HolderBook

GREAT ELM CAP GROUP INC (GEC)

Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.

31
Reporting holders
$28.1M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
Northern Right Capital Management, L.P.$5.7M2,402,7922.97%8qHELD
Cove Street Capital, LLC$4.1M1,727,3740.77%8qHELD
KINGDON CAPITAL MANAGEMENT, L.L.C.$3.0M1,259,0490.33%8qHELD
VANGUARD GROUP INC$2.7M1,159,6840.00%8qHELD
Arbiter Partners Capital Management LLC$2.7M1,150,0000.12%8qHELD
RENAISSANCE TECHNOLOGIES LLC$1.9M805,5760.00%8qHELD
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$1.9M784,0000.16%8qHELD
ROYCE & ASSOCIATES LP$1.6M682,2450.02%8qHELD
Monarch Partners Asset Management LLC$1.0M436,8670.23%8q+14.9%+$134.1K
BlackRock Inc.$792.0K335,5760.00%8qHELD
CANNELL CAPITAL LLC$749.0K317,2300.27%8qHELD
GEODE CAPITAL MANAGEMENT, LLC$433.0K183,4870.00%8qHELD
DIMENSIONAL FUND ADVISORS LP$324.0K137,2030.00%8qHELD
BRIDGEWAY CAPITAL MANAGEMENT INC$280.0K118,4930.01%8q+175.6%+$178.4K
Russell Investments Group, Ltd.$238.0K101,2070.00%2qHELD
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$113.0K47,8670.00%8qHELD
NORTHERN TRUST CORP$112.0K47,7220.00%8q+18.7%+$17.6K
Fortis Capital Management LLC$109.0K46,3040.09%4q-32.8%-$53.1K
OPPENHEIMER & CO INC$101.0K42,8650.00%8qHELD
MORGAN STANLEY$89.0K37,7010.00%6qHELD
EQUITEC PROPRIETARY MARKETS, LLC$60.0K25,3000.05%newNEW
Bank of New York Mellon Corp$52.0K21,8390.00%8q-35.2%-$28.3K
TRUST CO OF TOLEDO NA /OH/$35.0K15,0000.01%8qHELD
MILLENNIUM MANAGEMENT LLC$29.0K12,1100.00%2q+4.3%+$1.2K
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$28.0K11,7910.00%7qHELD
Arkadios Wealth Advisors$21.7K9,6600.01%4q-3.0%
UBS Group AG$6.0K2,4340.00%8q+45.7%+$1.9K
BANK OF AMERICA CORP /DE/$4.0K1,8520.00%5q+34.6%+$1.0K
Sowell Financial Services LLC$3.0K1,1000.00%5qHELD
ROYAL BANK OF CANADA$1.0K3750.00%5q-7.9%
Federation des caisses Desjardins du Quebec$182770.00%15qHELD

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-09-1013D/AJason Reese INDIVIDUALwith 3 co-filers23.3%

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202031$28.1M11,924,7801640.0%
Q2 202031$27.5M11,800,3552640.0%
Q1 202030$21.7M11,680,4371580.0%
Q4 201933$40.0M11,981,6500580.0%
Q3 201935$43.3M11,761,76061170.0%
Q2 201931$54.6M12,698,45941050.0%
Q1 201928$50.1M11,799,3991650.0%
Q4 201832$39.4M11,641,5400000.0%