GLADSTONE CAP CORP (GLAD)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
78
Reporting holders
$58.7M
Reported value
12.7%
Of shares outstanding
5.0%
Held as options
-4
Holder change
Institutions report 2,870,114 shares against 22,593,069 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | $8.9M | 456,227 | 0.01% | 8q | +39.8%+$2.5M |
| UBS Group AG | $5.6M | 286,863 | 0.00% | 9q | +12.0%+$595.9K |
| Legal & General Group Plc | $3.5M | 182,091 | 0.00% | 9q | +3.6%+$123.6K |
| TWO SIGMA INVESTMENTS, LP | $3.2M | 162,633 | 0.00% | 9q | +8.2%+$239.8K |
| B. Riley Wealth Advisors, Inc. | $2.6M | 135,581 | 0.14% | 2q | +53.6%+$919.7K |
| LPL Financial LLC | $2.4M | 121,639 | 0.00% | 9q | +7.4%+$162.1K |
| MORGAN STANLEY | $2.1M | 108,974 | 0.00% | 9q | -19.6%-$516.7K |
| North Ground Capital | $2.0M | 105,280 | 2.45% | 2q | -26.3%-$730.5K |
| MILLENNIUM MANAGEMENT LLC | $1.9M | 97,486 | 0.00% | 4q | -13.7%-$299.5K |
| Legacy Capital Wealth Partners, LLC | $1.7M | 89,112 | 0.33% | 9q | +30.8%+$407.9K |
| BlackRock, Inc. | $1.7M | 85,522 | 0.00% | 8q | -2.4%-$40.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.5M | options only | 0.00% | 9q | OPTIONS |
| BANK OF AMERICA CORP /DE/ | $1.5M | 74,881 | 0.00% | 9q | +195.1%+$961.4K |
| Advisors Asset Management, Inc. | $1.4M | 73,780 | 0.02% | 9q | +17.0%+$208.3K |
| DNB Asset Management AS | $1.2M | 63,933 | 0.00% | 10q | -17.5%-$264.0K |
| Schonfeld Strategic Advisors LLC | $1.1M | 59,135 | 0.00% | new | NEW |
| Beacon Pointe Advisors, LLC | $1.0M | 53,457 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $1.0M | 42,274 | 0.00% | 4q | +133.6%+$587.2K |
| WELLS FARGO & COMPANY/MN | $998.2K | 51,399 | 0.00% | 9q | -48.8%-$952.6K |
| RAYMOND JAMES FINANCIAL INC | $870.7K | 44,837 | 0.00% | 7q | -4.0%-$35.9K |
| IMC-Chicago, LLC | $806.2K | 18,016 | 0.00% | new | NEW |
| Campbell & CO Investment Adviser LLC | $761.8K | 39,226 | 0.04% | 2q | -18.6%-$174.0K |
| BEARING POINT CAPITAL, LLC | $718.5K | 37,000 | 0.10% | new | NEW |
| CITADEL ADVISORS LLC | $633.1K | options only | 0.00% | 9q | OPTIONS |
| Hennion & Walsh Asset Management, Inc. | $625.0K | 32,181 | 0.02% | 3q | -3.1%-$19.8K |
| PDT Partners, LLC | $623.7K | 32,116 | 0.03% | new | NEW |
| Cetera Investment Advisers | $561.3K | 28,901 | 0.00% | 9q | HELD |
| Trexquant Investment LP | $528.9K | 27,234 | 0.00% | 9q | HELD |
| D.A. DAVIDSON & CO. | $519.4K | 26,747 | 0.00% | 9q | -43.3%-$396.2K |
| Kovack Advisors, Inc. | $505.7K | 25,670 | 0.02% | 9q | +1.4%+$7.0K |
| GOLDMAN SACHS GROUP INC | $482.8K | 24,859 | 0.00% | 7q | +82.2%+$217.8K |
| Ausdal Financial Partners, Inc. | $471.7K | 24,288 | 0.02% | 9q | -9.8%-$51.2K |
