HAWTHORN BANCSHARES INC (HWBK)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
68
Reporting holders
$88.4M
Reported value
32.6%
Of shares outstanding
0.0%
Held as options
+6
Holder change
Institutions report 2,248,288 shares against 6,900,678 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Ategra Capital Management, LLC | $13.5M | 342,390 | 6.05% | 30q | HELD |
| BlackRock, Inc. | $13.2M | 335,276 | 0.00% | 8q | +7.9%+$966.9K |
| VANGUARD CAPITAL MANAGEMENT LLC | $9.9M | 250,722 | 0.00% | 2q | +1.8%+$178.2K |
| FJ Capital Management LLC | $7.5M | 190,710 | 0.97% | 31q | HELD |
| DIMENSIONAL FUND ADVISORS LP | $6.4M | 161,622 | 0.00% | 31q | +2.1%+$129.3K |
| GEODE CAPITAL MANAGEMENT, LLC | $5.9M | 148,965 | 0.00% | 31q | +8.9%+$478.2K |
| STATE STREET CORP | $3.3M | 84,776 | 0.00% | 31q | +2.1%+$69.6K |
| MERCER GLOBAL ADVISORS INC /ADV | $2.6M | 65,178 | 0.00% | 10q | +100.9%+$1.3M |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $2.5M | 64,813 | 0.04% | 31q | -0.6%-$14.7K |
| NORTHERN TRUST CORP | $1.9M | 48,071 | 0.00% | 29q | +9.6%+$166.1K |
| Pinnacle Holdings, LLC | $1.8M | 46,073 | 0.56% | 31q | HELD |
| MONETA GROUP INVESTMENT ADVISORS LLC | $1.8M | 44,745 | 0.01% | 8q | -8.2%-$156.4K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $1.5M | 39,180 | 0.00% | 2q | +17.6%+$230.7K |
| RBF Capital, LLC | $1.5M | 39,167 | 0.06% | 31q | HELD |
| VANGUARD FIDUCIARY TRUST CO | $1.5M | 37,750 | 0.00% | 2q | +4.7%+$65.9K |
| RENAISSANCE TECHNOLOGIES LLC | $1.4M | 35,319 | 0.00% | 10q | +1.4%+$18.7K |
| Empowered Funds, LLC | $1.3M | 32,677 | 0.01% | 2q | -1.1%-$14.7K |
| GOLDMAN SACHS GROUP INC | $936.6K | 23,833 | 0.00% | 4q | -6.2%-$62.4K |
| AMERICAN CENTURY COMPANIES INC | $809.7K | 20,603 | 0.00% | 21q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $798.5K | 20,319 | 0.01% | new | NEW |
| Mariner, LLC | $734.0K | 18,678 | 0.00% | new | NEW |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $632.8K | 16,101 | 0.00% | 5q | +10.5%+$60.3K |
| Sixth Street Partners Management Company, L.P. | $632.8K | 16,101 | 0.00% | new | NEW |
| ALEXANDER LABRUNERIE & CO., INC. | $608.0K | 15,471 | 0.21% | 10q | HELD |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $602.3K | 15,325 | 0.00% | 5q | -1.8%-$11.0K |
| Bank of New York Mellon Corp | $561.7K | 14,294 | 0.00% | 5q | +10.5%+$53.3K |
| Eagle Bluffs Wealth Management LLC | $543.1K | 13,747 | 0.18% | 10q | HELD |
| Nuveen, LLC | $451.9K | 11,498 | 0.00% | 5q | +53.2%+$156.9K |
| CITADEL ADVISORS LLC | $372.8K | 9,485 | 0.00% | 7q | -29.6%-$156.5K |
| Focus Partners Wealth | $364.6K | 9,278 | 0.00% | 8q | HELD |
| RHUMBLINE ADVISERS | $278.8K | 7,094 | 0.00% | 5q | +2.5%+$6.9K |
| HSBC HOLDINGS PLC | $246.5K | 6,569 | 0.00% | 3q | -31.6%-$114.0K |
| AQR CAPITAL MANAGEMENT LLC | $245.7K | 6,253 | 0.00% | new | NEW |
| Creative Planning | $245.6K | 6,250 | 0.00% | 4q | -21.4%-$67.0K |
| CENTRAL TRUST Co | $203.1K | 5,168 | 0.00% | 31q | HELD |
| DEUTSCHE BANK AG\ | $191.5K | 4,873 | 0.00% | 4q | -20.5%-$49.4K |
| WELLS FARGO & COMPANY/MN | $191.3K | 4,867 | 0.00% | 31q | +12.0%+$20.5K |
| MORGAN STANLEY | $171.4K | 4,360 | 0.00% | 32q | -7.8%-$14.5K |
| MetLife Investment Management, LLC | $142.3K | 3,620 | 0.00% | 5q | HELD |
| Russell Investments Group, Ltd. | $135.3K | 3,443 | 0.00% | 4q | +389.8%+$107.7K |
| BARCLAYS PLC | $124.0K | 3,154 | 0.00% | 8q | -31.5%-$57.1K |
| CITIGROUP INC | $106.0K | 2,696 | 0.00% | 11q | +876.8%+$95.1K |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $105.2K | 2,676 | 0.00% | 5q | -3.1%-$3.4K |
