HolderBook

IES HOLDINGS INC (IESC)

Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.

11
Reporting holders
$3.3M
Reported value
0.0%
Calls
0.0%
Puts
-410
Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
ARGENT CAPITAL MANAGEMENT LLC$1.4M4,5030.05%5q+86.6%+$671.1K
Farther Finance Advisors, LLC$572.5K1,7830.00%9q+72.3%+$240.2K
Insight Wealth Strategies, LLC$474.6K1,4780.05%9q+100.0%+$237.3K
Whitaker-Myers Wealth Managers, LTD.$247.1K7700.04%newNEW
Ausbil Investment Management Ltd$220.3K6860.11%3q+100.0%+$110.1K
GAMMA Investing LLC$214.2K6670.01%12q+164.7%+$133.2K
Versant Capital Management, Inc$75.8K2360.01%10q+122.6%+$41.7K
TOTH FINANCIAL ADVISORY CORP$51.1K1590.01%3q+297.5%+$38.2K
MassMutual Private Wealth & Trust, FSB$9.6K300.00%5q+2900.0%+$9.3K
ELEVATION WEALTH PARTNERS, LLC$4.2K130.00%newNEW
Marquette Asset Management, LLC$64320.00%3q+100.0%

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-10-0613D/AJeffrey L. Gendell INDIVIDUALwith 7 co-filers51.7%

What the company announced

Form 8-K filings from the last 120 days, showing only the items worth a reader's attention. Earnings releases, exhibit attachments and general disclosures are filed constantly and are left out. Filed is when the SEC received it; event is the date the company says the thing happened.

FiledEvent dateWhatSource
2026-10-062026-10-05Acquisition or disposal completed Material agreement enteredfiling

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-05-08Cleveland Todd MDirectorSold11,578$7.7M ×11
2026-05-05Simmes Matthew JPresident and CEOSold7,000$4.6M ×9
2026-06-12Cleveland Todd MDirectorSold5,000$3.8M ×4
2026-05-08McLauchlin TracySVP & CFOSold3,000$2.0M
2026-05-06Cleveland Todd MDirectorSold922$628.4K ×4

Ten percent owners and entities

Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.

DateInsiderRoleSideSharesValue
2026-06-12GENDELL JEFFREY L ET ALExecutive ChairmanSold46,720$35.3M ×6
2026-05-14GENDELL JEFFREY L ET ALExecutive ChairmanSold39,361$27.3M ×6
2026-05-06GENDELL JEFFREY L ET ALExecutive ChairmanSold40,103$27.2M ×12
2026-05-27GENDELL JEFFREY L ET ALExecutive ChairmanSold30,310$21.4M ×6
2026-05-13GENDELL JEFFREY L ET ALExecutive ChairmanSold15,000$10.4M
2026-05-08GENDELL JEFFREY L ET ALExecutive ChairmanSold7,052$4.8M ×3

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202611$3.3M10,3272900.0%
Q2 2026421$14.7B19,665,4291011211371.8%
Q1 2026357$9.3B19,231,733501281071.2%
Q4 2025348$7.5B19,052,42754121981.3%
Q3 2025323$7.7B19,222,5997994881.2%
Q2 2025276$5.7B19,137,5156785850.9%
Q1 2025251$3.2B18,922,9483880902.1%
Q4 2024261$3.8B18,468,5554387852.8%
Q3 2024241$3.7B18,513,6077165660.9%
Q2 2024199$2.6B18,426,4995567580.7%
Q1 2024158$2.3B18,810,9654440520.3%
Q4 2023132$1.4B18,283,5781749380.0%
Q3 2023118$1.2B17,743,8931946280.0%
Q2 2023101$994.2M17,478,1292230350.0%
Q1 202390$784.6M18,208,1011224300.0%
Q4 202281$608.9M17,117,9481121230.0%
Q3 202278$479.6M17,362,353718250.0%
Q2 202280$533.2M17,673,217826270.0%
Q1 202289$703.9M17,510,907525310.0%
Q4 202198$878.5M17,349,777928360.0%
Q3 202194$795.0M17,399,3121326320.0%
Q2 202198$922.5M17,963,155632330.0%
Q1 202197$874.7M17,352,1171331330.0%
Q4 202093$794.7M17,261,1151729290.0%
Q3 202081$534.7M16,829,4761618310.0%
Q2 202073$376.7M16,226,488819250.0%
Q1 202072$294.8M16,704,545928170.0%
Q4 201970$429.9M16,752,9041021230.0%
Q3 201962$343.5M16,686,127720190.0%
Q2 201956$312.6M16,581,493617120.0%
Q1 201952$295.5M16,637,178212160.0%
Q4 201853$260.3M16,740,8260010.0%