WSTRN AST GLBL CORP OPP FD I (GDO)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
30
Reporting holders
$15.8M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | $2.0M | 187,496 | 0.00% | 31q | -43.9%-$1.6M |
| OSAIC HOLDINGS, INC. | $2.0M | 184,995 | 0.00% | 26q | +9.9%+$178.3K |
| MORGAN STANLEY | $1.7M | 163,086 | 0.00% | 35q | -11.8%-$234.5K |
| 1607 Capital Partners, LLC | $1.5M | 135,431 | 0.13% | 7q | -13.4%-$225.0K |
| GUGGENHEIM CAPITAL LLC | $1.3M | 118,048 | 0.01% | 31q | +14.8%+$163.0K |
| Smith Asset Management Co., LLC | $1.2M | 111,189 | 0.94% | 7q | -1.3%-$15.8K |
| Fiera Capital Corp | $1.1M | 103,874 | 0.00% | 22q | +2.8%+$30.8K |
| Shaker Financial Services, LLC | $742.9K | 69,235 | 0.23% | 7q | -42.3%-$545.2K |
| RAYMOND JAMES FINANCIAL INC | $700.3K | 65,263 | 0.00% | 7q | +5.0%+$33.4K |
| Dynamic Advisor Solutions LLC | $670.9K | 62,526 | 0.02% | 6q | +6.0%+$38.1K |
| Sowell Financial Services LLC | $607.7K | 56,635 | 0.02% | 22q | -5.0%-$32.2K |
| UBS Group AG | $372.2K | 34,689 | 0.00% | 31q | -20.9%-$98.1K |
| WELLS FARGO & COMPANY/MN | $262.7K | 24,484 | 0.00% | 31q | -40.0%-$175.3K |
| ROYAL BANK OF CANADA | $244.0K | 22,719 | 0.00% | 31q | -28.9%-$99.1K |
| Cetera Investment Advisers | $208.3K | 19,416 | 0.00% | 10q | +3.6%+$7.3K |
| NewEdge Advisors, LLC | $203.5K | 18,970 | 0.00% | 19q | -3.6%-$7.5K |
| Sanctuary Advisors, LLC | $189.0K | 17,612 | 0.00% | 9q | -1.7%-$3.3K |
| BANK OF AMERICA CORP /DE/ | $166.6K | 15,526 | 0.00% | 31q | -26.5%-$60.2K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $160.8K | 14,984 | 0.01% | 15q | HELD |
| Van Diest Capital, LLC | $139.4K | 12,993 | 0.12% | 2q | -6.4%-$9.6K |
| WOLVERINE ASSET MANAGEMENT LLC | $125.9K | 11,732 | 0.00% | 2q | -39.4%-$81.8K |
| Huntleigh Advisors, Inc. | $110.7K | 10,313 | 0.02% | 7q | -23.0%-$33.0K |
| CoreCap Advisors, LLC | $64.4K | 6,000 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $26.8K | 2,496 | 0.00% | 2q | -10.7%-$3.2K |
| Farther Finance Advisors, LLC | $16.4K | 1,527 | 0.00% | 6q | -10.9%-$2.0K |
| Noble Wealth Management PBC | $13.9K | 1,300 | 0.01% | 5q | HELD |
| Steward Partners Investment Advisory, LLC | $9.9K | 926 | 0.00% | 29q | HELD |
| Geneos Wealth Management Inc. | $5.5K | 515 | 0.00% | 23q | HELD |
| Key Financial Inc | $5.4K | 500 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $5.4K | 500 | 0.00% | 4q | HELD |
| Cambridge Investment Research Advisors, Inc. | $944 | 88,004 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-14 | 13G/A | OSAIC HOLDINGS, INC. | 2.5% |
| 2026-07-30 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 4.7% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 30 | $15.8M | 1,474,980 | 2 | 6 | 17 | 0.0% |
| Q1 2026 | 31 | $18.6M | 1,732,035 | 7 | 7 | 9 | 0.0% |
| Q4 2025 | 28 | $17.3M | 1,467,342 | 1 | 9 | 7 | 0.0% |
| Q3 2025 | 30 | $16.5M | 1,385,080 | 3 | 10 | 11 | 0.0% |
| Q2 2025 | 28 | $16.0M | 1,354,197 | 0 | 9 | 9 | 0.0% |
| Q1 2025 | 31 | $16.5M | 1,428,573 | 4 | 10 | 10 | 0.0% |
| Q4 2024 | 28 | $15.7M | 1,383,634 | 3 | 6 | 8 | 0.0% |
| Q3 2024 | 35 | $51.3M | 3,988,936 | 4 | 10 | 16 | 0.0% |
| Q2 2024 | 40 | $54.2M | 4,438,287 | 5 | 11 | 8 | 0.0% |
| Q1 2024 | 41 | $62.3M | 4,991,121 | 4 | 15 | 10 | 0.0% |
| Q4 2023 | 39 | $56.1M | 4,396,498 | 3 | 13 | 9 | 0.0% |
| Q3 2023 | 40 | $48.0M | 4,046,804 | 2 | 10 | 10 | 0.0% |
| Q2 2023 | 38 | $49.5M | 4,000,396 | 1 | 13 | 10 | 0.0% |
| Q1 2023 | 37 | $48.7M | 3,833,698 | 2 | 11 | 14 | 0.0% |
| Q4 2022 | 38 | $50.9M | 3,982,115 | 7 | 10 | 12 | 0.0% |
| Q3 2022 | 45 | $49.9M | 4,472,079 | 5 | 10 | 13 | 0.0% |
| Q2 2022 | 44 | $61.7M | 4,545,216 | 3 | 15 | 13 | 0.0% |
| Q1 2022 | 50 | $67.8M | 4,565,237 | 6 | 17 | 15 | 0.0% |
| Q4 2021 | 47 | $82.6M | 4,723,864 | 5 | 21 | 7 | 0.0% |
| Q3 2021 | 44 | $81.2M | 4,502,516 | 4 | 12 | 14 | 0.0% |
| Q2 2021 | 42 | $86.0M | 4,625,211 | 3 | 18 | 14 | 0.0% |
| Q1 2021 | 45 | $82.4M | 4,676,054 | 7 | 18 | 12 | 0.0% |
| Q4 2020 | 42 | $81.9M | 4,523,385 | 6 | 15 | 9 | 0.0% |
| Q3 2020 | 38 | $76.4M | 4,520,761 | 7 | 12 | 12 | 0.0% |
| Q2 2020 | 36 | $79.0M | 4,824,119 | 6 | 11 | 11 | 0.0% |
| Q1 2020 | 33 | $59.2M | 4,465,618 | 5 | 13 | 10 | 0.0% |
| Q4 2019 | 33 | $74.3M | 4,075,942 | 2 | 13 | 11 | 0.0% |
| Q3 2019 | 33 | $72.9M | 4,187,035 | 0 | 17 | 11 | 0.0% |
| Q2 2019 | 36 | $70.4M | 4,104,791 | 4 | 14 | 11 | 0.0% |
| Q1 2019 | 34 | $67.4M | 4,092,507 | 4 | 13 | 10 | 0.0% |
| Q4 2018 | 38 | $68.0M | 4,541,454 | 1 | 0 | 2 | 0.0% |