HORIZON TECHNOLOGY FIN CORP (HRZN)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
105
Reporting holders
$38.2M
Reported value
11.8%
Of shares outstanding
1.7%
Held as options
+49
Holder change
Institutions report 7,927,666 shares against 67,033,909 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $5.0M | 1,055,591 | 0.00% | 35q | +2125.2%+$4.8M |
| Bulldog Investors, LLP | $3.1M | 658,617 | 0.69% | new | NEW |
| MARSHALL WACE, LLP | $2.8M | 592,247 | 0.00% | 5q | +244.8%+$2.0M |
| Caprock Group, LLC | $2.2M | 454,442 | 0.04% | new | NEW |
| Green Alpha Advisors, LLC | $2.0M | 429,913 | 1.36% | 23q | -27.2%-$757.9K |
| Legal & General Group Plc | $1.8M | 386,211 | 0.00% | 12q | +17.5%+$271.4K |
| Eagle Point Credit Management LLC | $1.7M | 366,194 | 2.62% | 3q | HELD |
| Virtus Investment Advisers, LLC | $1.2M | 252,455 | 0.28% | 6q | +75.4%+$513.1K |
| BLAIR WILLIAM & CO/IL | $1.1M | 239,073 | 0.00% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $1.1M | 225,732 | 0.00% | 21q | +270.3%+$779.4K |
| Connecticut Wealth Management, LLC | $1.0M | 214,509 | 0.04% | 10q | HELD |
| UBS Group AG | $924.6K | 195,466 | 0.00% | 31q | +35.6%+$242.8K |
| BlackRock, Inc. | $855.7K | 180,902 | 0.00% | 8q | +0.8%+$6.7K |
| Corient Private Wealth LP | $846.4K | 178,950 | 0.00% | new | NEW |
| Arax Advisory Partners | $597.4K | 126,305 | 0.00% | new | NEW |
| Apollon Wealth Management, LLC | $596.9K | 126,196 | 0.01% | new | NEW |
| LaFleur & Godfrey LLC | $541.7K | 114,526 | 0.06% | new | NEW |
| CAZ INVESTMENTS LP | $513.8K | 108,630 | 0.54% | new | NEW |
| UMB Bank, n.a. | $508.3K | 107,470 | 0.01% | new | NEW |
| Focus Partners Wealth | $482.8K | 100,593 | 0.00% | new | NEW |
| AQR CAPITAL MANAGEMENT LLC | $432.2K | 91,368 | 0.00% | 7q | +176.7%+$276.0K |
| JACKSON THORNTON WEALTH MANAGEMENT, LLC | $428.6K | 90,609 | 0.03% | 7q | +174.4%+$272.4K |
| LPL Financial LLC | $387.6K | 81,942 | 0.00% | 23q | +212.9%+$263.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $384.4K | 81,264 | 0.00% | new | NEW |
| IMC-Chicago, LLC | $380.6K | 40,074 | 0.00% | 6q | -35.2%-$206.3K |
| Fiera Capital Corp | $373.6K | 78,980 | 0.00% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $319.2K | 67,489 | 0.00% | 3q | -55.1%-$391.1K |
| FIRST FINANCIAL BANK - TRUST DIVISION | $310.2K | 65,573 | 0.02% | 9q | HELD |
| MILLENNIUM MANAGEMENT LLC | $287.0K | 60,674 | 0.00% | 4q | -20.1%-$72.3K |
| Pathstone Holdings, LLC | $263.3K | 54,705 | 0.00% | 11q | +5.6%+$14.0K |
| OSAIC HOLDINGS, INC. | $239.5K | 50,626 | 0.00% | 26q | +64.8%+$94.2K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $232.9K | 49,241 | 0.01% | 5q | +11.2%+$23.4K |
| ROYAL BANK OF CANADA | $223.0K | 47,242 | 0.00% | 31q | +131.5%+$126.7K |
| JANE STREET GROUP, LLC | $210.2K | 16,141 | 0.00% | 5q | HELD |
| Regal Investment Advisors LLC | $206.0K | 43,553 | 0.01% | 3q | HELD |
| Permanent Capital Management, LP | $203.2K | 42,165 | 0.03% | new | NEW |
| CITADEL ADVISORS LLC | $197.0K | options only | 0.00% | 24q | OPTIONS |
| RAYMOND JAMES FINANCIAL INC | $180.9K | 38,247 | 0.00% | 7q | +178.5%+$115.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $180.1K | 25,074 | 0.00% | new | NEW |
