IMMUNE DESIGN CORP (IMDZ)
Institutional ownership reported to the SEC as of Q1 2019, across 2 quarters.
70
Reporting holders
$169.0M
Reported value
0.0%
Calls
0.0%
Puts
+8
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Svennilson Peter | $38.9M | 6,642,942 | 20.70% | 2q | HELD |
| ALPINE ASSOCIATES MANAGEMENT INC. | $14.0M | 2,400,000 | 0.46% | new | NEW |
| BlackRock Inc. | $13.1M | 2,231,444 | 0.00% | 2q | +4.6%+$577.4K |
| TIG Advisors, LLC | $11.8M | 2,016,916 | 0.49% | new | NEW |
| VANGUARD GROUP INC | $8.9M | 1,521,404 | 0.00% | 2q | +147.1%+$5.3M |
| GABELLI FUNDS LLC | $7.7M | 1,311,069 | 0.05% | new | NEW |
| Sandell Asset Management Corp. | $7.6M | 1,300,500 | 1.35% | new | NEW |
| WATER ISLAND CAPITAL LLC | $7.1M | 1,216,000 | 0.19% | new | NEW |
| Beryl Capital Management LLC | $6.3M | 1,076,894 | 1.16% | new | NEW |
| RENAISSANCE TECHNOLOGIES LLC | $6.0M | 1,031,905 | 0.01% | 2q | +96.6%+$3.0M |
| Man Group plc | $5.8M | 1,000,000 | 0.02% | new | NEW |
| DIMENSIONAL FUND ADVISORS LP | $3.7M | 629,658 | 0.00% | 2q | -2.4%-$89.8K |
| DLD Asset Management, LP | $3.5M | 600,030 | 0.13% | new | NEW |
| STATE STREET CORP | $3.5M | 597,011 | 0.00% | 2q | -9.8%-$378.9K |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $3.5M | 591,650 | 0.45% | new | NEW |
| GEODE CAPITAL MANAGEMENT, LLC | $2.5M | 421,833 | 0.00% | 2q | -42.7%-$1.8M |
| NORTHERN TRUST CORP | $2.0M | 348,282 | 0.00% | 2q | -5.1%-$109.4K |
| OMERS ADMINISTRATION Corp | $1.8M | 304,000 | 0.02% | new | NEW |
| TWO SIGMA ADVISERS, LP | $1.7M | 294,400 | 0.00% | 2q | +5.0%+$81.9K |
| JPMORGAN CHASE & CO | $1.7M | 286,375 | 0.00% | 2q | -45.9%-$1.4M |
| OXFORD ASSET MANAGEMENT LLP | $1.6M | 270,803 | 0.03% | 2q | +98.4%+$785.8K |
| D. E. Shaw & Co., Inc. | $1.5M | 257,007 | 0.00% | 2q | +25.3%+$303.3K |
| PANAGORA ASSET MANAGEMENT INC | $1.3M | 224,038 | 0.01% | 2q | -53.5%-$1.5M |
| Quinn Opportunity Partners LLC | $1.3M | 215,000 | 0.17% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $1.1M | 196,624 | 0.00% | 2q | -52.6%-$1.3M |
| HIGHLAND CAPITAL MANAGEMENT LP | $1.1M | 190,000 | 0.07% | new | NEW |
| Bank of New York Mellon Corp | $1.1M | 182,103 | 0.00% | 2q | +0.6%+$6.4K |
| DEUTSCHE BANK AG\ | $1.0M | 176,530 | 0.00% | 5q | +300.8%+$774.5K |
| TIAA CREF INVESTMENT MANAGEMENT LLC | $1.0M | 175,805 | 0.00% | 2q | HELD |
| K2 PRINCIPAL FUND, L.P. | $926.0K | 158,255 | 0.12% | new | NEW |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC | $758.0K | 129,630 | 0.45% | new | NEW |
| HARVEST MANAGEMENT LLC | $527.0K | 90,000 | 0.77% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $474.0K | 80,936 | 0.00% | 2q | +28.6%+$105.4K |
| TEACHERS ADVISORS, LLC | $306.0K | 52,279 | 0.00% | 2q | HELD |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $305.0K | 52,212 | 0.00% | 2q | -10.0%-$33.7K |
