INDEXIQ ETF TR (GRES)
Institutional ownership reported to the SEC as of Q3 2023, across 20 quarters.
27
Reporting holders
$26.5M
Reported value
0.0%
Calls
0.0%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $12.2M | 372,891 | 0.00% | 24q | +776.2%+$10.8M |
| LPL Financial LLC | $2.5M | 77,929 | 0.00% | 20q | -24.9%-$843.6K |
| BANK OF AMERICA CORP /DE/ | $2.5M | 77,159 | 0.00% | 20q | -24.3%-$810.9K |
| JANE STREET GROUP, LLC | $2.2M | 67,661 | 0.00% | 5q | +364.9%+$1.7M |
| ENVESTNET ASSET MANAGEMENT INC | $995.7K | 30,456 | 0.00% | 20q | -12.2%-$138.8K |
| CONSULTIVA WEALTH MANAGEMENT, CORP. | $740.2K | 22,639 | 18.98% | 12q | +1.3%+$9.4K |
| Freedom Investment Management, Inc. | $665.7K | 20,363 | 0.08% | 11q | -8.5%-$61.8K |
| Collaborative Wealth Managment Inc. | $563.1K | 17,224 | 0.34% | 8q | -14.7%-$96.9K |
| Cetera Advisor Networks LLC | $477.2K | 14,595 | 0.00% | 4q | -8.0%-$41.3K |
| Snowden Capital Advisors LLC | $459.8K | 14,064 | 0.02% | 31q | HELD |
| BANK OF MONTREAL /CAN/ | $416.4K | 12,155 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $385.3K | 11,786 | 0.01% | 2q | +5.6%+$20.3K |
| Belpointe Asset Management LLC | $380.5K | 11,639 | 0.04% | 18q | -17.7%-$81.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $338.3K | 10,348 | 0.00% | new | NEW |
| Csenge Advisory Group | $321.1K | 9,823 | 0.02% | 10q | HELD |
| CITADEL ADVISORS LLC | $261.8K | 8,008 | 0.00% | new | NEW |
| Cetera Investment Advisers | $227.5K | 6,958 | 0.00% | 6q | -23.5%-$70.1K |
| Private Advisor Group, LLC | $218.3K | 6,678 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $180.8K | 5,530 | 0.00% | 20q | +186.7%+$117.7K |
| OSAIC HOLDINGS, INC. | $170.9K | 5,229 | 0.00% | 15q | -6.3%-$11.5K |
| Royal Bank of Canada | $124.0K | 3,781 | 0.00% | 20q | -59.6%-$183.1K |
| NBC SECURITIES, INC. | $27.0K | 840 | 0.00% | new | FIRST |
| First Horizon Advisors, Inc. | $10.7K | 326 | 0.00% | 6q | HELD |
| NewEdge Advisors, LLC | $8.7K | 265 | 0.00% | new | NEW |
| UBS Group AG | $8.4K | 257 | 0.00% | new | NEW |
| TSFG, LLC | $7.0K | 227 | 0.00% | 19q | HELD |
| COMERICA BANK | $5.7K | 173 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 27 | $26.5M | 809,004 | 7 | 5 | 10 | 0.0% |
| Q2 2023 | 20 | $14.9M | 454,123 | 1 | 6 | 9 | 0.0% |
| Q1 2023 | 23 | $20.8M | 612,080 | 2 | 8 | 10 | 0.0% |
| Q4 2022 | 27 | $26.6M | 779,810 | 4 | 8 | 9 | 0.0% |
| Q3 2022 | 26 | $18.9M | 659,210 | 2 | 7 | 12 | 0.0% |
| Q2 2022 | 26 | $24.3M | 787,729 | 9 | 8 | 5 | 0.0% |
| Q1 2022 | 17 | $18.7M | 513,134 | 0 | 10 | 2 | 0.0% |
| Q4 2021 | 19 | $17.8M | 582,658 | 1 | 5 | 5 | 0.0% |
| Q3 2021 | 16 | $10.3M | 359,712 | 0 | 6 | 2 | 0.0% |
| Q2 2021 | 16 | $9.0M | 311,242 | 2 | 6 | 4 | 0.0% |
| Q1 2021 | 18 | $9.3M | 331,341 | 2 | 8 | 5 | 0.0% |
| Q4 2020 | 21 | $10.8M | 429,186 | 2 | 2 | 8 | 0.0% |
| Q3 2020 | 19 | $13.0M | 509,727 | 1 | 4 | 6 | 0.0% |
| Q2 2020 | 20 | $12.1M | 485,847 | 2 | 4 | 8 | 0.0% |
| Q1 2020 | 21 | $14.3M | 654,250 | 0 | 6 | 9 | 0.0% |
| Q4 2019 | 26 | $20.9M | 765,636 | 0 | 7 | 10 | 0.0% |
| Q3 2019 | 29 | $125.0M | 4,711,777 | 2 | 5 | 12 | 0.0% |
| Q2 2019 | 31 | $138.3M | 5,065,785 | 3 | 10 | 11 | 0.0% |
| Q1 2019 | 28 | $148.3M | 5,410,239 | 3 | 6 | 13 | 0.0% |
| Q4 2018 | 29 | $150.7M | 5,970,364 | 0 | 0 | 3 | 0.0% |