HolderBook

GREAT ELM CAP GROUP INC (GEC)

Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.

31
Reporting holders
$28.1M
Reported value
0.0%
Held as options
+0
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
Northern Right Capital Management, L.P.$5.7M2,402,7922.97%8qHELD
Cove Street Capital, LLC$4.1M1,727,3740.77%8qHELD
KINGDON CAPITAL MANAGEMENT, L.L.C.$3.0M1,259,0490.33%8qHELD
VANGUARD GROUP INC$2.7M1,159,6840.00%8qHELD
Arbiter Partners Capital Management LLC$2.7M1,150,0000.12%8qHELD
RENAISSANCE TECHNOLOGIES LLC$1.9M805,5760.00%8qHELD
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$1.9M784,0000.16%8qHELD
ROYCE & ASSOCIATES LP$1.6M682,2450.02%8qHELD
Monarch Partners Asset Management LLC$1.0M436,8670.23%8q+14.9%+$134.1K
BlackRock Inc.$792.0K335,5760.00%8qHELD
CANNELL CAPITAL LLC$749.0K317,2300.27%8qHELD
GEODE CAPITAL MANAGEMENT, LLC$433.0K183,4870.00%8qHELD
DIMENSIONAL FUND ADVISORS LP$324.0K137,2030.00%8qHELD
BRIDGEWAY CAPITAL MANAGEMENT INC$280.0K118,4930.01%8q+175.6%+$178.4K
Russell Investments Group, Ltd.$238.0K101,2070.00%2qHELD
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM$113.0K47,8670.00%8qHELD
NORTHERN TRUST CORP$112.0K47,7220.00%8q+18.7%+$17.6K
Fortis Capital Management LLC$109.0K46,3040.09%4q-32.8%-$53.1K
OPPENHEIMER & CO INC$101.0K42,8650.00%8qHELD
MORGAN STANLEY$89.0K37,7010.00%6qHELD
EQUITEC PROPRIETARY MARKETS, LLC$60.0K25,3000.05%newNEW
Bank of New York Mellon Corp$52.0K21,8390.00%8q-35.2%-$28.3K
TRUST CO OF TOLEDO NA /OH/$35.0K15,0000.01%8qHELD
MILLENNIUM MANAGEMENT LLC$29.0K12,1100.00%2q+4.3%+$1.2K
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$28.0K11,7910.00%7qHELD
Arkadios Wealth Advisors$21.7K9,6600.01%4q-3.0%
UBS Group AG$6.0K2,4340.00%8q+45.7%+$1.9K
BANK OF AMERICA CORP /DE/$4.0K1,8520.00%5q+34.6%+$1.0K
Sowell Financial Services LLC$3.0K1,1000.00%5qHELD
ROYAL BANK OF CANADA$1.0K3750.00%5q-7.9%
Federation des caisses Desjardins du Quebec$182770.00%15qHELD

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 202031$28.1M11,924,7801640.0%
Q2 202031$27.5M11,800,3552640.0%
Q1 202030$21.7M11,680,4371580.0%
Q4 201933$40.0M11,981,6500580.0%
Q3 201935$43.3M11,761,76061170.0%
Q2 201931$54.6M12,698,45941050.0%
Q1 201928$50.1M11,799,3991650.0%
Q4 201832$39.4M11,641,5400000.0%