HolderBook

HARTFORD FDS EXCHANGE TRADED (HFSI)

Institutional ownership reported to the SEC as of Q2 2026, across 20 quarters.

79
Reporting holders
$741.7M
Reported value
0.0%
Held as options
+14
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
New England Capital Financial Advisors LLC$96.4M2,742,26823.05%3q+7.8%+$6.9M
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$91.4M2,599,2320.05%3q+22.4%+$16.7M
BANK OF AMERICA CORP /DE/$74.1M2,107,2340.00%2q+72.5%+$31.1M
RAYMOND JAMES FINANCIAL INC$55.7M1,583,0720.02%4q+33.2%+$13.9M
Hartford Funds Management Co LLC$54.8M1,559,2424.39%7q+1.5%+$796.4K
BENJAMIN EDWARDS INC$34.1M968,5020.31%2qHELD
Retirement Management Systems Inc.$29.3M832,7835.99%3q+15.2%+$3.9M
Modern Wealth Management, LLC$27.2M773,6370.32%6q+9.6%+$2.4M
OSAIC HOLDINGS, INC.$25.3M720,7430.03%10q+55.9%+$9.1M
Bleakley Financial Group, LLC$22.6M643,1460.29%3q+4.9%+$1.1M
Wealthspire Retirement, LLC$21.1M600,9211.16%2qHELD
Centric Wealth Management$14.4M411,6122.24%7qHELD
ROYAL BANK OF CANADA$13.7M389,7150.00%3q+1.0%+$137.2K
ENVESTNET ASSET MANAGEMENT INC$13.1M372,7110.00%2q+8.3%+$1.0M
JONES FINANCIAL COMPANIES LLLP$11.1M313,4900.00%4q+110.3%+$5.8M
STIFEL FINANCIAL CORP$10.8M308,1040.01%4q+28.3%+$2.4M
Live Oak Investment Partners$9.4M266,8485.05%3q+4.4%+$398.7K
Focus Partners Wealth$9.0M255,3090.01%newNEW
Mutual Advisors, LLC$8.6M244,5050.16%2q+9.9%+$772.7K
GREAT VALLEY ADVISOR GROUP, INC.$8.2M233,5590.13%newNEW
CITIZENS FINANCIAL GROUP INC/RI$8.0M225,0380.10%3q+4.0%+$303.5K
LPL Financial LLC$7.4M210,8930.00%newNEW
MGO ONE SEVEN LLC$7.1M202,1540.12%3q-4.2%-$313.9K
TRUIST FINANCIAL CORP$6.8M194,5970.01%2q+20.5%+$1.2M
COMMONWEALTH EQUITY SERVICES, LLC$6.3M178,9850.01%6q+8.9%+$513.1K
Retirement Planning Group, LLC$6.2M175,0230.16%3q+43.3%+$1.9M
Sonoma Allocations LLC$6.0M171,5531.87%4q+85.3%+$2.8M
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$5.9M167,2360.01%17q+4.1%+$230.9K
Private Advisor Group, LLC$5.7M162,4230.03%newNEW
Sanctuary Advisors, LLC$5.1M144,4280.02%5q+5.9%+$283.5K
WNY Asset Management, LLC$3.8M108,8240.34%2q-39.6%-$2.5M
Diversify Advisory Services, LLC$3.6M103,2370.06%newNEW
DIVERSIFY WEALTH MANAGEMENT, LLC$3.6M103,2370.06%newNEW
MML INVESTORS SERVICES, LLC$3.2M90,7020.01%3q+304.4%+$2.4M
Strategic Blueprint, LLC$3.0M84,5930.15%6q+18.3%+$459.6K
CARY STREET PARTNERS FINANCIAL LLC$2.7M76,7300.06%3q+14.0%+$332.1K
JPMORGAN CHASE & CO$2.3M65,6220.00%5q+13.7%+$278.2K
Beacon Pointe Advisors, LLC$2.3M65,3750.01%newNEW
Kovack Advisors, Inc.$1.8M51,0470.09%4q+3.4%+$58.9K
&PARTNERS$1.5M43,0390.01%2q+3.4%+$50.6K
Destiny Capital Corp/CO$1.3M37,9850.62%2q+120.7%+$730.4K
LIBERTY ONE INVESTMENT MANAGEMENT, LLC$1.3M37,3060.13%3q+9.3%+$111.8K
EP Wealth Advisors, LLC$1.3M36,0630.00%newNEW
Cetera Investment Advisers$1.2M33,9860.00%2q+95.0%+$582.2K
