JOHN HANCOCK DIVERSIFIED INC (HEQ)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
36
Reporting holders
$41.1M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Karpus Management, Inc. | $10.4M | 909,620 | 0.30% | 2q | +75.4%+$4.5M |
| Bulldog Investors, LLP | $6.3M | 550,968 | 1.39% | 3q | -1.3%-$84.1K |
| BANK OF AMERICA CORP /DE/ | $3.5M | 306,653 | 0.00% | 31q | +0.7%+$24.5K |
| Pathstone Holdings, LLC | $2.7M | 232,244 | 0.01% | 11q | -55.5%-$3.3M |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.0M | 171,821 | 0.00% | 31q | +11.5%+$203.3K |
| Invesco Ltd. | $1.8M | 159,131 | 0.00% | 31q | +21.8%+$326.8K |
| ENVESTNET ASSET MANAGEMENT INC | $1.8M | 154,332 | 0.00% | 15q | +12.3%+$193.6K |
| PRINCIPAL SECURITIES, INC. | $1.8M | 153,377 | 0.02% | 11q | +4.1%+$70.0K |
| MORGAN STANLEY | $1.6M | 142,939 | 0.00% | 35q | -3.2%-$54.9K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.3M | 109,712 | 0.16% | 11q | HELD |
| 1607 Capital Partners, LLC | $911.7K | 79,413 | 0.08% | 12q | -40.7%-$625.6K |
| WELLS FARGO & COMPANY/MN | $784.5K | 68,337 | 0.00% | 31q | -49.7%-$776.3K |
| Kovack Advisors, Inc. | $739.8K | 64,341 | 0.04% | 9q | +6.2%+$43.0K |
| AMERIPRISE FINANCIAL INC | $685.9K | 59,744 | 0.00% | 21q | -62.4%-$1.1M |
| Kestra Advisory Services, LLC | $515.0K | 44,860 | 0.00% | 7q | +16.6%+$73.4K |
| &PARTNERS | $510.8K | 44,498 | 0.00% | 3q | +9.9%+$45.9K |
| ROYAL BANK OF CANADA | $498.0K | 43,382 | 0.00% | 31q | -6.3%-$33.6K |
| LPL Financial LLC | $469.9K | 40,936 | 0.00% | 19q | -4.5%-$22.4K |
| SAX WEALTH ADVISORS, LLC | $368.7K | 33,953 | 0.01% | 3q | HELD |
| RAYMOND JAMES FINANCIAL INC | $365.8K | 31,866 | 0.00% | 7q | +0.6%+$2.3K |
| OSAIC HOLDINGS, INC. | $318.6K | 27,754 | 0.00% | 26q | +14.8%+$41.1K |
| Dakota Wealth Management | $295.8K | 25,770 | 0.01% | new | NEW |
| Shaker Financial Services, LLC | $291.9K | 25,429 | 0.09% | 15q | -9.1%-$29.3K |
| Cetera Investment Advisers | $223.1K | 19,431 | 0.00% | 4q | +4.9%+$10.4K |
| XTX Topco Ltd | $199.0K | 17,333 | 0.00% | new | NEW |
| NWF Advisory Services Inc. | $176.8K | 15,400 | 0.02% | 6q | -16.3%-$34.4K |
| B. Riley Wealth Advisors, Inc. | $165.7K | 14,600 | 0.01% | 5q | -9.6%-$17.6K |
| PNC Financial Services Group, Inc. | $159.2K | 13,865 | 0.00% | 2q | +38.6%+$44.4K |
| Advisory Solutions Group, LLC | $119.4K | 10,402 | 0.04% | new | FIRST |
| FIFTH THIRD BANCORP | $49.2K | 4,285 | 0.00% | 2q | HELD |
