GAIN CAP HLDGS INC (GCAP)
Institutional ownership reported to the SEC as of Q2 2020, across 7 quarters.
85
Reporting holders
$98.1M
Reported value
1.6%
Held as options
-5
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RENAISSANCE TECHNOLOGIES LLC | $15.1M | 2,511,104 | 0.01% | 7q | +128.7%+$8.5M |
| DIMENSIONAL FUND ADVISORS LP | $12.3M | 2,037,523 | 0.01% | 7q | -3.2%-$402.8K |
| Tikvah Management LLC | $10.2M | 1,697,331 | 3.12% | new | NEW |
| BlackRock Inc. | $8.9M | 1,476,325 | 0.00% | 7q | HELD |
| VANGUARD GROUP INC | $6.4M | 1,060,599 | 0.00% | 7q | -25.0%-$2.1M |
| NORTHERN TRUST CORP | $5.5M | 908,191 | 0.00% | 7q | HELD |
| SIGNIA CAPITAL MANAGEMENT LLC | $3.3M | 547,065 | 5.91% | 7q | -6.7%-$237.0K |
| OMERS ADMINISTRATION Corp | $3.1M | 511,900 | 0.10% | 2q | +92.7%+$1.5M |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $2.7M | 444,300 | 0.61% | 2q | +160.9%+$1.6M |
| GABELLI FUNDS LLC | $2.6M | 424,536 | 0.02% | 2q | +230.4%+$1.8M |
| STATE STREET CORP | $2.5M | 420,560 | 0.00% | 7q | +1.5%+$37.4K |
| Weiss Multi-Strategy Advisers LLC | $2.1M | 356,112 | 0.06% | 2q | -4.2%-$93.7K |
| Alberta Investment Management Corp | $2.1M | 342,000 | 0.02% | 2q | HELD |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | $1.6M | 258,860 | 0.01% | 6q | -12.4%-$221.5K |
| Bank of New York Mellon Corp | $1.5M | 252,978 | 0.00% | 7q | -7.9%-$130.4K |
| GEODE CAPITAL MANAGEMENT, LLC | $1.5M | 242,934 | 0.00% | 7q | -1.0%-$14.5K |
| IndexIQ Advisors LLC | $1.4M | 228,434 | 0.06% | new | NEW |
| Francisco Partners Management, LP | $1.1M | 186,435 | 4.80% | 7q | HELD |
| GOLDMAN SACHS GROUP INC | $942.0K | 156,450 | 0.00% | 7q | +94.0%+$456.5K |
| GROUP ONE TRADING, L.P. | $864.0K | options only | 0.00% | 4q | OPTIONS |
| Verition Fund Management LLC | $704.0K | 116,908 | 0.02% | new | NEW |
| Kellner Capital, LLC | $674.0K | 112,001 | 0.33% | 2q | -49.7%-$665.7K |
| STATE OF WISCONSIN INVESTMENT BOARD | $644.0K | 106,900 | 0.00% | new | NEW |
| Nuveen Asset Management, LLC | $575.0K | 95,507 | 0.00% | 5q | HELD |
| Yakira Capital Management, Inc. | $575.0K | 95,516 | 0.26% | new | NEW |
| Invesco Ltd. | $478.0K | 79,353 | 0.00% | 7q | -6.2%-$31.3K |
| ALLIANCEBERNSTEIN L.P. | $465.0K | 77,200 | 0.00% | 7q | +0.5%+$2.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $399.0K | 19,188 | 0.00% | 7q | -66.4%-$788.1K |
| MACKAY SHIELDS LLC | $392.0K | 65,100 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $391.0K | 65,000 | 0.00% | new | NEW |
| PRICE T ROWE ASSOCIATES INC /MD/ | $375.0K | 62,224 | 0.00% | 7q | +94.8%+$182.5K |
| WELLS FARGO & COMPANY/MN | $365.0K | 60,761 | 0.00% | 7q | +24.0%+$70.6K |
| PEAK6 Investments LLC | $365.0K | 60,710 | 0.00% | 2q | HELD |
| AXA | $352.0K | 58,600 | 0.00% | 7q | -80.6%-$1.5M |
| MARSHALL WACE, LLP | $339.0K | 56,387 | 0.00% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $336.0K | options only | 0.00% | 5q | OPTIONS |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $300.0K | 49,734 | 0.00% | 7q | +6.6%+$18.6K |
| Parametric Portfolio Associates LLC | $288.0K | 47,816 | 0.00% | 7q | -10.5%-$33.7K |
| AMERIPRISE FINANCIAL INC | $274.0K | 45,365 | 0.00% | 7q | -5.6%-$16.2K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $260.0K | 43,161 | 0.00% | new | NEW |
| RHUMBLINE ADVISERS | $248.0K | 41,165 | 0.00% | 7q | +8.7%+$19.9K |
| GSA CAPITAL PARTNERS LLP | $203.0K | 33,709 | 0.11% | new | NEW |
| ROYAL BANK OF CANADA | $202.0K | 33,539 | 0.00% | 7q | +7.8%+$14.6K |
