GOLDMAN SACHS ETF TR (GUMI)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
17
Reporting holders
$21.9M
Reported value
0.0%
Calls
0.0%
Puts
+5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Betterment LLC | $5.9M | 117,242 | 0.01% | 4q | +38.3%+$1.6M |
| HighTower Advisors, LLC | $4.7M | 93,572 | 0.00% | 3q | HELD |
| GOLDMAN SACHS GROUP INC | $4.2M | 82,681 | 0.00% | 8q | -27.4%-$1.6M |
| CARY STREET PARTNERS FINANCIAL LLC | $1.2M | 23,806 | 0.03% | 3q | +6.8%+$76.2K |
| STIFEL FINANCIAL CORP | $1.0M | 20,017 | 0.00% | 5q | HELD |
| XY Planning Network, Inc. | $830.4K | 16,471 | 0.10% | new | NEW |
| CITADEL ADVISORS LLC | $815.4K | 16,174 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $742.4K | 14,726 | 0.00% | new | NEW |
| SFMG, LLC | $609.8K | 12,096 | 0.04% | 3q | +23.5%+$116.2K |
| AXXCESS WEALTH MANAGEMENT, LLC | $504.1K | 10,000 | 0.01% | 3q | -50.1%-$506.9K |
| Ameritas Advisory Services, LLC | $356.1K | 7,063 | 0.01% | 2q | HELD |
| Keebeck Wealth Management | $351.4K | 6,970 | 0.03% | 2q | +75.6%+$151.2K |
| Occidental Asset Management, LLC | $252.1K | 5,000 | 0.03% | new | NEW |
| Summit Financial, LLC | $212.1K | 4,208 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $136.0K | 2,695 | 0.00% | new | NEW |
| Capital Investment Advisory Services, LLC | $100.3K | 1,990 | 0.01% | 3q | -31.1%-$45.4K |
| Elequin Capital, LP | $4.4K | 88 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 17 | $21.9M | 434,799 | 7 | 4 | 3 | 0.0% |
| Q1 2026 | 12 | $19.6M | 388,613 | 4 | 5 | 2 | 0.0% |
| Q4 2025 | 9 | $14.8M | 294,472 | 5 | 1 | 2 | 0.0% |
| Q3 2025 | 7 | $9.3M | 184,429 | 3 | 1 | 3 | 0.0% |
| Q2 2025 | 5 | $10.2M | 203,515 | 1 | 2 | 2 | 0.0% |
| Q1 2025 | 4 | $9.0M | 179,603 | 1 | 3 | 0 | 0.0% |
| Q4 2024 | 3 | $6.6M | 131,109 | 0 | 2 | 0 | 0.0% |
| Q3 2024 | 3 | $6.1M | 121,437 | 3 | 0 | 0 | 0.0% |