HANCOCK JOHN INVT TR (HTY)
Institutional ownership reported to the SEC as of Q1 2024, across 22 quarters.
28
Reporting holders
$13.1M
Reported value
0.0%
Calls
0.0%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Almitas Capital LLC | $2.8M | 538,822 | 1.17% | 2q | +230.3%+$2.0M |
| 1607 Capital Partners, LLC | $1.6M | 312,903 | 0.13% | 7q | HELD |
| MORGAN STANLEY | $1.6M | 297,354 | 0.00% | 26q | +118.6%+$844.5K |
| SIT INVESTMENT ASSOCIATES INC | $1.5M | 294,649 | 0.04% | 2q | +198.7%+$1.0M |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $1.5M | 287,333 | 0.21% | new | NEW |
| OSAIC HOLDINGS, INC. | $487.0K | 92,997 | 0.00% | 17q | +3.9%+$18.4K |
| Yakira Capital Management, Inc. | $429.8K | 82,101 | 0.13% | new | NEW |
| LPL Financial LLC | $407.8K | 77,896 | 0.00% | 22q | -47.6%-$369.7K |
| UBS Group AG | $404.4K | 77,258 | 0.00% | 22q | -1.9%-$7.9K |
| HARBOUR INVESTMENTS, INC. | $355.0K | 67,807 | 0.01% | 12q | +13.8%+$43.2K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $342.7K | 65,409 | 0.02% | 2q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $203.0K | 38,766 | 0.00% | 22q | +1.0%+$2.1K |
| NWF Advisory Services Inc. | $195.3K | 37,300 | 0.03% | 5q | HELD |
| GUGGENHEIM CAPITAL LLC | $173.7K | 33,148 | 0.00% | 6q | -47.3%-$156.1K |
| WELLS FARGO & COMPANY/MN | $151.4K | 28,915 | 0.00% | 22q | -6.5%-$10.5K |
| Cetera Investment Advisers | $140.8K | 26,900 | 0.00% | new | NEW |
| AlphaMark Advisors, LLC | $127.0K | 24,250 | 0.04% | 15q | HELD |
| AVANTAX ADVISORY SERVICES, INC. | $104.2K | 19,912 | 0.00% | 5q | +5.1%+$5.0K |
| Epoch Investment Partners, Inc. | $102.5K | 19,577 | 0.00% | 9q | -70.4%-$243.7K |
| Atomi Financial Group, Inc. | $89.5K | 17,098 | 0.01% | 5q | +2.9%+$2.5K |
| NewEdge Advisors, LLC | $78.0K | 14,900 | 0.00% | 10q | HELD |
| Atria Wealth Solutions, Inc. | $54.9K | 10,488 | 0.00% | 3q | HELD |
| Samalin Investment Counsel, LLC | $54.3K | 10,371 | 0.03% | 18q | +3.1%+$1.6K |
| Cornerstone Advisors, LLC | $50.9K | 9,732 | 0.00% | 4q | -84.3%-$273.2K |
| CIBC Private Wealth Group, LLC | $39.1K | 7,500 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $15.7K | 3,000 | 0.00% | 8q | HELD |
| Pathway Financial Advisers, LLC | $15.1K | 2,879 | 0.01% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $1.5K | 280 | 0.00% | 20q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2024 | 28 | $13.1M | 2,499,545 | 4 | 9 | 6 | 0.0% |
| Q4 2023 | 31 | $10.3M | 2,019,066 | 7 | 4 | 10 | 0.0% |
| Q3 2023 | 28 | $7.6M | 1,730,918 | 2 | 7 | 11 | 0.0% |
| Q2 2023 | 30 | $8.1M | 1,731,798 | 8 | 12 | 4 | 0.0% |
| Q1 2023 | 30 | $7.3M | 1,495,617 | 4 | 9 | 6 | 0.0% |
| Q4 2022 | 25 | $6.8M | 1,374,872 | 4 | 10 | 5 | 0.0% |
| Q3 2022 | 24 | $4.3M | 958,375 | 4 | 9 | 4 | 0.0% |
| Q2 2022 | 23 | $4.1M | 759,378 | 5 | 9 | 4 | 0.0% |
| Q1 2022 | 19 | $4.5M | 665,908 | 3 | 6 | 6 | 0.0% |
| Q4 2021 | 17 | $4.7M | 721,767 | 2 | 7 | 2 | 0.0% |
| Q3 2021 | 18 | $6.6M | 1,013,187 | 0 | 6 | 8 | 0.0% |
| Q2 2021 | 22 | $14.1M | 2,023,918 | 1 | 7 | 8 | 0.0% |
| Q1 2021 | 24 | $15.5M | 2,407,304 | 1 | 10 | 8 | 0.0% |
| Q4 2020 | 29 | $15.9M | 2,880,795 | 5 | 14 | 5 | 0.0% |
| Q3 2020 | 27 | $17.0M | 3,334,416 | 2 | 10 | 10 | 0.0% |
| Q2 2020 | 29 | $17.7M | 3,377,930 | 0 | 12 | 11 | 0.0% |
| Q1 2020 | 34 | $17.7M | 3,524,585 | 5 | 14 | 10 | 0.0% |
| Q4 2019 | 34 | $23.7M | 3,355,807 | 5 | 7 | 10 | 0.0% |
| Q3 2019 | 32 | $19.9M | 2,910,017 | 2 | 13 | 10 | 0.0% |
| Q2 2019 | 32 | $18.7M | 2,734,618 | 4 | 14 | 8 | 0.0% |
| Q1 2019 | 33 | $18.7M | 2,710,003 | 4 | 11 | 10 | 0.0% |
| Q4 2018 | 30 | $17.4M | 2,621,670 | 0 | 1 | 0 | 0.0% |