.C. | $421.7K | 54,980 | 0.16% | 15q | +20.1%+$70.6K |
| OPPENHEIMER & CO INC | $415.2K | 54,139 | 0.00% | 13q | +9.7%+$36.7K |
| Collar Capital Management, LLC | $409.6K | 53,397 | 0.24% | 7q | -1.8%-$7.6K |
| New England Private Wealth Advisors LLC | $401.1K | 52,431 | 0.04% | 2q | HELD |
| CoreCap Advisors, LLC | $364.1K | 47,474 | 0.01% | 18q | +38.1%+$100.5K |
| Yakira Capital Management, Inc. | $363.4K | 47,378 | 0.10% | 6q | -39.1%-$233.2K |
| Focus Partners Wealth | $348.6K | 45,443 | 0.00% | 2q | +2.3%+$7.7K |
| Coquina Private Wealth LLC | $339.8K | 44,304 | 0.23% | 3q | HELD |
| Global Retirement Partners, LLC | $336.1K | 43,816 | 0.01% | 10q | -7.6%-$27.5K |
| Calamos Advisors LLC | $332.1K | 43,300 | 0.00% | 2q | +7.1%+$22.1K |
| CONNING INC. | $330.2K | 43,050 | 0.01% | 31q | HELD |
| FIFTH THIRD BANCORP | $320.6K | 41,800 | 0.00% | 2q | +80.3%+$142.8K |
| Concurrent Investment Advisors, LLC | $315.2K | 41,091 | 0.00% | 11q | +3.8%+$11.6K |
| Koshinski Asset Management, Inc. | $313.2K | 40,838 | 0.02% | 27q | HELD |
| RVW Wealth, LLC | $309.5K | 40,349 | 0.02% | 12q | HELD |
| Merit Financial Group, LLC | $292.9K | 38,188 | 0.00% | 6q | +150.1%+$175.8K |
| Spire Wealth Management | $283.8K | 37,000 | 0.01% | 14q | -8.6%-$26.8K |
| Geneos Wealth Management Inc. | $279.5K | 36,442 | 0.01% | 42q | +5854.6%+$274.8K |
| E&G Advisors, LLC | $273.5K | 35,659 | 0.05% | 12q | HELD |
| Integrated Wealth Concepts LLC | $254.6K | 33,188 | 0.00% | 20q | +4.7%+$11.4K |
| CALTON & ASSOCIATES, INC. | $254.1K | 33,125 | 0.04% | 6q | +5.3%+$12.9K |
| Closed-End Fund Advisors, Inc. | $252.7K | 32,942 | 0.25% | 3q | +1.7%+$4.3K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $249.4K | 32,520 | 0.02% | 6q | -91.5%-$2.7M |
| Corient Private Wealth LP | $246.9K | 32,185 | 0.00% | new | NEW |
| BLUELINE ADVISORS LLC | $238.0K | 30,870 | 0.16% | 3q | +4.6%+$10.4K |
| HBK Sorce Advisory LLC | $232.8K | 30,119 | 0.00% | 11q | HELD |
| Sanctuary Advisors, LLC | $225.2K | 29,367 | 0.00% | 9q | HELD |
| Private Advisor Group, LLC | $223.6K | 29,157 | 0.00% | 12q | -55.2%-$276.1K |
| BOOTHBAY FUND MANAGEMENT, LLC | $220.6K | 28,766 | 0.00% | 2q | +74.6%+$94.2K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $213.9K | 27,669 | 0.00% | 7q | +53.4%+$74.4K |
| MERCER GLOBAL ADVISORS INC /ADV | $205.4K | 26,780 | 0.00% | 7q | -6.3%-$13.7K |
| Beacon Pointe Advisors, LLC | $204.0K | 26,598 | 0.00% | 4q | +5.3%+$10.4K |