| ROYCE & ASSOCIATES LP | $190.0K | 31,552 | 0.00% | 7q | +26.2%+$39.5K |
| MILLENNIUM MANAGEMENT LLC | $188.0K | 31,204 | 0.00% | 2q | +142.0%+$110.3K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $177.0K | 29,381 | 0.00% | 7q | HELD |
| Engineers Gate Manager LP | $174.0K | 28,900 | 0.01% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $166.0K | 27,473 | 0.00% | 7q | +20.3%+$28.1K |
| Janney Montgomery Scott LLC | $160.0K | 26,653 | 0.00% | 7q | -61.4%-$254.6K |
| ROBOTTI ROBERT | $151.0K | 25,000 | 0.07% | 7q | HELD |
| SEI INVESTMENTS CO | $144.0K | 24,000 | 0.00% | 6q | HELD |
| GAMCO INVESTORS, INC. ET AL | $141.0K | 23,424 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $133.0K | 1,866 | 0.00% | 5q | HELD |
| TWO SIGMA INVESTMENTS, LP | $128.0K | 21,200 | 0.00% | new | NEW |
| Virtu Financial LLC | $128.0K | 21,212 | 0.01% | new | NEW |
| TWO SIGMA ADVISERS, LP | $126.0K | 20,900 | 0.00% | new | NEW |
| WEBER ALAN W | $121.0K | 20,100 | 0.06% | 7q | -98.4%-$7.4M |
| PRELUDE CAPITAL MANAGEMENT, LLC | $120.0K | 19,978 | 0.01% | 2q | -88.3%-$909.5K |
| Ancora Advisors, LLC | $102.0K | 17,000 | 0.00% | 2q | -54.1%-$120.0K |
| Investors Research Corp | $85.0K | 14,100 | 0.04% | 7q | HELD |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $84.0K | 13,871 | 0.00% | new | NEW |
| AMERICAN INTERNATIONAL GROUP INC | $73.0K | 12,132 | 0.00% | 7q | +6.0%+$4.1K |
| Marshall Wace North America L.P. | $71.0K | 11,762 | 0.00% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $68.0K | 11,300 | 0.00% | 7q | HELD |
| BARCLAYS PLC | $66.0K | 10,982 | 0.00% | 7q | +71.6%+$27.5K |
| SG Americas Securities, LLC | $65.0K | 10,770 | 0.00% | new | NEW |
| D. E. Shaw & Co., Inc. | $64.0K | 10,707 | 0.00% | 4q | -77.3%-$217.4K |
| DEUTSCHE BANK AG\ | $55.0K | 9,131 | 0.00% | 10q | +50.8%+$18.5K |
| MORGAN STANLEY | $53.0K | 8,844 | 0.00% | 11q | -21.1%-$14.1K |
| Skandinaviska Enskilda Banken AB (publ) | $49.0K | 8,100 | 0.00% | 2q | -89.3%-$408.1K |
| JPMORGAN CHASE & CO | $40.0K | 6,672 | 0.00% | 7q | +8.0%+$3.0K |
| Tower Research Capital LLC (TRC) | $38.0K | 6,312 | 0.00% | new | NEW |
| UBS Group AG | $36.0K | 6,022 | 0.00% | 4q | -54.6%-$43.3K |
| FNY Investment Advisers, LLC | $25.0K | 4,200 | 0.01% | 2q | -65.9%-$48.2K |
| CITIGROUP INC | $18.0K | 2,950 | 0.00% | 7q | -47.2%-$16.1K |
| SRS Capital Advisors, Inc. | $18.0K | 3,000 | 0.00% | 6q | HELD |
| Hillsdale Investment Management Inc. | $17.0K | 2,800 | 0.00% | new | NEW |
| Legal & General Group Plc | $14.0K | 2,320 | 0.00% | 7q | HELD |
| Stonehage Fleming Financial Services Holdings Ltd | $13.0K | 2,208 | 0.00% | 14q | HELD |
| BANK OF MONTREAL /CAN/ | $10.0K | 1,557 | 0.00% | new | NEW |
| Ameritas Investment Partners, Inc. | $10.0K | 1,604 | 0.00% | 7q | HELD |
| BNP PARIBAS ARBITRAGE, SA | $7.9K | 1,311 | 0.00% | 7q | -78.1%-$28.2K |
| Kore Private Wealth LLC | $6.0K | 1,075 | 0.00% | 3q | HELD |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | $5.0K | 859 | 0.00% | 3q | +6.4% |
| AdvisorNet Financial, Inc | $1.0K | 161 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2020 | 85 | $98.1M | 16,024,074 | 22 | 20 | 24 | 1.6% |
| Q1 2020 | 90 | $99.2M | 17,279,653 | 31 | 16 | 24 | 2.8% |
| Q4 2019 | 75 | $75.4M | 18,859,968 | 9 | 21 | 18 | 1.2% |
| Q3 2019 | 76 | $104.4M | 19,394,846 | 11 | 20 | 26 | 1.9% |
| Q2 2019 | 82 | $85.9M | 20,065,692 | 14 | 24 | 30 | 3.5% |
| Q1 2019 | 91 | $128.8M | 20,254,062 | 13 | 21 | 35 | 1.2% |
| Q4 2018 | 96 | $132.7M | 21,248,709 | 2 | 1 | 3 | 1.4% |