NUVEEN CORE EQUITY ALPHA FD (JCE)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
47
Reporting holders
$77.6M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | $9.5M | 577,911 | 0.00% | 7q | +0.9%+$88.3K |
| Shaker Financial Services, LLC | $8.7M | 519,128 | 2.73% | 14q | -15.7%-$1.6M |
| Baird Financial Group, Inc. | $8.7M | 531,973 | 0.01% | 8q | +10.4%+$818.6K |
| 1607 Capital Partners, LLC | $8.2M | 503,250 | 0.72% | 2q | +74.6%+$3.5M |
| MORGAN STANLEY | $6.4M | 389,113 | 0.00% | 35q | +4.0%+$243.3K |
| GUGGENHEIM CAPITAL LLC | $5.2M | 318,259 | 0.03% | 31q | HELD |
| RETIREMENT PLANNING GROUP, LLC / NY | $4.2M | 250,109 | 2.28% | 7q | -1.9%-$83.1K |
| Invesco Ltd. | $3.9M | 236,535 | 0.00% | 31q | -9.6%-$410.0K |
| Karpus Management, Inc. | $3.3M | 199,137 | 0.09% | 3q | +8.1%+$244.4K |
| OSAIC HOLDINGS, INC. | $3.0M | 180,614 | 0.00% | 26q | +1.0%+$30.5K |
| Capital Investment Advisors, LLC | $1.9M | 115,451 | 0.02% | 14q | -1.0%-$18.3K |
| WELLS FARGO & COMPANY/MN | $1.8M | 107,704 | 0.00% | 31q | -50.5%-$1.8M |
| LPL Financial LLC | $1.5M | 92,831 | 0.00% | 31q | +3.1%+$45.7K |
| Steward Partners Investment Advisory, LLC | $1.5M | 91,508 | 0.01% | 29q | +0.8%+$11.9K |
| Advisors Asset Management, Inc. | $889.9K | 54,397 | 0.01% | 2q | +78.5%+$391.2K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $854.4K | 52,194 | 0.05% | 26q | HELD |
| Spire Wealth Management | $843.8K | 51,574 | 0.03% | 22q | HELD |
| AMERIPRISE FINANCIAL INC | $748.4K | 45,744 | 0.00% | 31q | -50.4%-$760.3K |
| UBS Group AG | $728.6K | 44,534 | 0.00% | 31q | +8.3%+$56.0K |
| Z3 Capital Partners, LLC | $677.5K | 41,411 | 0.14% | 3q | +2.0%+$13.4K |
| ROYAL BANK OF CANADA | $546.0K | 33,347 | 0.00% | 31q | +1.7%+$9.2K |
| BANK OF AMERICA CORP /DE/ | $545.6K | 33,348 | 0.00% | 31q | -6.8%-$40.0K |
| PMG Family Office LLC | $512.9K | 30,675 | 0.47% | 4q | +4.4%+$21.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $482.3K | 29,481 | 0.00% | 31q | -15.8%-$90.7K |
| Cetera Investment Advisers | $451.3K | 27,585 | 0.00% | 10q | -9.6%-$48.1K |
| NewEdge Advisors, LLC | $329.1K | 20,115 | 0.00% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $309.5K | 18,921 | 0.00% | 2q | HELD |
| Canal Capital Management, LLC | $296.4K | 18,116 | 0.04% | 3q | +62.2%+$113.6K |
| XTX Topco Ltd | $276.9K | 16,926 | 0.00% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $232.8K | 14,232 | 0.00% | 5q | -86.2%-$1.5M |
| Centurion Wealth Management LLC | $208.9K | 12,771 | 0.05% | 8q | +2.3%+$4.8K |
| NWF Advisory Services Inc. | $198.0K | 12,100 | 0.02% | 6q | +19.8%+$32.7K |
| DAYMARK WEALTH PARTNERS, LLC | $176.5K | 10,790 | 0.00% | 12q | HELD |
| David J Yvars Group | $175.0K | 11,000 | 0.08% | 17q | HELD |
| Founders Financial Alliance, LLC | $168.8K | 10,317 | 0.02% | 2q | HELD |
| Rockefeller Capital Management L.P. | $153.2K | 9,363 | 0.00% | 4q | HELD |
| FIFTH THIRD BANCORP | $64.9K | 3,969 | 0.00% | 2q | HELD |
