ETF SER SOLUTIONS (GOAU)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
44
Reporting holders
$25.7M
Reported value
0.0%
Held as options
-2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Stegent Equity Advisors, Inc. | $4.7M | 126,152 | 3.36% | 16q | -2.8%-$135.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $3.2M | 85,465 | 0.00% | 16q | +5.1%+$154.9K |
| RAYMOND JAMES FINANCIAL INC | $2.9M | 78,836 | 0.00% | 7q | +23.1%+$550.6K |
| WBI INVESTMENTS, LLC | $2.3M | 60,864 | 0.56% | 2q | +17.7%+$340.1K |
| LPL Financial LLC | $1.8M | 48,501 | 0.00% | 29q | -34.7%-$956.7K |
| Empire Financial Management Company, LLC | $1.7M | 44,845 | 0.66% | 14q | HELD |
| IHT Wealth Management, LLC | $1.2M | 31,712 | 0.03% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $932.0K | 25,060 | 0.00% | 13q | +12.1%+$100.4K |
| PRINCIPAL SECURITIES, INC. | $893.9K | 24,037 | 0.01% | 11q | +13.8%+$108.1K |
| OSAIC HOLDINGS, INC. | $863.5K | 23,218 | 0.00% | 26q | +6.8%+$54.8K |
| JANE STREET GROUP, LLC | $637.4K | 17,140 | 0.00% | new | NEW |
| D. E. Shaw & Co., Inc. | $551.6K | 14,831 | 0.00% | new | NEW |
| MML INVESTORS SERVICES, LLC | $536.1K | 14,415 | 0.00% | 7q | +84.7%+$245.8K |
| Tradition Wealth Management, LLC | $422.4K | 11,359 | 0.03% | 8q | HELD |
| AlphaStar Capital Management, LLC | $405.4K | 10,900 | 0.03% | 24q | HELD |
| HBW ADVISORY SERVICES LLC | $282.1K | 7,585 | 0.03% | 4q | -64.3%-$508.4K |
| STIFEL FINANCIAL CORP | $264.3K | 7,108 | 0.00% | 4q | +47.5%+$85.2K |
| Lifetime Wealth Management P.C. | $255.1K | 6,860 | 0.15% | 3q | -5.8%-$15.7K |
| CITADEL ADVISORS LLC | $242.4K | 6,518 | 0.00% | 4q | HELD |
| DAVENPORT & Co LLC | $241.7K | 6,500 | 0.00% | 4q | HELD |
| Weaver Consulting Group | $241.7K | 6,500 | 0.05% | 21q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $232.1K | 6,242 | 0.00% | new | NEW |
| Kovack Advisors, Inc. | $221.9K | 5,972 | 0.01% | 4q | HELD |
| Integrated Wealth Concepts LLC | $186.3K | 5,011 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $137.0K | 3,676 | 0.00% | 27q | +28.4%+$30.3K |
| Regatta Research & Money Management | $64.7K | 1,741 | 0.06% | new | FIRST |
| Federation des caisses Desjardins du Quebec | $58.4K | 1,570 | 0.00% | 19q | HELD |
| UBS Group AG | $54.7K | 1,471 | 0.00% | new | NEW |
| BANK OF MONTREAL /CAN/ | $50.0K | 1,345 | 0.00% | 5q | HELD |
| North Star Investment Management Corp. | $37.2K | 1,000 | 0.00% | 24q | HELD |
| Cape Investment Advisory, Inc. | $22.1K | 595 | 0.01% | new | NEW |
| MORGAN STANLEY | $18.6K | 501 | 0.00% | 23q | -2.0% |