Steward Partners Investment Advisory, LLC$1.1M31,6430.01%3q+1.4%+$15.0K
Hobart Private Capital, LLC$909.8K25,8760.16%3q-3.0%-$27.8K
Mariner, LLC$788.2K22,4170.00%6q+6.6%+$48.5K
AdvisorNet Financial, Inc$776.8K22,0950.04%3q+15.3%+$103.2K
Arkadios Wealth Advisors$715.6K20,3530.01%4q-5.1%-$38.3K
UPTICK PARTNERS, LLC$649.0K18,4590.10%2q+16.7%+$92.9K
CORE WEALTH ADVISORS, LLC$632.6K17,9910.47%3q-78.7%-$2.3M
SURIENCE PRIVATE WEALTH LLC$631.8K17,9680.56%3qHELD
Evergreen Wealth Partners LLC$611.5K17,3930.37%newNEW
FLAGSHIP HARBOR ADVISORS, LLC$591.9K16,8350.02%newNEW
Marks Group Wealth Management, Inc$571.8K16,2630.05%2q-31.0%-$257.2K
HARBOUR INVESTMENTS, INC.$556.4K15,8260.01%2q+17.1%+$81.1K
Capital Investment Advisory Services, LLC$553.9K15,7530.03%3q+105.7%+$284.6K
Concurrent Investment Advisors, LLC$488.9K13,9060.00%2q+35.9%+$129.2K
CWC Advisors, LLC.$401.1K11,4080.18%newNEW
Vise Technologies, Inc.$383.9K10,9200.00%newNEW
Wealth Enhancement Trust Services, Inc.$354.2K10,0320.02%3q+114.7%+$189.2K
Meridian Financial Advisors, LLC$332.8K9,4660.16%3q-4.9%-$17.0K
Bright Futures Wealth Management, LLC.$329.6K9,3740.21%3q+4.1%+$13.0K
StoneX Group Inc.$314.4K8,9190.01%newNEW
Cypress Wealth Services, LLC$308.9K8,7850.04%3q+1.4%+$4.3K
Coquina Private Wealth LLC$293.7K8,3530.20%3q+5.1%+$14.2K
COZAD ASSET MANAGEMENT INC$279.9K7,9620.02%newNEW
AXXCESS WEALTH MANAGEMENT, LLC$245.5K6,9830.00%newNEW
Stonebridge Financial Group, LLC / MO$244.4K6,9520.16%3q+1.4%+$3.4K
Summit Financial, LLC$239.8K6,7880.00%4q-94.3%-$3.9M
ALEXANDER LABRUNERIE & CO., INC.$231.1K6,5740.08%4qHELD
BARNES PETTEY FINANCIAL ADVISORS, LLC$201.4K5,7260.06%newNEW
IFP Advisors, Inc$98.2K2,7930.00%4q+54.9%+$34.8K
Geneos Wealth Management Inc.$73.9K2,1020.00%4qHELD
Continuum Advisory, LLC$30.8K8760.00%newNEW
Bogart Wealth, LLC$25.4K7240.00%4q+1.4%
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$18.8K5360.00%2q+1.1%
MORGAN STANLEY$5.9K1680.00%6q+36.6%+$1.6K
Cambridge Investment Research Advisors, Inc.$5.6K158,9000.01%4q+101.8%+$2.8K
Rockefeller Capital Management L.P.$2.8K810.00%newNEW
NATIXIS ADVISORS, LLC$2.2K63,3970.00%2q+178.8%+$1.4K
Capital Analysts, LLC$1835,2060.00%3qHELD

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202679$741.7M21,095,009184780.0%
Q1 202665$591.5M17,027,4801636100.0%
Q4 202553$315.3M8,882,517241540.0%
Q3 202528$139.7M3,927,57116820.0%
Q2 202512$109.8M3,141,6912910.0%
Q1 202510$96.2M2,783,0934420.0%
Q4 20248$46.6M1,360,8913120.0%
Q3 20246$32.0M902,3230220.0%
Q2 20248$30.0M886,0252230.0%
Q1 20247$33.1M972,6931410.0%
Q4 20236$37.9M1,118,0830410.0%
Q3 20236$33.8M1,048,6091310.0%
Q2 20237$33.7M1,012,1092220.0%
Q1 20235$28.1M837,3281300.0%
Q4 20226$25.4M776,0022110.0%
Q3 20224$22.8M720,9180300.0%
Q2 20224$22.5M677,8063000.0%
Q1 20221$22.7M620,0000000.0%
Q4 20212$24.6M627,1730010.0%
Q3 20212$24.9M627,2992000.0%