| Quantbot Technologies LP | $171.8K | 36,325 | 0.01% | 8q | +93.5%+$83.0K |
| Cerity Partners LLC | $159.6K | 33,736 | 0.00% | new | NEW |
| Ethos Financial Group, LLC | $156.6K | 33,100 | 0.01% | new | NEW |
| Baird Financial Group, Inc. | $148.0K | 31,280 | 0.00% | new | NEW |
| Freestone Capital Holdings, LLC | $141.0K | 29,817 | 0.00% | new | NEW |
| MAGNOLIA CAPITAL ADVISORS LLC | $136.5K | 28,849 | 0.02% | new | NEW |
| WELLS FARGO & COMPANY/MN | $130.9K | 27,684 | 0.00% | 31q | -50.0%-$130.9K |
| Koshinski Asset Management, Inc. | $129.0K | 27,279 | 0.01% | new | NEW |
| CAPTRUST FINANCIAL ADVISORS | $124.9K | 26,396 | 0.00% | new | NEW |
| Forum Financial Management, LP | $117.1K | 24,760 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $109.8K | 23,207 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $101.3K | 21,413 | 0.00% | new | NEW |
| ROTHSCHILD INVESTMENT LLC | $99.3K | 20,987 | 0.00% | new | NEW |
| Fiduciary Group, LLC | $97.8K | 20,684 | 0.01% | new | NEW |
| Squarepoint Ops LLC | $93.4K | 19,743 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $90.7K | 11,084 | 0.00% | 8q | +59.9%+$34.0K |
| D.A. DAVIDSON & CO. | $90.5K | 19,123 | 0.00% | new | NEW |
| Equitable Holdings, Inc. | $89.7K | 18,956 | 0.00% | new | NEW |
| Cetera Investment Advisers | $87.9K | 18,585 | 0.00% | 12q | -6.5%-$6.1K |
| Rockefeller Capital Management L.P. | $86.9K | 18,375 | 0.00% | new | NEW |
| LifeWealth Investments, LLC | $80.0K | 16,908 | 0.02% | new | NEW |
| Leading Edge Financial Planning LLC | $79.1K | 16,732 | 0.01% | new | NEW |
| Southeast Asset Advisors, LLC | $71.2K | 15,043 | 0.01% | new | NEW |
| Centennial Bank/AR/ | $71.0K | 15,000 | 0.02% | new | NEW |
| Mariner, LLC | $69.8K | 14,760 | 0.00% | new | NEW |
| Cresset Asset Management, LLC | $68.9K | 14,285 | 0.00% | new | NEW |
| XTX Topco Ltd | $67.6K | 14,286 | 0.00% | new | NEW |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $63.3K | 13,378 | 0.00% | 2q | +33.8%+$16.0K |
| HighTower Advisors, LLC | $61.0K | 12,905 | 0.00% | new | NEW |
| CHAPIN DAVIS, INC. | $60.0K | 12,691 | 0.01% | new | NEW |
| OXFORD ASSET MANAGEMENT LLP | $58.9K | 12,455 | 0.03% | 5q | -54.7%-$71.0K |
| Trek Financial, LLC | $58.9K | 12,455 | 0.00% | new | NEW |
| OPPENHEIMER & CO INC | $57.8K | 12,213 | 0.00% | new | NEW |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $57.5K | 12,150 | 0.00% | 3q | +6.1%+$3.3K |
| ADELL HARRIMAN & CARPENTER INC | $56.8K | 12,000 | 0.00% | 8q | HELD |
| Ausdal Financial Partners, Inc. | $54.5K | 11,513 | 0.00% | new | NEW |
| Wealthspire Advisors, LLC | $52.9K | 11,190 | 0.00% | new | NEW |
| Garden State Investment Advisory Services LLC | $52.7K | 11,143 | 0.01% | new | NEW |
| DAVENPORT & Co LLC | $50.3K | 10,624 | 0.00% | new | NEW |
| Closed-End Fund Advisors, Inc. | $49.3K | 10,432 | 0.05% | new | NEW |
| STEPHENS INC /AR/ | $48.3K | 10,202 | 0.00% | new | NEW |
| GROUP ONE TRADING LLC | $27.6K | 833 | 0.00% | 7q | HELD |