| Vanguard Global Advisers, LLC | $100.8K | 2,565 | 0.00% | 2q | HELD |
| NEW YORK STATE COMMON RETIREMENT FUND | $95.1K | 2,420 | 0.00% | 5q | HELD |
| JPMORGAN CHASE & CO | $93.2K | 2,409 | 0.00% | 6q | +2.9%+$2.7K |
| BNP PARIBAS FINANCIAL MARKETS | $59.0K | 1,500 | 0.00% | 5q | +5.4%+$3.0K |
| Police & Firemen's Retirement System of New Jersey | $49.9K | 1,269 | 0.00% | 5q | HELD |
| UBS Group AG | $47.4K | 1,206 | 0.00% | 6q | +20.6%+$8.1K |
| UMB Bank, n.a. | $39.3K | 1,000 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $29.7K | 755 | 0.00% | 13q | +2.2% |
| Ameritas Investment Partners, Inc. | $23.3K | 593 | 0.00% | 5q | HELD |
| Legal & General Group Plc | $20.7K | 527 | 0.00% | 5q | HELD |
| ROYAL BANK OF CANADA | $15.0K | 405 | 0.00% | 13q | +114.3%+$8.0K |
| Sterling Capital Management LLC | $4.6K | 117 | 0.00% | 5q | -39.1%-$2.9K |
| FMR LLC | $4.1K | 105 | 0.00% | 4q | +10.5% |
| Quarry LP | $2.8K | 72 | 0.00% | new | NEW |
| Arax Advisory Partners | $2.1K | 54 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $1.2K | 31 | 0.00% | new | NEW |
| IFP Advisors, Inc | $707 | 18 | 0.00% | 4q | +100.0% |
| Allworth Financial LP | $590 | 15 | 0.00% | 4q | +114.3% |
| PRICE T ROWE ASSOCIATES INC /MD/ | $578 | 14,707 | 0.00% | 8q | +19.7% |
| GAMMA Investing LLC | $550 | 14 | 0.00% | new | NEW |
| Essential Partners LLC | $432 | 11 | 0.00% | 4q | -66.7% |
| PNC Financial Services Group, Inc. | $197 | 5 | 0.00% | 3q | HELD |
| ROTHSCHILD INVESTMENT LLC | $118 | 3 | 0.00% | 3q | +200.0% |
| Farther Finance Advisors, LLC | $118 | 3 | 0.00% | 6q | HELD |
| True Wealth Design, LLC | $40 | 1 | 0.00% | new | NEW |
| FNY Investment Advisers, LLC | $1 | 30 | 0.00% | 2q | HELD |
| Covestor Ltd | $0 | 0 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 68 | $88.4M | 2,248,288 | 11 | 26 | 14 | 0.0% |
| Q1 2026 | 62 | $71.2M | 2,113,355 | 2 | 13 | 21 | 0.0% |
| Q4 2025 | 61 | $75.1M | 2,152,565 | 8 | 21 | 14 | 0.0% |
| Q3 2025 | 56 | $64.6M | 2,079,481 | 10 | 14 | 16 | 0.0% |
| Q2 2025 | 49 | $60.9M | 2,088,095 | 14 | 17 | 9 | 0.0% |
| Q1 2025 | 39 | $52.7M | 1,864,916 | 5 | 11 | 11 | 0.0% |
| Q4 2024 | 36 | $53.6M | 1,888,752 | 4 | 16 | 7 | 0.0% |
| Q3 2024 | 33 | $47.6M | 1,899,872 | 3 | 6 | 8 | 0.0% |
| Q2 2024 | 32 | $37.6M | 1,899,630 | 1 | 6 | 13 | 0.0% |
| Q1 2024 | 31 | $39.5M | 1,933,905 | 2 | 13 | 7 | 0.0% |
| Q4 2023 | 36 | $47.1M | 1,857,417 | 8 | 13 | 6 | 0.0% |
| Q3 2023 | 33 | $29.3M | 1,800,909 | 4 | 14 | 9 | 0.0% |
| Q2 2023 | 32 | $31.6M | 1,761,830 | 6 | 14 | 9 | 0.0% |
| Q1 2023 | 28 | $43.9M | 1,878,385 | 3 | 4 | 10 | 0.0% |
| Q4 2022 | 24 | $38.3M | 1,757,080 | 2 | 5 | 4 | 0.0% |
| Q3 2022 | 34 | $45.5M | 2,109,574 | 1 | 10 | 12 | 0.0% |
| Q2 2022 | 35 | $53.2M | 2,112,648 | 3 | 20 | 9 | 0.0% |
| Q1 2022 | 36 | $54.9M | 2,170,942 | 2 | 12 | 10 | 0.0% |
| Q4 2021 | 37 | $56.5M | 2,180,849 | 4 | 6 | 12 | 0.0% |
| Q3 2021 | 34 | $49.0M | 2,115,730 | 2 | 11 | 14 | 0.0% |
| Q2 2021 | 38 | $55.0M | 2,398,088 | 10 | 8 | 16 | 0.0% |
| Q1 2021 | 37 | $48.8M | 2,291,247 | 1 | 9 | 15 | 0.0% |
| Q4 2020 | 36 | $51.8M | 2,366,836 | 1 | 13 | 7 | 0.0% |
| Q3 2020 | 36 | $44.0M | 2,323,165 | 0 | 8 | 18 | 0.0% |
| Q2 2020 | 38 | $45.2M | 2,292,756 | 2 | 22 | 8 | 0.0% |
| Q1 2020 | 39 | $41.3M | 2,252,460 | 1 | 13 | 16 | 0.0% |
| Q4 2019 | 44 | $62.4M | 2,446,174 | 2 | 18 | 8 | 0.0% |
| Q3 2019 | 47 | $58.2M | 2,444,267 | 7 | 19 | 10 | 0.0% |
| Q2 2019 | 44 | $63.2M | 2,358,494 | 14 | 21 | 6 | 0.0% |
| Q1 2019 | 32 | $47.2M | 2,031,353 | 8 | 8 | 3 | 0.0% |
| Q4 2018 | 24 | $37.6M | 1,785,226 | 0 | 0 | 2 | 0.0% |