PRINCIPAL EXCHANGE TRADED FD (IG)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
21
Reporting holders
$317.6M
Reported value
0.0%
Held as options
-4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | $133.0M | 6,438,151 | 1.60% | 11q | +32.7%+$32.8M |
| ENVESTNET ASSET MANAGEMENT INC | $130.6M | 6,322,167 | 0.03% | 21q | +33.1%+$32.5M |
| RAYMOND JAMES FINANCIAL INC | $21.3M | 1,029,202 | 0.01% | 7q | +8.0%+$1.6M |
| Spartan Wealth Advisory Services LLC | $10.8M | 524,830 | 0.89% | 2q | +3.1%+$321.9K |
| Insight Wealth Partners, LLC | $5.3M | 256,849 | 0.71% | 18q | +13.3%+$624.5K |
| LEGACY FINANCIAL INDEPENDENT ADVISORS LLC | $5.0M | 243,672 | 2.37% | 2q | +1.8%+$86.9K |
| Western Wealth Management, LLC | $4.5M | 218,599 | 0.15% | 2q | +63.0%+$1.7M |
| ROYAL BANK OF CANADA | $2.4M | 117,967 | 0.00% | 11q | +55.1%+$866.3K |
| Mariner, LLC | $2.0M | 96,224 | 0.00% | 7q | HELD |
| PRINCIPAL FINANCIAL GROUP INC | $971.9K | 47,103 | 0.00% | 7q | HELD |
| GOLDMAN SACHS GROUP INC | $645.1K | 31,215 | 0.00% | 4q | -67.7%-$1.4M |
| LPL Financial LLC | $323.0K | 15,629 | 0.00% | 6q | +0.8%+$2.7K |
| AlphaCore Capital LLC | $243.1K | 11,762 | 0.00% | 3q | HELD |
| Gladstone Institutional Advisory LLC | $201.1K | 9,730 | 0.01% | 3q | HELD |
| Smartleaf Asset Management LLC | $31.6K | 1,523 | 0.00% | 9q | HELD |
| PRIVATE TRUST CO NA | $20.7K | 1,000 | 0.00% | 5q | HELD |
| MORGAN STANLEY | $16.7K | 806 | 0.00% | 3q | +40200.0%+$16.6K |
| Global Retirement Partners, LLC | $11.8K | 571 | 0.00% | 3q | -57.7%-$16.1K |
| Pinnacle Bancorp, Inc. | $5.3K | 257 | 0.00% | 3q | +1876.9%+$5.0K |
| Continuum Advisory, LLC | $1.6K | 78 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $8 | 0 | 0.00% | 14q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 21 | $317.6M | 15,367,335 | 1 | 11 | 2 | 0.0% |
| Q1 2026 | 25 | $250.0M | 12,113,875 | 5 | 7 | 3 | 0.0% |
| Q4 2025 | 21 | $203.6M | 9,746,660 | 5 | 9 | 2 | 0.0% |
| Q3 2025 | 19 | $157.1M | 7,447,307 | 3 | 8 | 5 | 0.0% |
| Q2 2025 | 20 | $130.4M | 6,267,549 | 5 | 7 | 3 | 0.0% |
| Q1 2025 | 18 | $111.7M | 5,439,338 | 3 | 4 | 4 | 0.0% |
| Q4 2024 | 20 | $111.2M | 5,469,128 | 3 | 8 | 4 | 0.0% |
| Q3 2024 | 22 | $111.8M | 5,225,325 | 2 | 10 | 6 | 0.0% |
| Q2 2024 | 22 | $93.3M | 4,561,042 | 4 | 4 | 8 | 0.0% |
| Q1 2024 | 20 | $92.0M | 4,454,869 | 3 | 9 | 7 | 0.0% |
| Q4 2023 | 19 | $81.2M | 3,870,275 | 2 | 5 | 9 | 0.0% |
| Q3 2023 | 17 | $43.3M | 2,201,822 | 2 | 5 | 8 | 0.0% |
| Q2 2023 | 16 | $40.5M | 1,970,998 | 3 | 6 | 4 | 0.0% |
| Q1 2023 | 15 | $33.3M | 1,589,060 | 6 | 5 | 2 | 0.0% |
| Q4 2022 | 10 | $19.2M | 937,252 | 4 | 5 | 1 | 0.0% |
| Q3 2022 | 9 | $67.1M | 3,275,024 | 0 | 4 | 4 | 0.0% |
| Q2 2022 | 13 | $358.9M | 16,403,334 | 3 | 1 | 7 | 0.0% |
| Q1 2022 | 12 | $400.8M | 16,641,216 | 3 | 3 | 5 | 0.0% |
| Q4 2021 | 10 | $469.5M | 17,837,752 | 2 | 2 | 4 | 0.0% |
| Q3 2021 | 10 | $8.8M | 332,462 | 3 | 4 | 2 | 0.0% |
| Q2 2021 | 7 | $6.1M | 227,316 | 2 | 1 | 3 | 0.0% |
| Q1 2021 | 7 | $5.2M | 202,204 | 3 | 3 | 1 | 0.0% |
| Q4 2020 | 4 | $2.9M | 106,094 | 1 | 2 | 0 | 0.0% |
| Q3 2020 | 5 | $1.9M | 68,870 | 3 | 1 | 1 | 0.0% |
| Q2 2020 | 3 | $2.2M | 80,389 | 1 | 0 | 2 | 0.0% |
| Q1 2020 | 2 | $2.9M | 117,906 | 1 | 1 | 0 | 0.0% |
| Q4 2019 | 1 | $827.0K | 31,846 | 0 | 1 | 0 | 0.0% |
| Q3 2019 | 1 | $330.0K | 12,324 | 0 | 0 | 1 | 0.0% |
| Q2 2019 | 1 | $531.0K | 20,216 | 0 | 0 | 1 | 0.0% |
| Q1 2019 | 1 | $916.0K | 36,171 | 0 | 0 | 1 | 0.0% |
| Q4 2018 | 1 | $1.1M | 47,091 | 0 | 0 | 0 | 0.0% |