| EASTERN BANK | $30.6K | 1,869 | 0.00% | 6q | HELD |
| Ameritas Advisory Services, LLC | $28.6K | 1,751 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $15.5K | 948 | 0.00% | 31q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $15.4K | 978 | 0.00% | new | NEW |
| MERCER GLOBAL ADVISORS INC /ADV | $7.1K | 431 | 0.00% | new | NEW |
| Thomas J. Herzfeld Advisors, Inc. | $6.6K | 402 | 0.00% | 31q | +2.3% |
| Colonial Trust Co / SC | $5.9K | 371 | 0.00% | 15q | HELD |
| Institute for Wealth Management, LLC. | $4.9K | 300 | 0.00% | new | NEW |
| ST GERMAIN D J CO INC | $2.0K | 125 | 0.00% | 13q | HELD |
| Transamerica Financial Advisors, LLC | $1.6K | 95 | 0.00% | 4q | +4.4% |
| Thrivent Financial for Lutherans | $1.3K | 80,761 | 0.00% | 4q | -5.9% |
| Cambridge Investment Research Advisors, Inc. | $848 | 51,856 | 0.00% | 24q | +99.5% |
| FNY Investment Advisers, LLC | $49 | 3,000 | 0.02% | 2q | HELD |
| Centerpoint Advisors, LLC | $16 | 1,000 | 0.00% | 30q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-30 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 2.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 47 | $77.6M | 4,723,703 | 6 | 18 | 10 | 0.0% |
| Q1 2026 | 46 | $70.3M | 4,737,873 | 7 | 12 | 10 | 0.0% |
| Q4 2025 | 46 | $68.6M | 4,306,630 | 6 | 20 | 10 | 0.0% |
| Q3 2025 | 43 | $64.7M | 4,097,199 | 6 | 16 | 7 | 0.0% |
| Q2 2025 | 40 | $61.5M | 3,951,162 | 3 | 18 | 10 | 0.0% |
| Q1 2025 | 38 | $53.3M | 3,643,296 | 6 | 14 | 9 | 0.0% |
| Q4 2024 | 37 | $56.2M | 3,537,087 | 0 | 14 | 8 | 0.0% |
| Q3 2024 | 39 | $47.0M | 3,059,762 | 4 | 15 | 6 | 0.0% |
| Q2 2024 | 39 | $41.1M | 2,734,669 | 3 | 12 | 12 | 0.0% |
| Q1 2024 | 39 | $47.3M | 3,361,142 | 7 | 9 | 10 | 0.0% |
| Q4 2023 | 38 | $41.8M | 3,085,356 | 2 | 13 | 11 | 0.0% |
| Q3 2023 | 35 | $34.3M | 2,754,700 | 3 | 15 | 9 | 0.0% |
| Q2 2023 | 35 | $33.8M | 2,644,531 | 4 | 10 | 12 | 0.0% |
| Q1 2023 | 34 | $28.1M | 2,281,432 | 5 | 12 | 9 | 0.0% |
| Q4 2022 | 25 | $28.9M | 2,134,529 | 3 | 9 | 8 | 0.0% |
| Q3 2022 | 40 | $31.6M | 2,611,034 | 4 | 12 | 14 | 0.0% |
| Q2 2022 | 41 | $37.0M | 2,773,163 | 8 | 15 | 10 | 0.0% |
| Q1 2022 | 37 | $44.0M | 2,508,255 | 4 | 13 | 8 | 0.0% |
| Q4 2021 | 39 | $46.7M | 2,537,649 | 5 | 12 | 8 | 0.0% |
| Q3 2021 | 34 | $45.8M | 2,675,579 | 3 | 15 | 6 | 0.0% |
| Q2 2021 | 37 | $57.5M | 3,499,818 | 3 | 13 | 12 | 0.0% |
| Q1 2021 | 39 | $64.7M | 4,256,670 | 3 | 13 | 14 | 0.0% |
| Q4 2020 | 42 | $63.8M | 4,536,344 | 3 | 20 | 12 | 0.0% |
| Q3 2020 | 39 | $57.7M | 4,504,190 | 4 | 11 | 14 | 0.0% |
| Q2 2020 | 37 | $47.6M | 3,898,474 | 3 | 14 | 10 | 0.0% |
| Q1 2020 | 41 | $49.2M | 4,592,958 | 5 | 15 | 11 | 0.0% |
| Q4 2019 | 38 | $52.0M | 3,553,456 | 7 | 9 | 12 | 0.0% |
| Q3 2019 | 34 | $58.8M | 4,101,008 | 1 | 15 | 8 | 0.0% |
| Q2 2019 | 37 | $56.7M | 4,041,661 | 5 | 13 | 11 | 0.0% |
| Q1 2019 | 35 | $54.6M | 3,881,551 | 4 | 11 | 11 | 0.0% |
| Q4 2018 | 36 | $50.3M | 4,179,567 | 0 | 2 | 1 | 0.0% |