HERZFELD CARIBBEAN BASIN FD (HERZ)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
14
Reporting holders
$20.8M
Reported value
0.0%
Held as options
+2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | $14.1M | 817,534 | 4.32% | 2q | +1.3%+$177.5K |
| ENVESTNET ASSET MANAGEMENT INC | $4.6M | 268,909 | 0.00% | 2q | +7.1%+$307.5K |
| CHOREO, LLC | $808.3K | 46,992 | 0.01% | 2q | +3.2%+$24.8K |
| CSS LLC/IL | $653.2K | 37,977 | 0.03% | 2q | -20.5%-$168.9K |
| Private Advisor Group, LLC | $353.5K | 20,550 | 0.00% | new | NEW |
| OSAIC HOLDINGS, INC. | $82.3K | 4,777 | 0.00% | 2q | +8.7%+$6.6K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $65.7K | 3,842 | 0.00% | 2q | -4.9%-$3.4K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $51.5K | 2,997 | 0.01% | 2q | -30.4%-$22.5K |
| MORGAN STANLEY | $45.0K | 2,614 | 0.00% | 2q | HELD |
| Rockefeller Capital Management L.P. | $19.1K | 1,112 | 0.00% | 2q | +2.8% |
| ROYAL BANK OF CANADA | $9.0K | 534 | 0.00% | 2q | +4.7% |
| JPMORGAN CHASE & CO | $1.0K | 61 | 0.00% | 2q | +17.3% |
| MERCER GLOBAL ADVISORS INC /ADV | $464 | 27 | 0.00% | new | NEW |
| CoreCap Advisors, LLC | $464 | 27 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 14 | $20.8M | 1,207,953 | 2 | 7 | 3 | 0.0% |
| Q1 2026 | 12 | $18.1M | 1,168,620 | 12 | 0 | 0 | 0.0% |
| Q4 2025 | 15 | $19.5M | 8,703,363 | 1 | 4 | 6 | 0.0% |
| Q3 2025 | 21 | $20.3M | 8,522,633 | 5 | 3 | 6 | 0.0% |
| Q2 2025 | 18 | $22.7M | 8,978,853 | 5 | 10 | 2 | 0.0% |
| Q1 2025 | 16 | $22.6M | 8,463,329 | 4 | 4 | 4 | 0.0% |
| Q4 2024 | 22 | $13.7M | 5,845,446 | 1 | 4 | 15 | 0.0% |
| Q3 2024 | 25 | $13.7M | 6,074,101 | 5 | 15 | 3 | 0.0% |
| Q2 2024 | 21 | $13.3M | 5,665,439 | 3 | 12 | 6 | 0.0% |
| Q1 2024 | 21 | $14.6M | 5,634,623 | 6 | 4 | 11 | 0.0% |
| Q4 2023 | 20 | $18.5M | 6,665,293 | 5 | 12 | 2 | 0.0% |
| Q3 2023 | 18 | $4.5M | 1,354,011 | 4 | 10 | 3 | 0.0% |
| Q2 2023 | 16 | $4.0M | 1,008,684 | 2 | 7 | 5 | 0.0% |
| Q1 2023 | 15 | $3.7M | 979,854 | 1 | 10 | 4 | 0.0% |
| Q4 2022 | 18 | $3.4M | 971,149 | 6 | 6 | 5 | 0.0% |
| Q3 2022 | 14 | $3.4M | 937,828 | 2 | 10 | 2 | 0.0% |
| Q2 2022 | 15 | $3.4M | 837,006 | 1 | 10 | 3 | 0.0% |
| Q1 2022 | 15 | $4.3M | 818,433 | 1 | 7 | 6 | 0.0% |
| Q4 2021 | 20 | $5.4M | 975,654 | 2 | 12 | 5 | 0.0% |
| Q3 2021 | 16 | $5.2M | 907,184 | 2 | 5 | 8 | 0.0% |
| Q2 2021 | 16 | $6.7M | 1,062,683 | 1 | 2 | 5 | 0.0% |
| Q1 2021 | 17 | $6.9M | 1,168,274 | 2 | 5 | 7 | 0.0% |
| Q4 2020 | 17 | $6.1M | 1,193,254 | 0 | 4 | 7 | 0.0% |
| Q3 2020 | 19 | $4.8M | 1,327,535 | 4 | 5 | 5 | 0.0% |
| Q2 2020 | 19 | $5.8M | 1,594,304 | 0 | 7 | 5 | 0.0% |
| Q1 2020 | 21 | $6.2M | 1,795,717 | 3 | 6 | 7 | 0.0% |
| Q4 2019 | 22 | $11.2M | 1,696,766 | 3 | 5 | 4 | 0.0% |
| Q3 2019 | 19 | $12.3M | 1,940,539 | 0 | 4 | 7 | 0.0% |
| Q2 2019 | 22 | $13.6M | 2,144,497 | 3 | 5 | 6 | 0.0% |
| Q1 2019 | 22 | $11.6M | 1,990,267 | 1 | 6 | 6 | 0.0% |
| Q4 2018 | 24 | $10.3M | 2,111,996 | 0 | 1 | 1 | 0.0% |