NEOS ETF TRUST (IWMI)
Institutional ownership reported to the SEC as of Q2 2026, across 9 quarters.
111
Reporting holders
$186.9M
Reported value
3.8%
Held as options
+28
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $39.6M | 739,510 | 0.01% | 6q | +31.1%+$9.4M |
| MADDEN SECURITIES Corp | $14.1M | 263,232 | 3.91% | 6q | HELD |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | $9.4M | 175,355 | 1.40% | 2q | +88.4%+$4.4M |
| Gradient Investments LLC | $8.9M | 165,461 | 0.12% | 7q | +0.8%+$67.2K |
| Cascade Wealth Advisors, Inc | $6.6M | 124,435 | 2.66% | 4q | HELD |
| Farther Finance Advisors, LLC | $6.2M | 116,283 | 0.05% | 2q | +14.0%+$762.3K |
| ROYAL BANK OF CANADA | $5.3M | 99,238 | 0.00% | 4q | +90.0%+$2.5M |
| Private Advisor Group, LLC | $5.1M | 94,467 | 0.02% | 2q | +1929.8%+$4.8M |
| UBS Group AG | $4.9M | 92,263 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $4.8M | 89,382 | 0.00% | 7q | +40.9%+$1.4M |
| Owen LaRue, LLC | $4.3M | 81,072 | 1.51% | 4q | +213.8%+$3.0M |
| CITADEL ADVISORS LLC | $4.3M | 11,275 | 0.00% | 3q | HELD |
| MML INVESTORS SERVICES, LLC | $3.8M | 70,420 | 0.01% | 3q | -16.3%-$731.7K |
| Palacios Wealth Management, LLC | $3.3M | 62,100 | 1.96% | 4q | +6.2%+$193.9K |
| Garden State Investment Advisory Services LLC | $3.2M | 60,325 | 0.58% | 7q | +38.5%+$897.3K |
| Summit Financial, LLC | $3.2M | 60,003 | 0.04% | 3q | +29.8%+$736.9K |
| Rockefeller Capital Management L.P. | $3.2M | 59,828 | 0.00% | 3q | +12.2%+$348.7K |
| Marshall & Sterling Wealth Advisors Inc. | $3.1M | 57,258 | 1.81% | 2q | +17.7%+$459.9K |
| Independence Wealth Advisors, LLC | $2.9M | 54,710 | 1.47% | 3q | +14.6%+$372.3K |
| FSA Advisors, Inc. | $2.7M | 49,832 | 0.61% | 3q | +142.3%+$1.6M |
| JANE STREET GROUP, LLC | $2.6M | options only | 0.00% | 9q | OPTIONS |
| Moran Wealth Management, LLC | $2.3M | 42,152 | 0.06% | 3q | +31.2%+$537.1K |
| OLD MISSION CAPITAL LLC | $2.1M | 38,838 | 0.03% | 2q | +214.3%+$1.4M |
| Mutual Advisors, LLC | $1.9M | 35,853 | 0.04% | 6q | +23.6%+$366.8K |
| Capital Investment Advisory Services, LLC | $1.8M | 33,157 | 0.11% | 7q | +12.4%+$195.3K |
| High Net Worth Advisory Group LLC | $1.7M | 31,258 | 0.36% | 8q | HELD |
| HERBST GROUP, LLC | $1.7M | 31,151 | 0.91% | new | NEW |
| INSIGNEO ADVISORY SERVICES, LLC | $1.6M | 29,700 | 0.06% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $1.5M | 27,711 | 0.00% | 2q | +142.1%+$870.4K |
| Brookwood Investment Group LLC | $1.4M | 26,256 | 0.16% | 5q | -12.8%-$205.4K |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.4M | 26,215 | 0.03% | 3q | +11.9%+$149.5K |
| SEAVIEW INVESTMENT MANAGERS LLC | $1.3M | 23,887 | 0.38% | 2q | +50.1%+$426.9K |
| Steward Partners Investment Advisory, LLC | $1.3M | 23,613 | 0.01% | 2q | +48.3%+$411.6K |