| Nova Wealth Management, Inc. | $17.6K | 3,722 | 0.01% | 7q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $12.9K | 2,732 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $12.8K | 2,702 | 0.00% | 2q | HELD |
| JPMORGAN CHASE & CO | $12.3K | 2,636 | 0.00% | new | NEW |
| N.E.W. Advisory Services LLC | $9.8K | 2,065 | 0.00% | 6q | +0.6% |
| JONES FINANCIAL COMPANIES LLLP | $8.1K | 1,830 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.4K | 1,561 | 0.00% | new | NEW |
| NOMURA ASSET MANAGEMENT CO LTD | $6.8K | 1,432 | 0.00% | new | NEW |
| Allworth Financial LP | $5.4K | 1,134 | 0.00% | 5q | HELD |
| Chung Wu Investment Group, LLC | $5.2K | 1,100 | 0.00% | 5q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $3.6K | 752 | 0.00% | new | NEW |
| Caitong International Asset Management Co., Ltd | $3.4K | 721 | 0.00% | 7q | +283.5%+$2.5K |
| North Star Investment Management Corp. | $3.1K | 658 | 0.00% | new | NEW |
| KERR FINANCIAL PLANNING Corp | $985 | 209 | 0.00% | 2q | -48.5% |
| SHP Wealth Management | $946 | 200 | 0.00% | new | NEW |
| Aspect Partners, LLC | $812 | 172 | 0.00% | 4q | +3.0% |
| JFS WEALTH ADVISORS, LLC | $809 | 171 | 0.00% | new | NEW |
| TD Waterhouse Canada Inc. | $591 | 125 | 0.00% | new | NEW |
| FIRST HORIZON CORP | $473 | 100 | 0.00% | new | NEW |
Showing the largest 100 of 111 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 105 | $38.2M | 7,927,666 | 62 | 23 | 9 | 1.7% |
| Q1 2026 | 56 | $13.9M | 3,154,709 | 11 | 14 | 21 | 4.3% |
| Q4 2025 | 65 | $26.2M | 3,934,442 | 12 | 17 | 20 | 3.2% |
| Q3 2025 | 62 | $19.9M | 3,076,030 | 11 | 12 | 21 | 5.4% |
| Q2 2025 | 58 | $21.3M | 2,616,074 | 16 | 16 | 13 | 11.0% |
| Q1 2025 | 62 | $32.4M | 3,134,470 | 12 | 20 | 15 | 9.1% |
| Q4 2024 | 74 | $31.3M | 3,272,096 | 23 | 20 | 15 | 6.0% |
| Q3 2024 | 61 | $30.0M | 2,517,456 | 19 | 13 | 12 | 10.6% |
| Q2 2024 | 53 | $31.9M | 2,170,489 | 11 | 14 | 14 | 18.2% |
| Q1 2024 | 54 | $29.8M | 2,121,681 | 4 | 23 | 17 | 19.1% |
| Q4 2023 | 53 | $28.1M | 1,618,764 | 11 | 13 | 14 | 24.1% |
| Q3 2023 | 44 | $30.2M | 1,663,385 | 10 | 15 | 7 | 34.5% |
| Q2 2023 | 48 | $26.7M | 1,535,292 | 12 | 17 | 7 | 30.5% |
| Q1 2023 | 46 | $19.2M | 1,461,731 | 3 | 16 | 18 | 14.1% |
| Q4 2022 | 56 | $29.2M | 2,366,134 | 14 | 14 | 18 | 6.0% |
| Q3 2022 | 59 | $27.4M | 2,628,080 | 8 | 24 | 12 | 4.1% |
| Q2 2022 | 66 | $42.0M | 3,188,837 | 5 | 35 | 13 | 5.9% |
| Q1 2022 | 71 | $46.4M | 2,670,125 | 16 | 29 | 16 | 12.2% |
| Q4 2021 | 59 | $46.5M | 2,422,496 | 14 | 19 | 5 | 9.1% |
| Q3 2021 | 49 | $41.1M | 1,951,613 | 3 | 24 | 10 | 9.2% |
| Q2 2021 | 54 | $50.3M | 2,032,337 | 10 | 18 | 13 | 10.5% |
| Q1 2021 | 52 | $41.5M | 1,871,218 | 11 | 17 | 9 | 10.7% |
| Q4 2020 | 45 | $28.0M | 1,613,334 | 10 | 18 | 9 | 23.7% |
| Q3 2020 | 37 | $18.4M | 1,301,442 | 4 | 14 | 9 | 13.4% |
| Q2 2020 | 42 | $16.3M | 1,316,036 | 10 | 10 | 15 | 12.2% |
| Q1 2020 | 44 | $14.7M | 1,712,678 | 11 | 11 | 15 | 4.0% |
| Q4 2019 | 40 | $23.8M | 1,790,979 | 7 | 18 | 9 | 2.7% |
| Q3 2019 | 39 | $20.9M | 1,716,541 | 8 | 8 | 11 | 3.0% |
| Q2 2019 | 33 | $21.6M | 1,652,566 | 9 | 11 | 7 | 9.9% |
| Q1 2019 | 37 | $21.2M | 1,736,388 | 12 | 10 | 9 | 3.0% |
| Q4 2018 | 30 | $16.7M | 1,454,727 | 0 | 2 | 1 | 1.8% |