| Colonial Trust Co / SC | $26.8K | 2,365 | 0.00% | 2q | HELD |
| UBS Group AG | $19.1K | 1,666 | 0.00% | 31q | -74.5%-$55.8K |
| IFP Advisors, Inc | $13.9K | 1,208 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $12.6K | 1,100 | 0.00% | 2q | HELD |
| Farther Finance Advisors, LLC | $4.4K | 380 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $2.5K | 217 | 0.00% | 2q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-14 | 13G | KARPUS MANAGEMENT, INC. | 7.5% |
| 2026-07-14 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 8.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 36 | $41.1M | 3,583,332 | 4 | 13 | 12 | 0.0% |
| Q1 2026 | 33 | $39.1M | 3,597,313 | 7 | 14 | 8 | 0.0% |
| Q4 2025 | 34 | $34.6M | 3,220,690 | 4 | 14 | 12 | 0.0% |
| Q3 2025 | 33 | $29.1M | 2,729,790 | 4 | 13 | 10 | 0.0% |
| Q2 2025 | 31 | $28.4M | 2,680,848 | 3 | 10 | 13 | 0.0% |
| Q1 2025 | 31 | $27.5M | 2,647,946 | 2 | 13 | 12 | 0.0% |
| Q4 2024 | 33 | $26.9M | 2,635,034 | 4 | 12 | 14 | 0.0% |
| Q3 2024 | 33 | $28.9M | 2,636,501 | 1 | 16 | 12 | 0.0% |
| Q2 2024 | 34 | $26.9M | 2,590,258 | 6 | 14 | 10 | 0.0% |
| Q1 2024 | 31 | $35.9M | 3,420,473 | 4 | 9 | 15 | 0.0% |
| Q4 2023 | 30 | $31.1M | 3,090,435 | 5 | 10 | 9 | 0.0% |
| Q3 2023 | 24 | $21.4M | 2,231,576 | 5 | 10 | 5 | 0.0% |
| Q2 2023 | 21 | $23.3M | 2,163,492 | 4 | 9 | 3 | 0.0% |
| Q1 2023 | 18 | $22.2M | 1,911,150 | 0 | 8 | 7 | 0.0% |
| Q4 2022 | 19 | $21.9M | 1,905,622 | 5 | 5 | 8 | 0.0% |
| Q3 2022 | 19 | $24.5M | 2,079,343 | 3 | 9 | 4 | 0.0% |
| Q2 2022 | 21 | $24.3M | 2,068,342 | 4 | 7 | 7 | 0.0% |
| Q1 2022 | 18 | $27.4M | 2,107,014 | 1 | 6 | 7 | 0.0% |
| Q4 2021 | 19 | $30.6M | 2,355,283 | 3 | 9 | 4 | 0.0% |
| Q3 2021 | 25 | $28.7M | 2,285,392 | 3 | 7 | 10 | 0.0% |
| Q2 2021 | 25 | $33.1M | 2,497,797 | 4 | 5 | 7 | 0.0% |
| Q1 2021 | 26 | $38.0M | 3,157,048 | 2 | 10 | 8 | 0.0% |
| Q4 2020 | 29 | $37.7M | 3,292,987 | 9 | 10 | 9 | 0.0% |
| Q3 2020 | 22 | $29.4M | 2,787,762 | 3 | 7 | 9 | 0.0% |
| Q2 2020 | 23 | $27.4M | 2,433,374 | 1 | 9 | 9 | 0.0% |
| Q1 2020 | 33 | $25.8M | 2,544,157 | 9 | 11 | 7 | 0.0% |
| Q4 2019 | 26 | $26.9M | 1,803,932 | 2 | 8 | 9 | 0.0% |
| Q3 2019 | 26 | $31.2M | 2,252,690 | 1 | 12 | 8 | 0.0% |
| Q2 2019 | 25 | $28.7M | 2,039,005 | 6 | 11 | 6 | 0.0% |
| Q1 2019 | 19 | $25.2M | 1,715,976 | 1 | 10 | 5 | 0.0% |
| Q4 2018 | 29 | $25.8M | 1,971,399 | 2 | 1 | 2 | 0.0% |