| SHEETS SMITH WEALTH MANAGEMENT | $199.5K | 26,010 | 0.02% | 31q | HELD |
| Centurion Wealth Management LLC | $183.5K | 23,924 | 0.04% | 11q | HELD |
| Next Capital Management LLC | $179.5K | 23,402 | 0.05% | 5q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $174.5K | 22,754 | 0.00% | 4q | +57.0%+$63.4K |
| ACCREDITED INVESTOR SERVICES, LLC | $173.6K | 22,637 | 0.10% | 6q | +19.3%+$28.1K |
| Shaker Financial Services, LLC | $167.6K | 21,631 | 0.05% | 8q | -53.0%-$188.8K |
Showing the largest 100 of 174 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 163 | $396.1M | 51,641,758 | 14 | 51 | 45 | 0.0% |
| Q1 2026 | 174 | $408.2M | 54,256,206 | 22 | 43 | 60 | 0.0% |
| Q4 2025 | 177 | $393.9M | 50,306,681 | 26 | 48 | 54 | 0.0% |
| Q3 2025 | 165 | $364.9M | 44,595,046 | 20 | 47 | 50 | 0.0% |
| Q2 2025 | 157 | $402.4M | 47,474,835 | 11 | 54 | 47 | 0.0% |
| Q1 2025 | 160 | $382.0M | 45,081,986 | 30 | 56 | 28 | 0.0% |
| Q4 2024 | 152 | $295.9M | 33,172,847 | 15 | 45 | 38 | 0.0% |
| Q3 2024 | 146 | $290.9M | 32,983,725 | 11 | 46 | 46 | 0.0% |
| Q2 2024 | 155 | $290.6M | 33,584,228 | 16 | 49 | 43 | 0.0% |
| Q1 2024 | 158 | $392.4M | 44,937,975 | 22 | 46 | 39 | 0.0% |
| Q4 2023 | 160 | $344.8M | 41,929,006 | 25 | 48 | 44 | 0.0% |
| Q3 2023 | 150 | $302.2M | 36,797,814 | 71 | 58 | 6 | 0.0% |
| Q2 2023 | 87 | $121.8M | 15,429,914 | 13 | 29 | 23 | 0.0% |
| Q1 2023 | 82 | $124.9M | 15,223,205 | 11 | 17 | 29 | 0.0% |
| Q4 2022 | 84 | $126.6M | 15,955,256 | 16 | 21 | 23 | 0.0% |
| Q3 2022 | 90 | $149.6M | 18,437,569 | 8 | 23 | 22 | 0.0% |
| Q2 2022 | 94 | $159.3M | 19,069,269 | 10 | 29 | 21 | 0.0% |
| Q1 2022 | 101 | $172.6M | 17,247,987 | 12 | 34 | 21 | 0.0% |
| Q4 2021 | 103 | $182.5M | 17,946,675 | 11 | 33 | 18 | 0.0% |
| Q3 2021 | 101 | $187.8M | 18,649,455 | 9 | 35 | 26 | 0.0% |
| Q2 2021 | 105 | $215.3M | 21,482,622 | 17 | 33 | 18 | 0.0% |
| Q1 2021 | 95 | $235.4M | 24,370,379 | 9 | 28 | 28 | 0.0% |
| Q4 2020 | 102 | $235.5M | 26,934,959 | 15 | 27 | 28 | 0.0% |
| Q3 2020 | 89 | $201.8M | 24,274,313 | 9 | 21 | 30 | 0.0% |
| Q2 2020 | 90 | $185.7M | 23,490,245 | 10 | 30 | 25 | 0.0% |
| Q1 2020 | 94 | $173.6M | 23,022,966 | 16 | 21 | 28 | 0.0% |
| Q4 2019 | 106 | $214.0M | 20,913,831 | 16 | 30 | 28 | 0.0% |
| Q3 2019 | 96 | $186.9M | 19,235,303 | 9 | 32 | 28 | 0.0% |
| Q2 2019 | 98 | $191.1M | 19,408,608 | 16 | 27 | 26 | 0.0% |
| Q1 2019 | 97 | $179.7M | 18,641,863 | 11 | 34 | 32 | 0.0% |
| Q4 2018 | 99 | $160.6M | 17,378,803 | 0 | 1 | 3 | 0.0% |