| Kestra Advisory Services, LLC | $1.2M | 23,077 | 0.00% | 4q | +11.8%+$130.4K |
| STEPHENS INC /AR/ | $1.2M | 22,885 | 0.01% | 5q | -4.4%-$56.2K |
| KINGSWOOD WEALTH ADVISORS, LLC | $1.1M | 20,291 | 0.04% | 2q | +70.9%+$450.5K |
| NFSG Corp | $984.3K | 18,391 | 0.12% | 6q | +11.7%+$103.3K |
| Belvedere Trading LLC | $851.0K | options only | 0.00% | new | OPTIONS |
| Valmark Advisers, Inc. | $828.8K | 15,485 | 0.01% | 2q | HELD |
| Diversify Advisory Services, LLC | $808.8K | 15,541 | 0.01% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $808.8K | 15,541 | 0.01% | new | NEW |
| ENTREWEALTH, LLC | $791.0K | 15,000 | 0.29% | new | NEW |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $778.3K | 14,542 | 0.01% | 6q | +12.5%+$86.5K |
| SeaCrest Wealth Management, LLC | $776.0K | 14,500 | 0.09% | 5q | +31.8%+$187.3K |
| Gateway Wealth Partners, LLC | $773.1K | 14,445 | 0.05% | 3q | -20.6%-$200.5K |
| PFG Investments, LLC | $713.5K | 13,332 | 0.03% | 3q | +0.8%+$5.6K |
| HighTower Advisors, LLC | $674.6K | 12,604 | 0.00% | new | NEW |
| Navis Wealth Advisors, LLC | $669.6K | 12,512 | 0.25% | new | NEW |
| PSI Advisors, LLC | $669.4K | 12,508 | 0.16% | 4q | +146.1%+$397.4K |
| Walkner Condon Financial Advisors LLC | $604.2K | 11,290 | 0.07% | 2q | +93.2%+$291.4K |
| TRUIST FINANCIAL CORP | $590.9K | 11,041 | 0.00% | new | NEW |
| WORLD EQUITY GROUP, INC. | $566.9K | 10,590 | 0.13% | 5q | +7.3%+$38.6K |
| Vann Equity Management LLC | $561.9K | 10,499 | 0.34% | 2q | +21.7%+$100.2K |
| IFG Advisory, LLC | $548.0K | 10,239 | 0.02% | new | NEW |
| Gladstone Institutional Advisory LLC | $478.3K | 8,937 | 0.02% | 3q | +6.6%+$29.5K |
| &PARTNERS | $450.1K | 8,410 | 0.00% | new | NEW |
| J.W. COLE ADVISORS, INC. | $433.6K | 8,101 | 0.01% | 2q | +11.2%+$43.6K |
| Corient Private Wealth LP | $421.7K | 7,880 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $411.4K | 7,687 | 0.00% | new | NEW |
| Cresset Asset Management, LLC | $404.8K | 7,563 | 0.00% | 4q | -36.7%-$235.1K |
| Quantum Private Wealth, LLC | $386.7K | 7,226 | 0.10% | 3q | +3.2%+$12.1K |
| Naviter Wealth, LLC | $359.8K | 6,722 | 0.03% | 3q | -12.3%-$50.4K |
| Stratos Wealth Partners, LTD. | $350.0K | 6,540 | 0.00% | 3q | -3.5%-$12.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $328.7K | 6,142 | 0.00% | 4q | +7.8%+$23.8K |
| PRIVATE TRUST CO NA | $326.5K | 6,100 | 0.03% | 6q | +27.1%+$69.6K |
| Quotient Wealth Partners, LLC | $314.9K | 5,883 | 0.01% | new | NEW |
| LANARK FINANCIAL, INC. | $301.4K | 5,631 | 0.02% | 2q | +365.0%+$236.6K |
| Virtue Capital Management, LLC | $267.7K | 5,001 | 0.04% | new | NEW |
| OneDigital Investment Advisors LLC | $267.6K | 5,000 | 0.00% | new | NEW |