| OSAIC HOLDINGS, INC. | $447.6K | 23,050 | 0.00% | 9q | +10.5%+$42.7K |
| BNP PARIBAS FINANCIAL MARKETS | $440.6K | 22,690 | 0.00% | 3q | -10.4%-$51.0K |
| DENALI ADVISORS LLC | $390.2K | 20,095 | 0.04% | 8q | -8.6%-$36.7K |
| Virtus Investment Advisers, LLC | $388.0K | 19,977 | 0.09% | 6q | -29.7%-$163.7K |
| ROYAL BANK OF CANADA | $387.0K | 19,923 | 0.00% | 9q | +5.4%+$19.7K |
| Cassaday & Co Wealth Management LLC | $340.0K | 17,507 | 0.01% | new | NEW |
| Shulman DeMeo Asset Management LLC | $337.8K | 17,396 | 0.06% | 2q | -5.4%-$19.4K |
| MACKENZIE FINANCIAL CORP | $318.7K | 16,410 | 0.00% | 6q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $315.0K | 15,989 | 0.02% | 9q | HELD |
| Miller Global Investments, LLC | $310.8K | 16,003 | 0.26% | new | NEW |
| Brevan Howard Capital Management LP | $286.8K | 14,768 | 0.00% | 6q | -43.6%-$221.8K |
| EAGLE GLOBAL ADVISORS LLC | $239.9K | 12,355 | 0.01% | new | NEW |
| SIMPLEX TRADING, LLC | $178.7K | options only | 0.00% | 9q | OPTIONS |
| AMERIFLEX GROUP, INC. | $120.6K | 6,210 | 0.05% | 4q | -4.6%-$5.9K |
| NATIONAL BANK OF CANADA /FI/ | $81.3K | 4,200 | 0.00% | 9q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $76.7K | 3,948 | 0.00% | new | NEW |
| Farther Finance Advisors, LLC | $72.3K | 3,723 | 0.00% | 8q | +3.6%+$2.5K |
| Ritter Daniher Financial Advisory LLC / DE | $62.6K | 3,222 | 0.01% | 3q | +2.4%+$1.4K |
| JPMORGAN CHASE & CO | $56.9K | 2,926 | 0.00% | 5q | -19.4%-$13.7K |
| Larson Financial Group LLC | $46.6K | 2,400 | 0.00% | 8q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $44.3K | 2,280 | 0.00% | 3q | HELD |
| PFS Partners, LLC | $38.2K | 1,969 | 0.02% | 9q | HELD |
| Allworth Financial LP | $33.0K | 1,700 | 0.00% | 5q | HELD |
| Atlantic Union Bankshares Corp | $27.2K | 1,400 | 0.00% | 4q | HELD |
| Triumph Capital Management | $25.2K | 1,300 | 0.00% | 3q | HELD |
| FIFTH THIRD BANCORP | $24.5K | 1,262 | 0.00% | 2q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $22.6K | 1,193 | 0.00% | 8q | -23.6%-$7.0K |
| PRIVATE TRUST CO NA | $18.4K | 948 | 0.00% | 9q | HELD |
| NOMURA ASSET MANAGEMENT CO LTD | $13.6K | 698 | 0.00% | 6q | +224.7%+$9.4K |
| Vermillion Wealth Management, Inc. | $9.7K | 500 | 0.00% | 7q | HELD |
| Integrated Wealth Concepts LLC | $9.7K | 500 | 0.00% | new | NEW |
| Hilton Head Capital Partners, LLC | $9.6K | 494 | 0.00% | 3q | HELD |
| Caitong International Asset Management Co., Ltd | $6.6K | 339 | 0.00% | 2q | +2160.0%+$6.3K |
| Steward Partners Investment Advisory, LLC | $5.8K | 300 | 0.00% | 2q | +200.0%+$3.9K |
| MRP Capital Investments, LLC | $3.9K | 202 | 0.00% | 8q | HELD |
