GAIN CAP HLDGS INC (GCAP)
Institutional ownership reported to the SEC as of Q2 2020, across 7 quarters.
85
Reporting holders
$98.1M
Reported value
0.2%
Calls
1.4%
Puts
-5
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| RENAISSANCE TECHNOLOGIES LLC | $15.1M | 2,511,104 | 0.01% | 7q | +128.7%+$8.5M |
| DIMENSIONAL FUND ADVISORS LP | $12.3M | 2,037,523 | 0.01% | 7q | -3.2%-$402.8K |
| Tikvah Management LLC | $10.2M | 1,697,331 | 3.12% | new | NEW |
| BlackRock Inc. | $8.9M | 1,476,325 | 0.00% | 7q | HELD |
| VANGUARD GROUP INC | $6.4M | 1,060,599 | 0.00% | 7q | -25.0%-$2.1M |
| NORTHERN TRUST CORP | $5.5M | 908,191 | 0.00% | 7q | HELD |
| SIGNIA CAPITAL MANAGEMENT LLC | $3.3M | 547,065 | 5.91% | 7q | -6.7%-$237.0K |
| OMERS ADMINISTRATION Corp | $3.1M | 511,900 | 0.10% | 2q | +92.7%+$1.5M |
| GABELLI & Co INVESTMENT ADVISERS, INC. | $2.7M | 444,300 | 0.61% | 2q | +160.9%+$1.6M |
| GABELLI FUNDS LLC | $2.6M | 424,536 | 0.02% | 2q | +230.4%+$1.8M |
| STATE STREET CORP | $2.5M | 420,560 | 0.00% | 7q | +1.5%+$37.4K |
| Weiss Multi-Strategy Advisers LLC | $2.1M | 356,112 | 0.06% | 2q | -4.2%-$93.7K |
| Alberta Investment Management Corp | $2.1M | 342,000 | 0.02% | 2q | HELD |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | $1.6M | 258,860 | 0.01% | 6q | -12.4%-$221.5K |
| Bank of New York Mellon Corp | $1.5M | 252,978 | 0.00% | 7q | -7.9%-$130.4K |
| GEODE CAPITAL MANAGEMENT, LLC | $1.5M | 242,934 | 0.00% | 7q | -1.0%-$14.5K |
| IndexIQ Advisors LLC | $1.4M | 228,434 | 0.06% | new | NEW |
| Francisco Partners Management, LP | $1.1M | 186,435 | 4.80% | 7q | HELD |
| GOLDMAN SACHS GROUP INC | $942.0K | 156,450 | 0.00% | 7q | +94.0%+$456.5K |
| GROUP ONE TRADING, L.P. | $864.0K | options only | 0.00% | 4q | OPTIONS |
| Verition Fund Management LLC | $704.0K | 116,908 | 0.02% | new | NEW |
| Kellner Capital, LLC | $674.0K | 112,001 | 0.33% | 2q | -49.7%-$665.7K |
| STATE OF WISCONSIN INVESTMENT BOARD | $644.0K | 106,900 | 0.00% | new | NEW |
| Nuveen Asset Management, LLC | $575.0K | 95,507 | 0.00% | 5q | HELD |
| Yakira Capital Management, Inc. | $575.0K | 95,516 | 0.26% | new | NEW |
| Invesco Ltd. | $478.0K | 79,353 | 0.00% | 7q | -6.2%-$31.3K |
| ALLIANCEBERNSTEIN L.P. | $465.0K | 77,200 | 0.00% | 7q | +0.5%+$2.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $399.0K | 19,188 | 0.00% | 7q | -66.4%-$788.1K |
| MACKAY SHIELDS LLC | $392.0K | 65,100 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $391.0K | 65,000 | 0.00% | new | NEW |
| PRICE T ROWE ASSOCIATES INC /MD/ | $375.0K | 62,224 | 0.00% | 7q | +94.8%+$182.5K |
| WELLS FARGO & COMPANY/MN | $365.0K | 60,761 | 0.00% | 7q | +24.0%+$70.6K |
| PEAK6 Investments LLC | $365.0K | 60,710 | 0.00% | 2q | HELD |
| AXA | $352.0K | 58,600 | 0.00% | 7q | -80.6%-$1.5M |
| MARSHALL WACE, LLP | $339.0K | 56,387 | 0.00% | new | NEW |
| WOLVERINE ASSET MANAGEMENT LLC | $336.0K | options only | 0.00% | 5q | OPTIONS |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $300.0K | 49,734 | 0.00% | 7q | +6.6%+$18.6K |
| Parametric Portfolio Associates LLC | $288.0K | 47,816 | 0.00% | 7q | -10.5%-$33.7K |
| AMERIPRISE FINANCIAL INC | $274.0K | 45,365 | 0.00% | 7q | -5.6%-$16.2K |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | $260.0K | 43,161 | 0.00% | new | NEW |
| RHUMBLINE ADVISERS | $248.0K | 41,165 | 0.00% | 7q | +8.7%+$19.9K |
| GSA CAPITAL PARTNERS LLP | $203.0K | 33,709 | 0.11% | new | NEW |
