HORIZON FDS (HBTA)
Institutional ownership reported to the SEC as of Q2 2026, across 6 quarters.
23
Reporting holders
$227.5M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Foundations Investment Advisors, LLC | $82.3M | 2,516,378 | 0.85% | new | NEW |
| Bank of New York Mellon Corp | $51.3M | 1,570,336 | 0.01% | 4q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $33.9M | 1,037,115 | 0.01% | 5q | +33.0%+$8.4M |
| LPL Financial LLC | $29.2M | 893,166 | 0.01% | 2q | +4.4%+$1.2M |
| Cetera Investment Advisers | $20.0M | 610,913 | 0.02% | 4q | HELD |
| Orion Porfolio Solutions, LLC | $3.7M | 113,818 | 0.03% | 5q | -2.5%-$94.6K |
| PRINCIPAL SECURITIES, INC. | $1.9M | 59,623 | 0.02% | 5q | -3.5%-$71.5K |
| Golden State Wealth Management, LLC | $1.8M | 55,162 | 0.16% | 2q | -7.9%-$154.3K |
| CERTIOR FINANCIAL GROUP, LLC | $730.5K | 22,346 | 0.40% | 6q | -4.0%-$30.7K |
| INTERACTIVE FINANCIAL ADVISORS, INC. | $613.4K | 18,765 | 0.37% | 6q | -1.0%-$5.9K |
| Envestnet Portfolio Solutions, Inc. | $598.0K | 18,292 | 0.00% | 5q | -7.1%-$46.0K |
| OSAIC HOLDINGS, INC. | $457.2K | 13,984 | 0.00% | 5q | +7.8%+$33.1K |
| Ausdal Financial Partners, Inc. | $323.0K | 9,881 | 0.01% | 4q | HELD |
| Brookwood Investment Group LLC | $293.7K | 8,983 | 0.03% | 4q | -32.4%-$140.9K |
| AE Wealth Management LLC | $162.0K | 4,956 | 0.00% | new | NEW |
| US BANCORP \DE\ | $57.7K | 1,764 | 0.00% | new | NEW |
| Silver Grove Financial Group, Inc. | $55.4K | 1,694 | 0.03% | new | NEW |
| UBS Group AG | $30.3K | 927 | 0.00% | 6q | +5693.8%+$29.8K |
| Cambridge Investment Research Advisors, Inc. | $21.3K | 652,536 | 0.02% | 6q | +2.7% |
| ROYAL BANK OF CANADA | $19.0K | 594 | 0.00% | 4q | -62.1%-$31.2K |
| Horizon Investments, LLC | $16.6K | 508 | 0.00% | 6q | -98.3%-$932.5K |
| SITTNER & NELSON, LLC | $4.2K | 130 | 0.00% | new | NEW |
| MORGAN STANLEY | $1.0K | 31 | 0.00% | 2q | -99.8%-$623.5K |
| Smartleaf Asset Management LLC | $838 | 26 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 23 | $227.5M | 6,959,392 | 5 | 4 | 10 | 0.0% |
| Q1 2026 | 20 | $114.6M | 4,277,572 | 6 | 9 | 4 | 0.0% |
| Q4 2025 | 19 | $89.9M | 3,103,748 | 2 | 3 | 11 | 0.0% |
| Q3 2025 | 21 | $105.7M | 3,738,874 | 10 | 3 | 7 | 0.0% |
| Q2 2025 | 12 | $13.0M | 511,700 | 7 | 2 | 2 | 0.0% |
| Q1 2025 | 7 | $2.8M | 131,208 | 6 | 0 | 0 | 0.0% |