NEW YORK LIFE INVESTMENTS ET (HFXI)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
109
Reporting holders
$1.5B
Reported value
0.0%
Held as options
+13
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | $289.5M | 7,601,314 | 0.06% | 27q | -19.1%-$68.4M |
| MORGAN STANLEY | $237.3M | 6,228,945 | 0.01% | 35q | +13.7%+$28.6M |
| BANK OF AMERICA CORP /DE/ | $115.0M | 3,018,254 | 0.01% | 31q | +22.2%+$20.9M |
| New York Life Investment Management LLC | $114.4M | 3,003,229 | 0.80% | 31q | -3.6%-$4.3M |
| RAYMOND JAMES FINANCIAL INC | $106.0M | 2,783,902 | 0.03% | 7q | +19.8%+$17.5M |
| LPL Financial LLC | $100.7M | 2,643,812 | 0.02% | 31q | +45.4%+$31.4M |
| UBS Group AG | $80.1M | 2,102,933 | 0.01% | 31q | +30.6%+$18.8M |
| Mariner, LLC | $60.5M | 1,587,883 | 0.06% | 13q | -0.7%-$434.9K |
| Go Invest LLC | $45.1M | 1,184,742 | 10.60% | 3q | +9.0%+$3.7M |
| ROYAL BANK OF CANADA | $34.3M | 899,322 | 0.01% | 31q | +24.9%+$6.8M |
| COMMONWEALTH EQUITY SERVICES, LLC | $32.0M | 840,088 | 0.04% | 31q | +1.6%+$501.5K |
| Mason & Associates Inc | $24.9M | 653,490 | 4.02% | 10q | -0.5%-$127.6K |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $21.7M | 570,109 | 5.90% | 14q | -2.5%-$566.6K |
| Landmark Wealth Management, LLC | $18.9M | 496,162 | 4.52% | 6q | +1.3%+$251.0K |
| ENVESTNET ASSET MANAGEMENT INC | $14.7M | 386,956 | 0.00% | 10q | +19.3%+$2.4M |
| OSAIC HOLDINGS, INC. | $14.6M | 382,883 | 0.02% | 16q | +14.6%+$1.9M |
| Ameritas Investment Partners, Inc. | $13.6M | 356,633 | 0.36% | 2q | +2.5%+$328.3K |
| Sanctuary Advisors, LLC | $11.0M | 288,042 | 0.05% | 9q | -1.4%-$158.9K |
| JANE STREET GROUP, LLC | $10.8M | 284,513 | 0.00% | 15q | -8.4%-$988.9K |
| Concurrent Investment Advisors, LLC | $10.2M | 268,863 | 0.09% | 11q | +2.9%+$288.9K |
| Rockefeller Capital Management L.P. | $9.9M | 260,621 | 0.02% | 10q | +5.1%+$484.5K |
| MARINO, STRAM & ASSOCIATES LLC | $9.3M | 245,335 | 1.49% | 11q | -2.0%-$189.3K |
| Gladstone Institutional Advisory LLC | $9.3M | 243,008 | 0.29% | 13q | HELD |
| WCG Wealth Advisors LLC | $9.0M | 235,629 | 0.21% | new | NEW |
| Cerity Partners LLC | $8.4M | 220,842 | 0.01% | 11q | -5.5%-$491.0K |
| Cetera Investment Advisers | $7.5M | 197,851 | 0.01% | 10q | +38.4%+$2.1M |
| MML INVESTORS SERVICES, LLC | $6.8M | 177,722 | 0.01% | 9q | +29.4%+$1.5M |
| Veridan Wealth LLC | $6.5M | 171,934 | 2.23% | 7q | -2.3%-$153.0K |
| Prosperity Financial Group, Inc. | $5.7M | 150,274 | 1.77% | 8q | +7.3%+$388.7K |
| Navigation Group, LLC | $5.0M | 131,729 | 0.98% | new | NEW |
| Spartan Wealth Advisory Services LLC | $4.6M | 121,238 | 0.38% | new | NEW |
| OPPENHEIMER & CO INC | $4.3M | 112,937 | 0.05% | 9q | +4.6%+$188.3K |
| Equitable Holdings, Inc. | $3.5M | 90,844 | 0.02% | 27q | HELD |
| Private Advisor Group, LLC | $3.3M | 87,533 | 0.02% | 31q | -12.8%-$488.2K |
| Wiser Advisor Group LLC | $3.2M | 84,606 | 3.53% | 11q | -1.1%-$36.4K |
| Waterloo Capital, L.P. | $3.1M | 81,247 | 0.17% | 11q | +10.5%+$293.2K |
| NorthRock Partners, LLC | $3.0M | 80,022 | 0.04% | 2q | +16.7%+$435.7K |
| Capital Investment Advisors, LLC | $2.8M | 74,563 | 0.04% | 5q | +31.6%+$681.5K |
| NewEdge Advisors, LLC | $2.7M | 70,435 | 0.01% | new | NEW |
