HolderBook

GREAT ELM CAP CORP (GECC)

Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.

20
Reporting holders
$3.6M
Reported value
4.8%
Of shares outstanding
0.0%
Held as options
-2
Holder change

Institutions report 663,415 shares against 13,889,750 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
Northern Right Capital Management, L.P.$2.1M383,9710.62%18qHELD
Cruiser Capital Advisors, LLC$532.9K97,7790.33%13q-23.3%-$161.8K
UBS Group AG$154.0K28,2500.00%17q+377.1%+$121.7K
Crestwood Advisors Group, LLC$145.1K26,6250.00%8qHELD
Vident Advisory, LLC$145.0K26,6090.00%newNEW
Rockefeller Capital Management L.P.$136.2K25,0000.00%3qHELD
Ethos Financial Group, LLC$131.1K24,0590.01%6q-8.6%-$12.3K
Significant Wealth Partners LLC$91.4K16,7710.10%2q+1.8%+$1.6K
Founders Financial Alliance, LLC$75.0K13,7700.01%newNEW
Rangeley Capital, LLC$54.5K10,0000.05%2qHELD
TRUST CO OF TOLEDO NA /OH/$21.1K3,8740.00%5qHELD
ROYAL BANK OF CANADA$14.0K2,6120.00%13qHELD
Allworth Financial LP$7.6K1,4000.00%5qHELD
MORGAN STANLEY$7.6K1,3870.00%18q-2.5%
Russell Investments Group, Ltd.$4.1K7440.00%newNEW
Triumph Capital Management$2.7K5000.00%3qHELD
Caitong International Asset Management Co., Ltd$240440.00%newNEW
MERCER GLOBAL ADVISORS INC /ADV$88160.00%newNEW
WELLS FARGO & COMPANY/MN$1530.00%18q-99.8%-$8.8K
Arax Advisory Partners$610.00%6qHELD

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-08-0613G/AProsper Peak Holdings, LLC7.0%
2026-08-0613G/AGreat Elm Strategic Partnership I, LLC9.9%
2026-08-0613G/ASummit Grove Partners, LLC7.6%

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202620$3.6M663,4155240.0%
Q1 202622$4.4M858,6904460.0%
Q4 202526$10.3M1,463,9029650.0%
Q3 202520$12.2M1,218,3894440.0%
Q2 202521$11.4M1,069,8867510.0%
Q1 202514$10.7M1,047,7063150.0%
Q4 202413$11.2M1,259,5072500.0%
Q3 202414$10.3M1,008,3432130.0%
Q2 202414$18.5M1,734,1272330.0%
Q1 202414$19.1M1,727,2491630.0%
Q4 202317$18.2M1,706,0093540.0%
Q3 202313$13.2M1,333,8702230.0%
Q2 202316$10.3M1,331,1019220.0%
Q1 20238$12.4M1,376,2622020.0%
Q4 20229$9.4M1,134,0553110.0%
Q3 20228$10.5M1,130,6721120.0%
Q2 20229$14.6M1,166,9853230.0%
Q1 202210$7.0M474,37510000.0%
Q4 202116$10.3M3,330,4354250.0%
Q3 202112$11.3M3,244,2091240.0%
Q2 202113$13.3M3,803,3033510.0%
Q1 202114$11.5M3,390,2283830.0%
Q4 202016$11.8M3,291,1464840.0%
Q3 202015$3.1M932,3104640.0%
Q2 202013$4.9M1,147,7941640.0%
Q1 202015$3.3M1,195,7140370.0%
Q4 201920$11.7M1,502,6103620.0%
Q3 201925$14.2M1,729,3645570.0%
Q2 201924$14.1M1,622,2565570.0%
Q1 201920$13.0M1,574,0115640.0%
Q4 201820$10.9M1,385,5451010.0%