HANCOCK JOHN PFD INCOME FD (HPI)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
63
Reporting holders
$63.5M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| UBS Group AG | $10.6M | 654,443 | 0.00% | 31q | +0.7%+$73.5K |
| MORGAN STANLEY | $9.6M | 594,996 | 0.00% | 35q | +12.3%+$1.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.5M | 277,902 | 0.01% | 31q | +2.1%+$92.5K |
| ROYAL BANK OF CANADA | $4.5M | 277,823 | 0.00% | 31q | +9.3%+$383.3K |
| GUGGENHEIM CAPITAL LLC | $4.2M | 260,204 | 0.03% | 21q | +26.6%+$886.1K |
| TSP Capital Management Group, LLC | $3.3M | 202,635 | 0.79% | 31q | HELD |
| LPL Financial LLC | $3.2M | 194,889 | 0.00% | 31q | -0.7%-$22.2K |
| Invesco Ltd. | $2.9M | 180,415 | 0.00% | 31q | -0.8%-$22.5K |
| J.W. COLE ADVISORS, INC. | $2.5M | 152,483 | 0.04% | new | NEW |
| RAYMOND JAMES FINANCIAL INC | $1.9M | 118,465 | 0.00% | 7q | -1.2%-$22.8K |
| Fiera Capital Corp | $1.7M | 102,001 | 0.01% | 22q | +3.1%+$49.2K |
| Advisory Resource Group | $1.6M | 100,187 | 0.24% | 31q | HELD |
| BANK OF AMERICA CORP /DE/ | $1.3M | 81,791 | 0.00% | 31q | +4.9%+$62.0K |
| Kestra Advisory Services, LLC | $1.3M | 80,970 | 0.00% | 24q | -7.9%-$113.0K |
| Cetera Investment Advisers | $844.0K | 52,068 | 0.00% | 10q | +13.1%+$97.7K |
| OSAIC HOLDINGS, INC. | $839.5K | 51,791 | 0.00% | 26q | +2.9%+$23.4K |
| Private Advisor Group, LLC | $701.9K | 43,302 | 0.00% | 31q | +161.3%+$433.3K |
| ENVESTNET ASSET MANAGEMENT INC | $540.6K | 33,350 | 0.00% | 31q | +6.8%+$34.2K |
| SAM Advisors, LLC | $485.4K | 29,942 | 0.13% | 8q | -6.7%-$34.8K |
| WELLS FARGO & COMPANY/MN | $484.3K | 29,876 | 0.00% | 31q | -50.1%-$486.6K |
| Stratos Wealth Partners, LTD. | $442.0K | 27,265 | 0.00% | 6q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $415.5K | 25,412 | 0.00% | 5q | HELD |
| KPP Advisory Services LLC | $380.3K | 23,460 | 0.05% | 5q | HELD |
| Norris Financial Group, LLC | $366.3K | 22,600 | 0.15% | 6q | +9.7%+$32.4K |
| HighTower Advisors, LLC | $357.0K | 22,021 | 0.00% | 31q | -4.1%-$15.2K |
| Sanctuary Advisors, LLC | $343.5K | 21,189 | 0.00% | 4q | -6.9%-$25.6K |
| Merit Financial Group, LLC | $342.5K | 21,126 | 0.00% | 7q | +100.1%+$171.3K |
| CITADEL ADVISORS LLC | $308.1K | 19,004 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $301.1K | 18,575 | 0.00% | 19q | +7.2%+$20.3K |
| Mallini Complete Financial Planning LLC | $284.3K | 17,540 | 0.20% | 7q | +1.5%+$4.3K |
| LaSalle St. Investment Advisors, LLC | $270.1K | 16,663 | 0.03% | 7q | -9.3%-$27.6K |
| IHT Wealth Management, LLC | $239.2K | 14,755 | 0.01% | 2q | -7.0%-$17.9K |
| Main Street Financial Solutions, LLC | $229.4K | 14,154 | 0.01% | 2q | +25.0%+$45.9K |
| Advisors Asset Management, Inc. | $225.1K | 13,884 | 0.00% | 2q | +3544.1%+$218.9K |
| HALBERT HARGROVE GLOBAL ADVISORS, LLC | $211.8K | 13,068 | 0.01% | 7q | -1.4%-$2.9K |
| B. Riley Wealth Advisors, Inc. | $211.2K | 13,030 | 0.01% | 17q | HELD |
| Equitable Holdings, Inc. | $204.5K | 12,617 | 0.00% | new | NEW |
| Everstar Asset Management, LLC | $188.4K | 11,620 | 0.09% | 8q | HELD |
| Sowell Financial Services LLC | $176.7K | 10,900 | 0.01% | 6q | HELD |
| STIFEL FINANCIAL CORP | $165.6K | 10,216 | 0.00% | 3q | -7.9%-$14.2K |
| COMPASS FINANCIAL MANAGEMENT LLC | $106.0K | 6,541 | 0.01% | new | FIRST |
| Quantum Portfolio Management LLC | $87.7K | 5,410 | 0.03% | new | NEW |
| Birchwood Financial Partners, Inc. | $76.3K | 4,704 | 0.06% | 3q | +2.3%+$1.7K |
