HANCOCK JOHN PFD INCOME FD I (HPS)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
65
Reporting holders
$61.3M
Reported value
0.0%
Held as options
+12
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $18.8M | 1,291,717 | 0.00% | 31q | +4.9%+$879.1K |
| MORGAN STANLEY | $12.2M | 837,423 | 0.00% | 35q | +7.9%+$893.8K |
| LPL Financial LLC | $4.3M | 298,403 | 0.00% | 31q | -5.5%-$251.4K |
| Invesco Ltd. | $3.2M | 217,859 | 0.00% | 31q | +1.3%+$42.2K |
| AMERIPRISE FINANCIAL INC | $2.6M | 176,393 | 0.00% | 31q | -47.6%-$2.3M |
| Cetera Investment Advisers | $2.6M | 176,029 | 0.00% | 10q | +5.6%+$136.2K |
| ROYAL BANK OF CANADA | $2.3M | 156,415 | 0.00% | 31q | -5.2%-$123.6K |
| BANK OF AMERICA CORP /DE/ | $2.2M | 149,439 | 0.00% | 31q | +1.7%+$35.4K |
| Fiera Capital Corp | $1.7M | 114,018 | 0.01% | 22q | +3.0%+$48.3K |
| OSAIC HOLDINGS, INC. | $950.8K | 65,386 | 0.00% | 26q | +37.6%+$259.8K |
| J.W. COLE ADVISORS, INC. | $846.8K | 58,240 | 0.01% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $757.5K | 52,099 | 0.00% | 31q | HELD |
| GUGGENHEIM CAPITAL LLC | $703.2K | 48,366 | 0.00% | 7q | -57.2%-$938.2K |
| Sowell Financial Services LLC | $674.6K | 46,397 | 0.02% | 7q | -3.6%-$24.8K |
| WELLS FARGO & COMPANY/MN | $662.8K | 45,587 | 0.00% | 31q | -43.7%-$514.2K |
| Pine Valley Investments Ltd Liability Co | $653.6K | 44,953 | 0.03% | 13q | -29.3%-$271.1K |
| Live Oak Private Wealth LLC | $561.7K | 38,630 | 0.07% | 25q | HELD |
| Western Wealth Management, LLC | $468.6K | 32,232 | 0.02% | 2q | HELD |
| Activest Wealth Management | $393.4K | 27,057 | 0.08% | 11q | -53.8%-$458.5K |
| Arkfeld Wealth Strategies, L.L.C. | $376.9K | 25,815 | 0.11% | 26q | +1.4%+$5.1K |
| Post Resch Tallon Group Inc. | $375.7K | 25,836 | 0.26% | 7q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $370.0K | 25,380 | 0.00% | 5q | -4.5%-$17.5K |
| NewEdge Advisors, LLC | $301.8K | 20,757 | 0.00% | 19q | +17.9%+$45.9K |
| Gladstone Institutional Advisory LLC | $301.4K | 20,731 | 0.01% | 2q | HELD |
| HARBOUR INVESTMENTS, INC. | $285.7K | 19,652 | 0.00% | 21q | +1.5%+$4.3K |
| READYSTATE ASSET MANAGEMENT LP | $252.6K | 17,374 | 0.01% | new | NEW |
| KEYBANK NATIONAL ASSOCIATION/OH | $247.2K | 17,000 | 0.00% | 16q | HELD |
| RAYMOND JAMES FINANCIAL INC | $232.5K | 15,991 | 0.00% | 7q | -6.9%-$17.2K |
| Focus Financial Network, Inc. | $214.8K | 14,776 | 0.01% | 6q | +18.1%+$32.9K |
| STIFEL FINANCIAL CORP | $210.3K | 14,465 | 0.00% | 9q | HELD |
| Sanctuary Advisors, LLC | $209.5K | 14,408 | 0.00% | 5q | +0.8%+$1.6K |
| OneAscent Financial Services LLC | $185.4K | 12,750 | 0.01% | 2q | HELD |
| Mariner, LLC | $166.6K | 11,456 | 0.00% | 7q | -7.1%-$12.8K |
| B. Riley Wealth Advisors, Inc. | $163.0K | 11,295 | 0.01% | 3q | +1.2%+$1.9K |
| PW Nova Financial Services LLC | $157.8K | 10,854 | 0.03% | 3q | +2.3%+$3.5K |
| Cherry Creek Investment Advisors, Inc. | $145.4K | 10,000 | 0.06% | 3q | HELD |
| Rockefeller Capital Management L.P. | $115.4K | 7,937 | 0.00% | 4q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $98.2K | 6,755 | 0.00% | new | NEW |
| ROTHSCHILD INVESTMENT LLC | $87.2K | 6,000 | 0.00% | 11q | +300.0%+$65.4K |
| COMPASS FINANCIAL MANAGEMENT LLC | $81.1K | 5,685 | 0.01% | new | FIRST |
| Global Retirement Partners, LLC | $51.0K | 3,510 | 0.00% | 16q | -5.8%-$3.2K |
| FIFTH THIRD BANCORP | $47.3K | 3,250 | 0.00% | 2q | -49.8%-$46.9K |
| Integrated Wealth Concepts LLC | $37.9K | 2,606 | 0.00% | new | NEW |
| BankPlus Trust Department | $36.4K | 2,505 | 0.01% | 7q | HELD |
