NEOS ETF TRUST (IAUI)
Institutional ownership reported to the SEC as of Q2 2026, across 5 quarters.
63
Reporting holders
$59.9M
Reported value
5.9%
Held as options
+20
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | $11.8M | 242,820 | 0.05% | 2q | +2.2%+$257.8K |
| ROYAL BANK OF CANADA | $11.6M | 239,794 | 0.00% | 3q | +315.0%+$8.8M |
| LPL Financial LLC | $5.6M | 115,326 | 0.00% | 2q | +91.7%+$2.7M |
| Belvedere Trading LLC | $2.9M | 21,021 | 0.00% | 2q | +2085.1%+$2.8M |
| Stratos Wealth Partners, LTD. | $2.1M | 42,591 | 0.02% | 2q | +816.3%+$1.8M |
| MADDEN SECURITIES Corp | $1.9M | 39,440 | 0.53% | 5q | +3.2%+$59.7K |
| Farther Finance Advisors, LLC | $1.8M | 38,098 | 0.01% | 3q | -8.5%-$170.5K |
| PFG Advisors | $1.6M | 33,560 | 0.08% | 3q | +35.3%+$423.9K |
| CITADEL ADVISORS LLC | $1.6M | options only | 0.00% | 5q | OPTIONS |
| AE Wealth Management LLC | $1.5M | 31,581 | 0.01% | 2q | +234.4%+$1.1M |
| RED CRANE WEALTH MANAGEMENT, LLC | $1.3M | 26,151 | 0.93% | 4q | +8.9%+$103.8K |
| New England Private Wealth Advisors LLC | $1.2M | 25,195 | 0.12% | 2q | +46.4%+$387.5K |
| Diversify Advisory Services, LLC | $979.5K | 19,970 | 0.02% | new | NEW |
| DIVERSIFY WEALTH MANAGEMENT, LLC | $979.5K | 19,970 | 0.02% | new | NEW |
| STIFEL FINANCIAL CORP | $974.7K | 20,114 | 0.00% | 3q | +4.5%+$42.4K |
| Coastal Bridge Advisors, LLC | $849.6K | 17,535 | 0.05% | 4q | +2.8%+$23.2K |
| KINGSWOOD WEALTH ADVISORS, LLC | $845.5K | 17,452 | 0.03% | 2q | +74.3%+$360.5K |
| Compound Planning, Inc. | $800.0K | 16,512 | 0.02% | new | NEW |
| SBI Securities Co., Ltd. | $762.0K | 15,728 | 0.02% | 2q | +149.7%+$456.8K |
| HUB Investment Partners, LLC | $751.2K | 15,504 | 0.01% | 3q | -8.2%-$66.7K |
| Integrated Wealth Concepts LLC | $708.3K | 14,619 | 0.00% | new | NEW |
| Cresset Asset Management, LLC | $461.1K | 9,516 | 0.00% | 4q | -31.3%-$210.5K |
| NewEdge Advisors, LLC | $422.2K | 8,714 | 0.00% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $418.7K | 8,650 | 0.01% | new | NEW |
| HERBST GROUP, LLC | $402.5K | 8,307 | 0.22% | new | NEW |
| Kestra Advisory Services, LLC | $391.6K | 8,083 | 0.00% | 3q | +80.5%+$174.7K |
| Creative Planning | $386.2K | 7,972 | 0.00% | 3q | +23.7%+$74.0K |
| BCS Wealth Management | $383.4K | 7,913 | 0.07% | 3q | +34.7%+$98.7K |
| CAP Partners, LLC | $377.4K | 7,789 | 0.18% | 3q | +25.4%+$76.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $335.0K | 6,914 | 0.00% | new | NEW |
| BROWN WEALTH MANAGEMENT, LLC | $329.6K | 6,802 | 0.07% | new | NEW |
| Strategic Wealth Partners, Ltd. | $301.3K | 6,218 | 0.02% | new | NEW |
| HBW ADVISORY SERVICES LLC | $301.0K | 6,212 | 0.03% | 3q | -10.1%-$33.9K |