| RHUMBLINE ADVISERS | $277.0K | 47,386 | 0.00% | 2q | +0.9%+$2.6K |
| GAMCO INVESTORS, INC. ET AL | $268.0K | 45,885 | 0.00% | new | NEW |
| STATE OF WISCONSIN INVESTMENT BOARD | $267.0K | 45,700 | 0.00% | 2q | +29.8%+$61.3K |
| BRIDGEWAY CAPITAL MANAGEMENT INC | $248.0K | 42,400 | 0.00% | 2q | HELD |
| Paloma Partners Management Co | $233.0K | 39,802 | 0.01% | new | NEW |
| GOLDMAN SACHS GROUP INC | $208.0K | 35,567 | 0.00% | 2q | -51.2%-$218.4K |
| PRELUDE CAPITAL MANAGEMENT, LLC | $193.0K | 32,983 | 0.01% | new | NEW |
| Maven Securities LTD | $175.0K | 30,000 | 0.16% | new | NEW |
| Virtu Financial LLC | $172.0K | 29,460 | 0.01% | new | NEW |
| Parametric Portfolio Associates LLC | $166.0K | 28,419 | 0.00% | new | NEW |
| BOOTHBAY FUND MANAGEMENT, LLC | $159.0K | 27,122 | 0.02% | 2q | HELD |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $137.0K | 23,468 | 0.00% | new | NEW |
| BARCLAYS PLC | $136.0K | 23,314 | 0.00% | 2q | +689.8%+$118.8K |
| AMERICAN INTERNATIONAL GROUP INC | $126.0K | 21,492 | 0.00% | 2q | -3.1%-$4.1K |
| NEW YORK STATE COMMON RETIREMENT FUND | $118.0K | 20,100 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $92.0K | 15,652 | 0.00% | 2q | -80.4%-$378.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $74.0K | options only | 0.00% | 2q | OPTIONS |
| Chicago Capital Management, LLC | $69.0K | 11,816 | 0.03% | new | NEW |
| ALLIANCEBERNSTEIN L.P. | $67.0K | 11,500 | 0.00% | 2q | -17.9%-$14.6K |
| BANK OF AMERICA CORP /DE/ | $61.0K | 10,290 | 0.00% | 2q | -78.0%-$216.6K |
| CITIGROUP INC | $49.0K | 8,412 | 0.00% | 2q | -6.8%-$3.6K |
| BNP PARIBAS ARBITRAGE, SA | $41.7K | 7,127 | 0.00% | 2q | +217.6%+$28.6K |
| MORGAN STANLEY | $41.0K | 7,073 | 0.00% | 6q | -95.1%-$794.0K |
| BRONFMAN E.L. ROTHSCHILD, L.P. | $38.0K | 6,500 | 0.00% | new | NEW |
| Legal & General Group Plc | $34.0K | 5,795 | 0.00% | 2q | HELD |
| UBS Group AG | $28.0K | 4,765 | 0.00% | 2q | -81.0%-$119.5K |
| SIMPLEX TRADING, LLC | $22.0K | 2,400 | 0.00% | new | NEW |
| Ameritas Investment Partners, Inc. | $17.0K | 2,948 | 0.00% | 2q | HELD |
| Proficio Capital Partners LLC | $15.0K | 2,590 | 0.01% | new | NEW |
| ROYAL BANK OF CANADA | $9.0K | 1,615 | 0.00% | 2q | -88.4%-$68.6K |
| Focused Wealth Management, Inc | $9.0K | 1,520 | 0.00% | 2q | -33.8%-$4.6K |
| Mint Tower Capital Management B.V. | $9.0K | 1,460 | 0.00% | new | NEW |
| MEEDER ASSET MANAGEMENT INC | $3.0K | 517 | 0.00% | 2q | -71.6%-$7.5K |
| GROUP ONE TRADING, L.P. | $1.0K | options only | 0.00% | new | OPTIONS |
| SeaCrest Wealth Management, LLC | $1.0K | 133 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2019 | 70 | $169.0M | 28,868,746 | 30 | 13 | 20 | 0.0% |
| Q4 2018 | 62 | $39.5M | 30,396,657 | 2 | 1 | 1 | 0.0% |