| WESCAP Management Group, Inc. | $2.6M | 69,316 | 0.49% | 31q | HELD |
| Oder Investment Management, LLC | $2.3M | 60,194 | 1.54% | new | NEW |
| Redwood Financial Network Corp | $2.0M | 53,802 | 1.14% | 10q | +0.9%+$18.9K |
| Peck Wealth Management, LLC | $2.0M | 52,607 | 1.69% | new | NEW |
| Intentional Wealth Strategies, LLC | $1.9M | 50,135 | 1.79% | 2q | -3.7%-$74.0K |
| Farther Finance Advisors, LLC | $1.8M | 47,404 | 0.01% | 8q | -10.0%-$200.2K |
| Steward Partners Investment Advisory, LLC | $1.8M | 47,098 | 0.01% | 18q | +4.7%+$81.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.6M | 43,017 | 0.02% | 9q | -60.3%-$2.5M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.5M | 40,501 | 0.00% | 5q | -79.5%-$5.9M |
| MONECO ADVISORS, LLC | $1.4M | 37,865 | 0.09% | 7q | +31.2%+$343.2K |
| Golden State Wealth Management, LLC | $1.4M | 36,705 | 0.13% | 7q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $1.2M | 30,781 | 0.07% | 5q | +420.6%+$931.6K |
| HighTower Advisors, LLC | $1.1M | 28,664 | 0.00% | 11q | -5.4%-$62.5K |
| Fortis Group Advisors, LLC | $1.1M | 28,612 | 0.17% | 9q | -2.6%-$29.2K |
| ATTICUS WEALTH MANAGEMENT, LLC | $1.1M | 28,466 | 0.26% | 5q | +99.0%+$539.5K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.0M | 26,785 | 0.00% | 18q | -5.0%-$53.3K |
| OLD MISSION CAPITAL LLC | $1.0M | 26,267 | 0.02% | new | NEW |
| Revisor Wealth Management LLC | $934.7K | 24,540 | 0.22% | 14q | -16.6%-$186.3K |
| D.A. DAVIDSON & CO. | $900.3K | 23,636 | 0.00% | 20q | -2.1%-$19.7K |
| Indivisible Partners | $898.3K | 23,582 | 0.05% | 3q | +9.6%+$78.4K |
| Hilton Head Capital Partners, LLC | $813.2K | 21,350 | 0.41% | 3q | -18.5%-$184.8K |
| MRP Capital Investments, LLC | $799.9K | 21,000 | 0.59% | 4q | HELD |
| Stratos Wealth Partners, LTD. | $574.2K | 15,075 | 0.01% | 6q | -32.2%-$272.5K |
| NewEdge Wealth, LLC | $563.8K | 14,802 | 0.01% | 13q | HELD |
| Integrated Advisors Network LLC | $553.7K | 14,536 | 0.03% | 3q | +5.4%+$28.5K |
| Dynamic Advisor Solutions LLC | $493.8K | 12,963 | 0.01% | 9q | +19.6%+$80.8K |
| GGM Financial LLC | $488.5K | 12,826 | 0.19% | 9q | HELD |
| Covenant Asset Management, LLC | $487.9K | 12,810 | 0.08% | 9q | +7.1%+$32.5K |
| TRUIST FINANCIAL CORP | $453.7K | 11,911 | 0.00% | 2q | +69.2%+$185.6K |
| Nova Wealth Management, Inc. | $411.5K | 10,803 | 0.23% | 7q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $366.7K | 9,627 | 0.00% | 9q | -7.9%-$31.4K |
| Signature Equity Partners, LLC | $362.2K | 9,508 | 0.17% | 3q | +90.2%+$171.7K |
| LODESTAR PRIVATE ASSET MANAGEMENT LLC | $336.9K | 8,845 | 0.03% | 15q | -3.9%-$13.7K |
| Trademark Financial Management, LLC | $294.9K | 7,742 | 0.12% | 11q | -0.9%-$2.6K |
| Kovack Advisors, Inc. | $293.6K | 7,837 | 0.01% | 9q | +0.6%+$1.8K |
| Kestra Advisory Services, LLC | $282.6K | 7,419 | 0.00% | new | NEW |
| FMR LLC | $281.1K | 7,379 | 0.00% | 13q | -1.3%-$3.6K |
| STIFEL FINANCIAL CORP | $267.6K | 7,025 | 0.00% | new | NEW |
| Ameritas Advisory Services, LLC | $246.3K | 6,467 | 0.00% | 2q | -73.6%-$685.0K |
| TFB Advisors LLC | $245.1K | 6,435 | 0.11% | 2q | HELD |
| Savvy Advisors, Inc. | $243.5K | 6,393 | 0.01% | new | NEW |
| NWF Advisory Services Inc. | $240.1K | 6,303 | 0.02% | new | NEW |