| Allworth Financial LP | $70.2K | 4,333 | 0.00% | 10q | +0.6% |
| IFG Advisory, LLC | $64.8K | 4,000 | 0.00% | 2q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $59.6K | 3,675 | 0.00% | 27q | HELD |
| Global Retirement Partners, LLC | $57.9K | 3,574 | 0.00% | 9q | -5.1%-$3.1K |
| PRIVATE TRUST CO NA | $49.5K | 3,053 | 0.00% | 13q | +452.1%+$40.5K |
| Smallwood Wealth Investment Management, LLC | $34.3K | 2,113 | 0.01% | 6q | +1.8% |
| CITY HOLDING CO | $32.4K | 2,000 | 0.00% | 31q | HELD |
| Steward Partners Investment Advisory, LLC | $29.5K | 1,821 | 0.00% | 29q | HELD |
| Geneos Wealth Management Inc. | $24.3K | 1,500 | 0.00% | 42q | HELD |
| HARBOUR INVESTMENTS, INC. | $20.6K | 1,272 | 0.00% | 4q | HELD |
| Parallel Advisors, LLC | $16.2K | 1,000 | 0.00% | 13q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $11.3K | 700 | 0.00% | 4q | HELD |
| Clearstead Advisors, LLC | $8.9K | 549 | 0.00% | 9q | HELD |
| Piscataqua Savings Bank | $6.5K | 400 | 0.00% | 22q | HELD |
| COUNTRY TRUST BANK | $5.7K | 350 | 0.00% | 5q | HELD |
| IFP Advisors, Inc | $5.3K | 324 | 0.00% | 2q | HELD |
| Cullen/Frost Bankers, Inc. | $4.9K | 300 | 0.00% | 3q | HELD |
| Clear Street Group Inc. | $3.1K | 190 | 0.00% | new | NEW |
| COHEN & STEERS, INC. | $2.9K | 177,458 | 0.00% | 7q | HELD |
| WEBSTER BANK, N. A. | $2.7K | 164 | 0.00% | 17q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $2.4K | 146 | 0.00% | 3q | HELD |
| Cambridge Investment Research Advisors, Inc. | $1.2K | 72,930 | 0.00% | 31q | +95.2% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 63 | $63.5M | 3,916,751 | 5 | 21 | 13 | 0.0% |
| Q1 2026 | 63 | $56.5M | 3,614,531 | 8 | 22 | 15 | 0.0% |
| Q4 2025 | 63 | $58.2M | 3,592,881 | 8 | 14 | 20 | 0.0% |
| Q3 2025 | 59 | $56.1M | 3,236,473 | 8 | 23 | 8 | 0.0% |
| Q2 2025 | 60 | $60.3M | 3,768,458 | 8 | 17 | 15 | 0.0% |
| Q1 2025 | 57 | $54.3M | 3,275,071 | 9 | 13 | 15 | 0.0% |
| Q4 2024 | 56 | $51.4M | 3,090,303 | 7 | 11 | 14 | 0.0% |
| Q3 2024 | 51 | $58.7M | 3,098,002 | 6 | 11 | 14 | 0.0% |
| Q2 2024 | 50 | $50.3M | 3,010,191 | 2 | 15 | 11 | 0.0% |
| Q1 2024 | 54 | $53.0M | 3,191,492 | 10 | 14 | 13 | 0.0% |
| Q4 2023 | 51 | $54.0M | 3,424,082 | 7 | 15 | 13 | 0.0% |
| Q3 2023 | 54 | $46.4M | 3,182,226 | 3 | 17 | 12 | 0.0% |
| Q2 2023 | 54 | $47.8M | 3,140,775 | 6 | 15 | 14 | 0.0% |
| Q1 2023 | 52 | $50.8M | 3,176,725 | 6 | 9 | 21 | 0.0% |
| Q4 2022 | 51 | $50.0M | 3,119,049 | 12 | 15 | 11 | 0.0% |
| Q3 2022 | 56 | $51.3M | 3,201,834 | 1 | 18 | 14 | 0.0% |
| Q2 2022 | 61 | $58.3M | 3,326,308 | 6 | 20 | 12 | 0.0% |
| Q1 2022 | 59 | $62.7M | 3,237,911 | 4 | 21 | 12 | 0.0% |
| Q4 2021 | 67 | $62.7M | 3,032,241 | 8 | 18 | 14 | 0.0% |
| Q3 2021 | 64 | $65.2M | 3,034,832 | 2 | 20 | 15 | 0.0% |
| Q2 2021 | 69 | $65.4M | 3,029,255 | 9 | 20 | 15 | 0.0% |
| Q1 2021 | 67 | $62.9M | 3,045,392 | 9 | 17 | 20 | 0.0% |
| Q4 2020 | 69 | $51.2M | 2,600,250 | 9 | 16 | 16 | 0.0% |
| Q3 2020 | 67 | $41.3M | 2,196,201 | 10 | 12 | 18 | 0.0% |
| Q2 2020 | 61 | $42.5M | 2,173,522 | 5 | 16 | 15 | 0.0% |
| Q1 2020 | 62 | $35.4M | 2,199,599 | 4 | 16 | 15 | 0.0% |
| Q4 2019 | 69 | $53.5M | 2,344,409 | 9 | 17 | 14 | 0.0% |
| Q3 2019 | 59 | $49.6M | 2,057,197 | 4 | 17 | 16 | 0.0% |
| Q2 2019 | 60 | $47.3M | 2,047,596 | 6 | 16 | 13 | 0.0% |
| Q1 2019 | 62 | $48.8M | 2,154,758 | 4 | 15 | 15 | 0.0% |
| Q4 2018 | 62 | $43.2M | 2,294,227 | 0 | 0 | 3 | 0.0% |