HORIZON FDS (HBTA)
Institutional ownership reported to the SEC as of Q2 2026, across 6 quarters.
24
Reporting holders
$283.3M
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Foundations Investment Advisors, LLC | $82.3M | 2,516,378 | 0.85% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $67.8M | 2,074,230 | 0.01% | 5q | +166.0%+$42.3M |
| Bank of New York Mellon Corp | $51.3M | 1,570,336 | 0.01% | 4q | HELD |
| LPL Financial LLC | $29.2M | 893,166 | 0.01% | 2q | +4.4%+$1.2M |
| Cambridge Investment Research Advisors, Inc. | $21.3M | 652,536 | 0.02% | 6q | +2.7%+$568.9K |
| Cetera Investment Advisers | $20.0M | 610,913 | 0.02% | 4q | HELD |
| Orion Porfolio Solutions, LLC | $3.7M | 113,818 | 0.03% | 5q | -2.5%-$94.6K |
| PRINCIPAL SECURITIES, INC. | $1.9M | 59,623 | 0.02% | 5q | -3.5%-$71.5K |
| Golden State Wealth Management, LLC | $1.8M | 55,162 | 0.16% | 2q | -7.9%-$154.3K |
| Envestnet Portfolio Solutions, Inc. | $1.2M | 36,584 | 0.00% | 5q | +85.7%+$552.0K |
| CERTIOR FINANCIAL GROUP, LLC | $730.5K | 22,346 | 0.40% | 6q | -4.0%-$30.7K |
| INTERACTIVE FINANCIAL ADVISORS, INC. | $613.4K | 18,765 | 0.37% | 6q | -1.0%-$5.9K |
| OSAIC HOLDINGS, INC. | $457.2K | 13,984 | 0.00% | 5q | +7.8%+$33.1K |
| Ausdal Financial Partners, Inc. | $323.0K | 9,881 | 0.01% | 4q | HELD |
| Brookwood Investment Group LLC | $293.7K | 8,983 | 0.03% | 4q | -32.4%-$140.9K |
| AE Wealth Management LLC | $162.0K | 4,956 | 0.00% | new | NEW |
| US BANCORP \DE\ | $57.7K | 1,764 | 0.00% | new | NEW |
| Silver Grove Financial Group, Inc. | $55.4K | 1,694 | 0.03% | new | NEW |
| UBS Group AG | $30.3K | 927 | 0.00% | 6q | +5693.8%+$29.8K |
| ROYAL BANK OF CANADA | $19.0K | 594 | 0.00% | 4q | -62.1%-$31.2K |
| Horizon Investments, LLC | $16.6K | 508 | 0.00% | 6q | -98.3%-$932.5K |
| SITTNER & NELSON, LLC | $4.2K | 130 | 0.00% | new | NEW |
| MORGAN STANLEY | $1.0K | 31 | 0.00% | 2q | -99.8%-$623.5K |
| Smartleaf Asset Management LLC | $838 | 26 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 24 | $283.3M | 8,667,335 | 5 | 6 | 9 | 0.0% |
| Q1 2026 | 21 | $131.6M | 4,912,705 | 6 | 9 | 5 | 0.0% |
| Q4 2025 | 20 | $110.8M | 3,824,846 | 2 | 3 | 12 | 0.0% |
| Q3 2025 | 22 | $127.3M | 4,502,700 | 10 | 3 | 8 | 0.0% |
| Q2 2025 | 13 | $33.9M | 1,333,991 | 7 | 3 | 2 | 0.0% |
| Q1 2025 | 8 | $3.9M | 177,899 | 7 | 0 | 0 | 0.0% |