PRINCIPAL EXCHANGE TRADED FD (IG)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
21
Reporting holders
$448.2M
Reported value
0.0%
Calls
0.0%
Puts
-4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | $261.3M | 12,644,334 | 0.03% | 21q | +166.3%+$163.2M |
| PRINCIPAL SECURITIES, INC. | $133.0M | 6,438,151 | 1.60% | 11q | +32.7%+$32.8M |
| RAYMOND JAMES FINANCIAL INC | $21.3M | 1,029,202 | 0.01% | 7q | +8.0%+$1.6M |
| Spartan Wealth Advisory Services LLC | $10.8M | 524,830 | 0.89% | 2q | +3.1%+$321.9K |
| Insight Wealth Partners, LLC | $5.3M | 256,849 | 0.71% | 18q | +13.3%+$624.5K |
| LEGACY FINANCIAL INDEPENDENT ADVISORS LLC | $5.0M | 243,672 | 2.37% | 2q | +1.8%+$86.9K |
| Western Wealth Management, LLC | $4.5M | 218,599 | 0.15% | 2q | +63.0%+$1.7M |
| ROYAL BANK OF CANADA | $2.4M | 117,967 | 0.00% | 11q | +55.1%+$866.3K |
| Mariner, LLC | $2.0M | 96,224 | 0.00% | 7q | HELD |
| PRINCIPAL FINANCIAL GROUP INC | $971.9K | 47,103 | 0.00% | 7q | HELD |
| GOLDMAN SACHS GROUP INC | $645.1K | 31,215 | 0.00% | 4q | -67.7%-$1.4M |
| LPL Financial LLC | $323.0K | 15,629 | 0.00% | 6q | +0.8%+$2.7K |
| AlphaCore Capital LLC | $243.1K | 11,762 | 0.00% | 3q | HELD |
| Gladstone Institutional Advisory LLC | $201.1K | 9,730 | 0.01% | 3q | HELD |
| Smartleaf Asset Management LLC | $31.6K | 1,523 | 0.00% | 9q | HELD |
| PRIVATE TRUST CO NA | $20.7K | 1,000 | 0.00% | 5q | HELD |
| MORGAN STANLEY | $16.7K | 806 | 0.00% | 3q | +40200.0%+$16.6K |
| Global Retirement Partners, LLC | $11.8K | 571 | 0.00% | 3q | -57.7%-$16.1K |
| Pinnacle Bancorp, Inc. | $5.3K | 257 | 0.00% | 3q | +1876.9%+$5.0K |
| Continuum Advisory, LLC | $1.6K | 78 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $8 | 0 | 0.00% | 14q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 21 | $448.2M | 21,689,502 | 1 | 11 | 2 | 0.0% |
| Q1 2026 | 25 | $250.0M | 12,113,875 | 5 | 7 | 3 | 0.0% |
| Q4 2025 | 21 | $203.6M | 9,746,660 | 5 | 9 | 2 | 0.0% |
| Q3 2025 | 19 | $157.1M | 7,447,307 | 3 | 8 | 5 | 0.0% |
| Q2 2025 | 21 | $130.4M | 6,268,549 | 6 | 7 | 3 | 0.0% |
| Q1 2025 | 18 | $111.7M | 5,439,338 | 3 | 4 | 4 | 0.0% |
| Q4 2024 | 20 | $111.2M | 5,469,128 | 3 | 8 | 4 | 0.0% |
| Q3 2024 | 23 | $111.9M | 5,226,970 | 3 | 10 | 6 | 0.0% |
| Q2 2024 | 23 | $93.5M | 4,572,495 | 4 | 5 | 8 | 0.0% |
| Q1 2024 | 21 | $92.3M | 4,465,897 | 3 | 9 | 8 | 0.0% |
| Q4 2023 | 20 | $81.5M | 3,884,879 | 2 | 5 | 10 | 0.0% |
| Q3 2023 | 18 | $43.7M | 2,218,879 | 2 | 6 | 8 | 0.0% |
| Q2 2023 | 17 | $40.8M | 1,983,195 | 4 | 6 | 4 | 0.0% |
| Q1 2023 | 15 | $33.3M | 1,589,060 | 6 | 5 | 2 | 0.0% |
| Q4 2022 | 10 | $19.2M | 937,252 | 4 | 5 | 1 | 0.0% |
| Q3 2022 | 9 | $67.1M | 3,275,024 | 0 | 4 | 4 | 0.0% |
| Q2 2022 | 13 | $358.9M | 16,403,334 | 3 | 1 | 7 | 0.0% |
| Q1 2022 | 12 | $400.8M | 16,641,216 | 3 | 3 | 5 | 0.0% |
| Q4 2021 | 10 | $469.5M | 17,837,752 | 2 | 2 | 4 | 0.0% |
| Q3 2021 | 10 | $8.8M | 332,462 | 3 | 4 | 2 | 0.0% |
| Q2 2021 | 7 | $6.1M | 227,316 | 2 | 1 | 3 | 0.0% |
| Q1 2021 | 7 | $5.2M | 202,204 | 3 | 3 | 1 | 0.0% |
| Q4 2020 | 4 | $2.9M | 106,094 | 1 | 2 | 0 | 0.0% |
| Q3 2020 | 5 | $1.9M | 68,870 | 3 | 1 | 1 | 0.0% |
| Q2 2020 | 3 | $2.2M | 80,389 | 1 | 0 | 2 | 0.0% |
| Q1 2020 | 2 | $2.9M | 117,906 | 1 | 1 | 0 | 0.0% |
| Q4 2019 | 1 | $827.0K | 31,846 | 0 | 1 | 0 | 0.0% |
| Q3 2019 | 1 | $330.0K | 12,324 | 0 | 0 | 1 | 0.0% |
| Q2 2019 | 1 | $531.0K | 20,216 | 0 | 0 | 1 | 0.0% |
| Q1 2019 | 1 | $916.0K | 36,171 | 0 | 0 | 1 | 0.0% |
| Q4 2018 | 1 | $1.1M | 47,091 | 0 | 0 | 0 | 0.0% |