| AE Wealth Management LLC | $18.6K | 500 | 0.00% | 7q | HELD |
| Allworth Financial LP | $17.9K | 481 | 0.00% | 11q | HELD |
| ASSETMARK, INC | $16.8K | 451 | 0.00% | 7q | HELD |
| Steward Partners Investment Advisory, LLC | $13.0K | 350 | 0.00% | 5q | -80.3%-$52.9K |
| Farther Finance Advisors, LLC | $11.5K | 308 | 0.00% | 5q | HELD |
| FMR LLC | $4.7K | 128 | 0.00% | 6q | +236.8%+$3.3K |
| GROUP ONE TRADING LLC | $3.1K | 84 | 0.00% | 7q | HELD |
| Cambridge Investment Research Advisors, Inc. | $2.9K | 78,480 | 0.00% | 8q | +114.0%+$1.6K |
| SIMPLEX TRADING, LLC | $2.9K | 77 | 0.00% | 5q | -98.1%-$150.9K |
| Spire Wealth Management | $1.9K | 51 | 0.00% | 2q | -58.9%-$2.7K |
| IFP Advisors, Inc | $744 | 20 | 0.00% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $483 | 13 | 0.00% | new | FIRST |
| WELLS FARGO & COMPANY/MN | $7 | 0 | 0.00% | 15q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 44 | $25.7M | 689,993 | 8 | 10 | 8 | 0.0% |
| Q1 2026 | 46 | $33.5M | 726,865 | 8 | 13 | 11 | 3.6% |
| Q4 2025 | 42 | $28.5M | 665,251 | 3 | 10 | 12 | 0.8% |
| Q3 2025 | 41 | $26.8M | 667,649 | 12 | 7 | 8 | 0.0% |
| Q2 2025 | 35 | $15.5M | 527,457 | 9 | 5 | 8 | 0.0% |
| Q1 2025 | 28 | $12.8M | 520,869 | 6 | 3 | 5 | 0.0% |
| Q4 2024 | 29 | $12.1M | 636,953 | 4 | 10 | 5 | 0.0% |
| Q3 2024 | 28 | $11.9M | 557,484 | 2 | 7 | 8 | 0.0% |
| Q2 2024 | 28 | $11.4M | 598,016 | 5 | 6 | 7 | 0.0% |
| Q1 2024 | 29 | $13.1M | 736,845 | 1 | 4 | 10 | 0.0% |
| Q4 2023 | 34 | $17.8M | 1,049,393 | 4 | 9 | 9 | 0.0% |
| Q3 2023 | 29 | $13.6M | 914,079 | 3 | 4 | 8 | 0.0% |
| Q2 2023 | 30 | $19.0M | 1,150,121 | 5 | 8 | 7 | 0.0% |
| Q1 2023 | 27 | $11.4M | 634,976 | 5 | 4 | 7 | 0.0% |
| Q4 2022 | 25 | $9.4M | 603,791 | 6 | 4 | 8 | 0.0% |
| Q3 2022 | 25 | $10.4M | 817,922 | 5 | 5 | 3 | 0.0% |
| Q2 2022 | 24 | $7.1M | 492,011 | 3 | 7 | 6 | 0.0% |
| Q1 2022 | 29 | $10.2M | 488,477 | 6 | 6 | 7 | 0.0% |
| Q4 2021 | 30 | $6.3M | 344,463 | 8 | 4 | 10 | 3.2% |
| Q3 2021 | 29 | $6.0M | 369,451 | 4 | 5 | 8 | 0.0% |
| Q2 2021 | 27 | $10.0M | 520,349 | 5 | 8 | 7 | 0.0% |
| Q1 2021 | 26 | $6.5M | 348,925 | 4 | 5 | 9 | 0.0% |
| Q4 2020 | 29 | $10.1M | 505,971 | 6 | 5 | 8 | 0.0% |
| Q3 2020 | 25 | $18.7M | 838,474 | 10 | 6 | 3 | 0.0% |
| Q2 2020 | 17 | $16.7M | 802,917 | 4 | 7 | 3 | 0.0% |
| Q1 2020 | 15 | $6.6M | 538,829 | 4 | 5 | 1 | 0.0% |
| Q4 2019 | 15 | $6.0M | 343,490 | 6 | 3 | 3 | 0.0% |
| Q3 2019 | 12 | $2.3M | 150,001 | 5 | 1 | 2 | 0.0% |
| Q2 2019 | 9 | $3.3M | 237,240 | 4 | 2 | 1 | 0.0% |
| Q1 2019 | 8 | $2.0M | 154,748 | 3 | 0 | 2 | 0.0% |
| Q4 2018 | 8 | $1.9M | 168,076 | 0 | 0 | 0 | 0.0% |