| PRIVATE TRUST CO NA | $29.1K | 2,000 | 0.00% | 17q | HELD |
| Arax Advisory Partners | $24.1K | 1,658 | 0.00% | new | NEW |
| BARRETT & COMPANY, INC. | $18.1K | 1,245 | 0.01% | 16q | +2.3% |
| Olistico Wealth, LLC | $14.8K | 1,019 | 0.01% | 3q | HELD |
| Crews Bank & Trust | $14.5K | 1,000 | 0.00% | new | NEW |
| LifeSteps Financial, Inc. | $10.9K | 750 | 0.01% | new | NEW |
| IFG Advisory, LLC | $10.6K | 731 | 0.00% | new | NEW |
| ENTRUST FINANCIAL LLC | $10.2K | 700 | 0.01% | new | NEW |
| Steward Partners Investment Advisory, LLC | $7.8K | 539 | 0.00% | 29q | +1.5% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.3K | 500 | 0.00% | 29q | -53.7%-$8.4K |
| CoreFirst Bank & Trust | $7.3K | 500 | 0.00% | 4q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $7.3K | 500 | 0.00% | 4q | HELD |
| Institute for Wealth Management, LLC. | $7.2K | 495 | 0.00% | new | NEW |
| Geneos Wealth Management Inc. | $5.1K | 350 | 0.00% | 42q | HELD |
| COUNTRY TRUST BANK | $2.9K | 200 | 0.00% | 5q | HELD |
| Caldwell Trust Co | $2.8K | 195 | 0.00% | 3q | -50.0%-$2.8K |
| Allworth Financial LP | $2.6K | 180 | 0.00% | 7q | HELD |
| Glass Jacobson Investment Advisors llc | $2.2K | 150 | 0.00% | 14q | HELD |
| PNC Financial Services Group, Inc. | $1.0K | 71 | 0.00% | 31q | HELD |
| COHEN & STEERS, INC. | $890 | 61,234 | 0.00% | 6q | HELD |
| PHILADELPHIA TRUST CO | $405 | 27,820 | 0.03% | 17q | HELD |
| Janney Montgomery Scott LLC | $345 | 23,705 | 0.00% | 7q | +6.9% |
| WEDBUSH SECURITIES INC | $174 | 12,000 | 0.00% | 31q | -36.0% |
| HRT FINANCIAL LP | $165 | 11,401 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $132 | 9 | 0.00% | 12q | HELD |
| ASSETMARK, INC | $73 | 5 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 65 | $61.3M | 4,216,228 | 11 | 17 | 15 | 0.0% |
| Q1 2026 | 53 | $60.2M | 4,225,018 | 7 | 16 | 10 | 0.0% |
| Q4 2025 | 60 | $59.6M | 4,133,912 | 9 | 17 | 12 | 0.0% |
| Q3 2025 | 57 | $63.2M | 4,091,103 | 5 | 19 | 11 | 0.0% |
| Q2 2025 | 60 | $54.5M | 3,822,390 | 11 | 14 | 13 | 0.0% |
| Q1 2025 | 53 | $55.5M | 3,699,571 | 4 | 11 | 13 | 0.0% |
| Q4 2024 | 66 | $58.4M | 3,884,859 | 14 | 14 | 11 | 0.0% |
| Q3 2024 | 56 | $60.4M | 3,501,726 | 8 | 16 | 10 | 0.0% |
| Q2 2024 | 54 | $54.1M | 3,422,043 | 6 | 13 | 13 | 0.0% |
| Q1 2024 | 53 | $73.8M | 4,782,185 | 6 | 11 | 11 | 0.0% |
| Q4 2023 | 62 | $54.9M | 3,883,441 | 9 | 13 | 15 | 0.0% |
| Q3 2023 | 59 | $41.7M | 3,130,311 | 6 | 8 | 15 | 0.0% |
| Q2 2023 | 56 | $44.3M | 3,158,641 | 4 | 13 | 12 | 0.0% |
| Q1 2023 | 55 | $45.1M | 3,086,108 | 10 | 11 | 10 | 0.0% |
| Q4 2022 | 49 | $42.7M | 2,961,520 | 6 | 11 | 10 | 0.0% |
| Q3 2022 | 58 | $47.4M | 3,161,309 | 5 | 12 | 15 | 0.0% |
| Q2 2022 | 56 | $48.6M | 3,084,288 | 2 | 11 | 19 | 0.0% |
| Q1 2022 | 60 | $55.4M | 3,086,875 | 8 | 15 | 11 | 0.0% |
| Q4 2021 | 59 | $61.1M | 2,775,323 | 7 | 14 | 18 | 0.0% |
| Q3 2021 | 58 | $60.6M | 3,237,171 | 4 | 17 | 16 | 0.0% |
| Q2 2021 | 59 | $65.6M | 3,416,638 | 4 | 15 | 17 | 0.0% |
| Q1 2021 | 63 | $66.8M | 3,669,297 | 6 | 20 | 17 | 0.0% |
| Q4 2020 | 61 | $61.0M | 3,528,104 | 11 | 18 | 12 | 0.0% |
| Q3 2020 | 52 | $52.5M | 3,284,967 | 7 | 13 | 13 | 0.0% |
| Q2 2020 | 52 | $50.3M | 3,204,024 | 7 | 11 | 18 | 0.0% |
| Q1 2020 | 58 | $46.8M | 3,431,164 | 11 | 19 | 13 | 0.0% |
| Q4 2019 | 56 | $67.3M | 3,480,322 | 10 | 19 | 14 | 0.0% |
| Q3 2019 | 49 | $61.5M | 3,071,688 | 7 | 18 | 11 | 0.0% |
| Q2 2019 | 45 | $61.3M | 3,173,947 | 7 | 17 | 7 | 0.0% |
| Q1 2019 | 47 | $62.0M | 3,342,590 | 3 | 12 | 15 | 0.0% |
| Q4 2018 | 48 | $52.4M | 3,306,243 | 0 | 2 | 0 | 0.0% |