| Cetera Investment Advisers | $253.8K | 4,742 | 0.00% | 3q | HELD |
| Advisory Advocates, LLC | $237.6K | 4,439 | 0.20% | new | NEW |
| Meridian Wealth Management, LLC | $230.1K | 4,300 | 0.01% | new | NEW |
| CAP Partners, LLC | $230.0K | 4,298 | 0.11% | new | NEW |
| Allworth Financial LP | $227.5K | 4,250 | 0.00% | 5q | +25.0%+$45.5K |
| Foguth Wealth Management, LLC. | $227.1K | 4,318 | 0.03% | new | NEW |
| FIFTH THIRD BANCORP | $224.2K | 4,190 | 0.00% | new | NEW |
| Laird Norton Wetherby Trust Company, LLC | $214.1K | 4,000 | 0.00% | new | NEW |
| FINANCIAL MANAGEMENT NETWORK INC | $206.8K | 3,911 | 0.03% | new | NEW |
| Integrated Wealth Concepts LLC | $194.7K | 3,637 | 0.00% | new | NEW |
| ANGELES WEALTH MANAGEMENT, LLC | $150.7K | 2,815 | 0.01% | new | NEW |
| Wellington Grp LLC | $124.3K | 2,622 | 0.04% | 2q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $101.5K | 1,901 | 0.01% | 3q | HELD |
| STANCE CAPITAL LLC | $100.2K | 1,873 | 0.03% | new | NEW |
| Parallel Advisors, LLC | $94.3K | 1,762 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $93.4K | 1,745 | 0.00% | new | NEW |
| GHP Investment Advisors, Inc. | $83.0K | 1,551 | 0.00% | 3q | +4.7%+$3.7K |
| CoreCap Advisors, LLC | $76.9K | 1,436 | 0.00% | 5q | +4.3%+$3.2K |
| OSAIC HOLDINGS, INC. | $75.0K | 1,402 | 0.00% | 3q | +208.8%+$50.7K |
| Founders Financial Alliance, LLC | $72.1K | 1,346 | 0.01% | 2q | +20.5%+$12.3K |
| Luminist Capital LLC | $64.3K | 1,201 | 0.07% | new | NEW |
| Aptus Capital Advisors, LLC | $62.9K | 1,175 | 0.00% | 8q | HELD |
| GROUP ONE TRADING LLC | $61.7K | 1,152 | 0.00% | 7q | -45.1%-$50.7K |
| JPMORGAN CHASE & CO | $34.7K | 650 | 0.00% | 2q | HELD |
| Ameritas Advisory Services, LLC | $33.1K | 618 | 0.00% | new | NEW |
| MERCER GLOBAL ADVISORS INC /ADV | $32.2K | 602 | 0.00% | new | NEW |
| IMA Advisory Services, Inc. | $32.1K | 600 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $27.8K | 520 | 0.00% | 2q | +4.0%+$1.1K |
| SHP Wealth Management | $26.3K | 491 | 0.00% | new | NEW |
| SALEM INVESTMENT COUNSELORS INC | $25.4K | 475 | 0.00% | 2q | HELD |
| Spire Wealth Management | $17.7K | 332 | 0.00% | 3q | +58.1%+$6.5K |
Showing the largest 100 of 114 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 111 | $186.9M | 3,362,890 | 36 | 49 | 9 | 3.8% |
| Q1 2026 | 83 | $121.8M | 2,489,967 | 24 | 41 | 8 | 2.5% |
| Q4 2025 | 59 | $77.0M | 1,558,187 | 26 | 19 | 8 | 1.2% |
| Q3 2025 | 38 | $53.0M | 1,089,419 | 13 | 19 | 2 | 0.0% |
| Q2 2025 | 30 | $28.5M | 627,545 | 11 | 11 | 5 | 0.0% |
| Q1 2025 | 21 | $14.5M | 333,521 | 10 | 6 | 2 | 0.0% |
| Q4 2024 | 18 | $13.7M | 279,694 | 12 | 4 | 0 | 0.0% |
| Q3 2024 | 10 | $4.3M | 84,547 | 9 | 1 | 0 | 0.0% |
| Q2 2024 | 1 | $246.0K | 4,918 | 1 | 0 | 0 | 0.0% |