| Caitlin John, LLC | $3.9K | 200 | 0.00% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $2.6K | 136 | 0.00% | 2q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $2.1K | 110 | 0.00% | new | NEW |
| VALLEY NATIONAL ADVISERS INC | $1.9K | 100 | 0.00% | 9q | HELD |
| Key Financial Inc | $1.9K | 100 | 0.00% | 5q | HELD |
| Russell Investments Group, Ltd. | $1.3K | 67 | 0.00% | 2q | -4.3% |
| Main Street Group, LTD | $1.1K | 55 | 0.00% | 2q | +1.9% |
| KERR FINANCIAL PLANNING Corp | $1.1K | 55 | 0.00% | 4q | -49.1%-$1.0K |
| IFP Advisors, Inc | $893 | 46 | 0.00% | 5q | +2.2% |
| OAKWORTH CAPITAL, INC. | $493 | 25 | 0.00% | 5q | HELD |
| ASSETMARK, INC | $19 | 1 | 0.00% | 7q | HELD |
| State of Alaska, Department of Revenue | $17 | 917 | 0.00% | 4q | HELD |
| HANTZ FINANCIAL SERVICES, INC. | $1 | 50 | 0.00% | 3q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 78 | $58.7M | 2,870,114 | 12 | 21 | 22 | 5.0% |
| Q1 2026 | 82 | $42.4M | 2,277,902 | 18 | 14 | 25 | 6.8% |
| Q4 2025 | 82 | $58.4M | 2,689,942 | 14 | 25 | 21 | 4.8% |
| Q3 2025 | 81 | $49.7M | 2,150,533 | 14 | 26 | 14 | 5.2% |
| Q2 2025 | 75 | $49.1M | 1,736,780 | 11 | 23 | 15 | 4.5% |
| Q1 2025 | 68 | $48.4M | 1,731,753 | 8 | 24 | 15 | 1.8% |
| Q4 2024 | 70 | $51.9M | 1,770,405 | 17 | 16 | 17 | 3.0% |
| Q3 2024 | 57 | $44.5M | 1,768,790 | 12 | 17 | 17 | 4.5% |
| Q2 2024 | 61 | $49.3M | 2,033,834 | 59 | 0 | 3 | 4.1% |
| Q1 2024 | 5 | $3.9M | 351,244 | 3 | 0 | 0 | 2.9% |
| Q4 2023 | 2 | $128.5K | 0 | 0 | 0 | 0 | 100.0% |
| Q3 2023 | 2 | $195.7K | 0 | 1 | 0 | 0 | 100.0% |
| Q2 2023 | 2 | $386.6K | 0 | 0 | 0 | 0 | 100.0% |
| Q1 2023 | 2 | $219.1K | 0 | 0 | 0 | 0 | 100.0% |
| Q4 2022 | 2 | $106.8K | 0 | 0 | 0 | 0 | 100.0% |
| Q3 2022 | 2 | $170.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q2 2022 | 2 | $312.0K | 0 | 1 | 0 | 0 | 100.0% |
| Q1 2022 | 2 | $505.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q4 2021 | 2 | $270.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q3 2021 | 2 | $550.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q2 2021 | 2 | $476.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q1 2021 | 2 | $344.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q4 2020 | 2 | $131.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q3 2020 | 2 | $130.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q2 2020 | 2 | $142.0K | 0 | 2 | 0 | 0 | 100.0% |
| Q1 2020 | 1 | $68.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q4 2019 | 2 | $39.0K | 0 | 1 | 0 | 0 | 100.0% |
| Q3 2019 | 2 | $112.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q2 2019 | 2 | $545.0K | 0 | 2 | 0 | 0 | 100.0% |
| Q1 2019 | 1 | $295.0K | 0 | 0 | 0 | 0 | 100.0% |
| Q4 2018 | 1 | $1.0K | 0 | 0 | 0 | 0 | 100.0% |