HERCULES CAPITAL INC (HCXY)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
3
Reporting holders
$11.8M
Reported value
100.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| GROUP ONE TRADING LLC | $6.5M | options only | 0.01% | 25q | OPTIONS |
| IMC-Chicago, LLC | $3.7M | options only | 0.00% | 2q | OPTIONS |
| SIMPLEX TRADING, LLC | $1.6M | options only | 0.00% | 31q | OPTIONS |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 3 | $11.8M | 0 | 0 | 0 | 0 | 100.0% |
| Q1 2026 | 3 | $13.7M | 0 | 1 | 0 | 0 | 100.0% |
| Q4 2025 | 3 | $9.6M | 0 | 0 | 0 | 0 | 100.0% |
| Q3 2025 | 3 | $4.8M | 0 | 0 | 0 | 0 | 100.0% |
| Q2 2025 | 3 | $5.4M | 0 | 1 | 0 | 0 | 100.0% |
| Q1 2025 | 3 | $5.0M | 0 | 1 | 0 | 0 | 100.0% |
| Q4 2024 | 2 | $6.8M | 0 | 0 | 0 | 0 | 100.0% |
| Q3 2024 | 3 | $9.8M | 0 | 1 | 0 | 0 | 100.0% |
| Q2 2024 | 3 | $6.7M | 0 | 0 | 0 | 0 | 100.0% |
| Q1 2024 | 3 | $9.5M | 0 | 0 | 0 | 0 | 100.0% |
| Q4 2023 | 5 | $9.0M | 800 | 2 | 0 | 0 | 99.9% |
| Q3 2023 | 3 | $9.4M | 0 | 0 | 0 | 0 | 100.0% |
| Q2 2023 | 3 | $14.0M | 0 | 0 | 0 | 0 | 100.0% |
| Q1 2023 | 3 | $11.3M | 0 | 0 | 0 | 0 | 100.0% |
| Q4 2022 | 4 | $6.0M | 0 | 1 | 0 | 0 | 100.0% |
| Q3 2022 | 4 | $9.7M | 0 | 1 | 0 | 0 | 100.0% |
| Q2 2022 | 4 | $5.3M | 1,155 | 2 | 0 | 0 | 99.5% |
| Q1 2022 | 4 | $4.1M | 1,355 | 1 | 0 | 0 | 99.1% |
| Q4 2021 | 3 | $2.4M | 1,155 | 0 | 0 | 0 | 98.7% |
| Q3 2021 | 3 | $1.8M | 200 | 0 | 0 | 0 | 99.7% |
| Q2 2021 | 3 | $1.7M | 200 | 1 | 0 | 0 | 99.7% |
| Q1 2021 | 2 | $2.0M | 0 | 0 | 0 | 0 | 100.0% |
| Q4 2020 | 3 | $2.1M | 10,000 | 0 | 0 | 0 | 87.2% |
| Q3 2020 | 3 | $2.3M | 10,000 | 0 | 0 | 0 | 88.6% |
| Q2 2020 | 3 | $2.6M | 10,000 | 1 | 0 | 0 | 90.4% |
| Q1 2020 | 3 | $782.0K | 10,000 | 1 | 0 | 0 | 70.2% |
| Q4 2019 | 2 | $321.0K | 10,000 | 0 | 0 | 0 | 18.1% |
| Q3 2019 | 3 | $507.0K | 10,000 | 1 | 0 | 0 | 47.5% |
| Q2 2019 | 2 | $378.0K | 10,000 | 0 | 0 | 0 | 32.0% |
| Q1 2019 | 3 | $709.0K | 10,000 | 0 | 0 | 0 | 64.9% |
| Q4 2018 | 3 | $305.0K | 10,000 | 0 | 0 | 0 | 23.6% |