| Nuveen, LLC | $213.6K | 5,608 | 0.00% | new | NEW |
| CATALYST FINANCIAL PARTNERS LLC | $210.0K | 5,512 | 0.02% | 2q | -19.6%-$51.2K |
| EP Wealth Advisors, LLC | $136.5K | 3,584 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $114.7K | 3,012 | 0.00% | 2q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $110.1K | 2,890 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $79.9K | 2,098 | 0.00% | new | NEW |
| CITIGROUP INC | $72.4K | 1,900 | 0.00% | 13q | +18.8%+$11.4K |
| ASSETMARK, INC | $65.2K | 1,713 | 0.00% | 6q | +678.6%+$56.9K |
| JNBA Financial Advisors | $55.1K | 1,446 | 0.00% | 5q | HELD |
| PRIVATE TRUST CO NA | $44.1K | 1,158 | 0.00% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $42.6K | 1,118 | 0.00% | 3q | -68.0%-$90.4K |
| GHP Investment Advisors, Inc. | $38.4K | 1,009 | 0.00% | 2q | +0.6% |
| MTM Investment Management, LLC | $31.8K | 835 | 0.01% | 5q | HELD |
| IFP Advisors, Inc | $29.7K | 781 | 0.00% | 3q | HELD |
| HOEY INVESTMENTS, INC | $24.0K | 629 | 0.00% | 2q | HELD |
| Quent Capital, LLC | $22.1K | 579 | 0.00% | 3q | HELD |
| Arax Advisory Partners | $20.3K | 533 | 0.00% | 5q | HELD |
| Glass Jacobson Investment Advisors llc | $15.2K | 400 | 0.00% | 9q | HELD |
| WELLS FARGO & COMPANY/MN | $15.1K | 398 | 0.00% | 31q | -86.0%-$93.0K |
Showing the largest 100 of 114 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 109 | $1.5B | 39,475,845 | 20 | 38 | 31 | 0.0% |
| Q1 2026 | 96 | $1.3B | 37,376,259 | 17 | 36 | 24 | 0.0% |
| Q4 2025 | 87 | $924.1M | 28,455,571 | 9 | 42 | 16 | 0.0% |
| Q3 2025 | 77 | $885.2M | 28,722,222 | 5 | 33 | 25 | 0.0% |
| Q2 2025 | 75 | $784.5M | 26,616,893 | 11 | 27 | 25 | 0.0% |
| Q1 2025 | 76 | $811.3M | 29,477,427 | 11 | 34 | 16 | 0.0% |
| Q4 2024 | 69 | $656.9M | 25,119,990 | 7 | 33 | 17 | 0.0% |
| Q3 2024 | 64 | $629.9M | 22,847,943 | 4 | 30 | 17 | 0.0% |
| Q2 2024 | 63 | $472.5M | 17,677,342 | 9 | 26 | 13 | 0.0% |
| Q1 2024 | 56 | $601.2M | 22,410,854 | 8 | 23 | 15 | 0.0% |
| Q4 2023 | 54 | $460.2M | 18,504,453 | 9 | 18 | 14 | 0.0% |
| Q3 2023 | 41 | $333.3M | 14,405,466 | 4 | 20 | 6 | 0.0% |
| Q2 2023 | 39 | $301.7M | 12,588,574 | 11 | 17 | 4 | 0.0% |
| Q1 2023 | 31 | $266.0M | 11,528,804 | 6 | 11 | 6 | 0.0% |
| Q4 2022 | 27 | $239.2M | 11,201,402 | 2 | 12 | 3 | 0.0% |
| Q3 2022 | 33 | $189.7M | 9,846,185 | 4 | 12 | 5 | 0.0% |
| Q2 2022 | 34 | $198.3M | 9,497,255 | 4 | 7 | 16 | 0.0% |
| Q1 2022 | 35 | $251.0M | 10,638,311 | 6 | 11 | 9 | 0.0% |
| Q4 2021 | 34 | $279.7M | 11,166,848 | 0 | 13 | 11 | 0.0% |
| Q3 2021 | 37 | $276.7M | 11,327,386 | 8 | 13 | 7 | 0.0% |
| Q2 2021 | 30 | $276.3M | 11,156,130 | 2 | 9 | 15 | 0.0% |
| Q1 2021 | 31 | $267.6M | 11,194,946 | 3 | 11 | 13 | 0.0% |
| Q4 2020 | 31 | $259.0M | 11,416,408 | 2 | 10 | 14 | 0.0% |
| Q3 2020 | 28 | $233.8M | 11,752,911 | 1 | 9 | 12 | 0.0% |
| Q2 2020 | 33 | $222.6M | 11,499,436 | 3 | 3 | 21 | 0.0% |
| Q1 2020 | 35 | $219.7M | 13,072,305 | 5 | 13 | 13 | 0.0% |
| Q4 2019 | 38 | $225.8M | 10,756,491 | 8 | 12 | 11 | 0.0% |
| Q3 2019 | 29 | $169.8M | 8,346,325 | 3 | 10 | 13 | 0.0% |
| Q2 2019 | 27 | $248.3M | 12,196,561 | 5 | 8 | 12 | 0.0% |
| Q1 2019 | 23 | $290.1M | 14,500,630 | 3 | 5 | 13 | 0.0% |
| Q4 2018 | 24 | $321.6M | 17,703,737 | 0 | 1 | 1 | 0.0% |