| Steward Partners Investment Advisory, LLC | $282.5K | 5,830 | 0.00% | 2q | +21.3%+$49.7K |
| JANE STREET GROUP, LLC | $258.0K | 5,326 | 0.00% | new | NEW |
| THRYVE WEALTH MANAGEMENT LLC | $257.8K | 5,321 | 0.14% | new | NEW |
| Kingsview Wealth Management, LLC | $230.7K | 4,762 | 0.00% | 2q | +15.2%+$30.5K |
| ZEGA Investments, LLC | $207.1K | 4,274 | 0.02% | new | NEW |
| MML INVESTORS SERVICES, LLC | $206.3K | 4,258 | 0.00% | new | NEW |
| WealthPlan Investment Management, LLC | $205.8K | 4,248 | 0.01% | new | NEW |
| Wealthcare Advisory Partners LLC | $205.8K | 4,247 | 0.00% | new | NEW |
| EFG International AG | $202.8K | 4,170 | 0.00% | 2q | HELD |
| UBS Group AG | $113.8K | 2,349 | 0.00% | new | NEW |
| AdvisorNet Financial, Inc | $77.5K | 1,600 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $75.0K | 1,547 | 0.00% | new | NEW |
| Innovative Asset Advisors Group, LLC | $67.8K | 1,400 | 0.03% | 2q | HELD |
| NFSG Corp | $57.3K | 1,182 | 0.01% | 3q | +9.7%+$5.1K |
| Parallel Advisors, LLC | $53.7K | 1,109 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $48.3K | 996 | 0.00% | new | NEW |
| MERCER GLOBAL ADVISORS INC /ADV | $40.5K | 835 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $38.4K | 793 | 0.00% | 4q | -57.2%-$51.3K |
| FIFTH THIRD BANCORP | $33.6K | 693 | 0.00% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $25.1K | 515 | 0.00% | 2q | +60.9%+$9.5K |
| Capital Investment Advisory Services, LLC | $24.2K | 500 | 0.00% | 2q | +400.0%+$19.4K |
| IMA Advisory Services, Inc. | $21.8K | 450 | 0.00% | 2q | +2150.0%+$20.8K |
| Founders Financial Alliance, LLC | $18.5K | 381 | 0.00% | 2q | +60.8%+$7.0K |
| SALEM INVESTMENT COUNSELORS INC | $9.7K | 200 | 0.00% | 2q | HELD |
| GFS Advisors, LLC | $4.8K | 40,600 | 0.00% | new | NEW |
| IFP Advisors, Inc | $4.8K | 100 | 0.00% | 2q | HELD |
| Main Street Group, LTD | $4.8K | 100 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $2.1K | 43,052 | 0.00% | 3q | +336.4%+$1.6K |
| Ashton Thomas Private Wealth, LLC | $1.8K | 38 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $921 | 19 | 0.00% | new | NEW |
| MORGAN STANLEY | $59 | 1 | 0.00% | 2q | HELD |
| WELLS FARGO & COMPANY/MN | $15 | 0 | 0.00% | 4q | HELD |
| TSFG, LLC | $13 | 274 | 0.00% | new | NEW |
| Capital Analysts, LLC | $5 | 98 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 63 | $59.9M | 1,163,315 | 26 | 25 | 6 | 5.9% |
| Q1 2026 | 43 | $44.6M | 760,059 | 21 | 15 | 4 | 3.0% |
| Q4 2025 | 21 | $21.1M | 369,443 | 13 | 6 | 1 | 2.4% |
| Q3 2025 | 10 | $6.3M | 121,056 | 8 | 2 | 0 | 0.0% |
| Q2 2025 | 2 | $476.4K | 9,732 | 2 | 0 | 0 | 0.0% |