| ROYAL BANK OF CANADA | $202.0K | 33,539 | 0.00% | 7q | +7.8%+$14.6K |
| ROYCE & ASSOCIATES LP | $190.0K | 31,552 | 0.00% | 7q | +26.2%+$39.5K |
| MILLENNIUM MANAGEMENT LLC | $188.0K | 31,204 | 0.00% | 2q | +142.0%+$110.3K |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | $177.0K | 29,381 | 0.00% | 7q | HELD |
| Engineers Gate Manager LP | $174.0K | 28,900 | 0.01% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $166.0K | 27,473 | 0.00% | 7q | +20.3%+$28.1K |
| Janney Montgomery Scott LLC | $160.0K | 26,653 | 0.00% | 7q | -61.4%-$254.6K |
| ROBOTTI ROBERT | $151.0K | 25,000 | 0.07% | 7q | HELD |
| SEI INVESTMENTS CO | $144.0K | 24,000 | 0.00% | 6q | HELD |
| GAMCO INVESTORS, INC. ET AL | $141.0K | 23,424 | 0.00% | new | NEW |
| SIMPLEX TRADING, LLC | $133.0K | 1,866 | 0.00% | 5q | HELD |
| TWO SIGMA INVESTMENTS, LP | $128.0K | 21,200 | 0.00% | new | NEW |
| Virtu Financial LLC | $128.0K | 21,212 | 0.01% | new | NEW |
| TWO SIGMA ADVISERS, LP | $126.0K | 20,900 | 0.00% | new | NEW |
| WEBER ALAN W | $121.0K | 20,100 | 0.06% | 7q | -98.4%-$7.4M |
| PRELUDE CAPITAL MANAGEMENT, LLC | $120.0K | 19,978 | 0.01% | 2q | -88.3%-$909.5K |
| Ancora Advisors, LLC | $102.0K | 17,000 | 0.00% | 2q | -54.1%-$120.0K |
| Investors Research Corp | $85.0K | 14,100 | 0.04% | 7q | HELD |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $84.0K | 13,871 | 0.00% | new | NEW |
| AMERICAN INTERNATIONAL GROUP INC | $73.0K | 12,132 | 0.00% | 7q | +6.0%+$4.1K |
| Marshall Wace North America L.P. | $71.0K | 11,762 | 0.00% | new | NEW |
| NEW YORK STATE COMMON RETIREMENT FUND | $68.0K | 11,300 | 0.00% | 7q | HELD |
| BARCLAYS PLC | $66.0K | 10,982 | 0.00% | 7q | +71.6%+$27.5K |
| SG Americas Securities, LLC | $65.0K | 10,770 | 0.00% | new | NEW |
| D. E. Shaw & Co., Inc. | $64.0K | 10,707 | 0.00% | 4q | -77.3%-$217.4K |
| DEUTSCHE BANK AG\ | $55.0K | 9,131 | 0.00% | 10q | +50.8%+$18.5K |
| MORGAN STANLEY | $53.0K | 8,844 | 0.00% | 11q | -21.1%-$14.1K |
| Skandinaviska Enskilda Banken AB (publ) | $49.0K | 8,100 | 0.00% | 2q | -89.3%-$408.1K |
| JPMORGAN CHASE & CO | $40.0K | 6,672 | 0.00% | 7q | +8.0%+$3.0K |
| Tower Research Capital LLC (TRC) | $38.0K | 6,312 | 0.00% | new | NEW |
| UBS Group AG | $36.0K | 6,022 | 0.00% | 4q | -54.6%-$43.3K |
| FNY Investment Advisers, LLC | $25.0K | 4,200 | 0.01% | 2q | -65.9%-$48.2K |
| CITIGROUP INC | $18.0K | 2,950 | 0.00% | 7q | -47.2%-$16.1K |
| SRS Capital Advisors, Inc. | $18.0K | 3,000 | 0.00% | 6q | HELD |
| Hillsdale Investment Management Inc. | $17.0K | 2,800 | 0.00% | new | NEW |
| Legal & General Group Plc | $14.0K | 2,320 | 0.00% | 7q | HELD |
| Stonehage Fleming Financial Services Holdings Ltd | $13.0K | 2,208 | 0.00% | 14q | HELD |
| BANK OF MONTREAL /CAN/ | $10.0K | 1,557 | 0.00% | new | NEW |
| Ameritas Investment Partners, Inc. | $10.0K | 1,604 | 0.00% | 7q | HELD |
| BNP PARIBAS ARBITRAGE, SA | $7.9K | 1,311 | 0.00% | 7q | -78.1%-$28.2K |
| Kore Private Wealth LLC | $6.0K | 1,075 | 0.00% | 3q | HELD |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | $5.0K | 859 | 0.00% | 3q | +6.4% |
| AdvisorNet Financial, Inc | $1.0K | 161 | 0.00% | 6q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2020 | 85 | $98.1M | 16,024,074 | 22 | 20 | 24 | 1.6% |
| Q1 2020 | 90 | $99.2M | 17,279,653 | 31 | 16 | 24 | 2.8% |
| Q4 2019 | 75 | $75.4M | 18,859,968 | 9 | 21 | 18 | 1.2% |
| Q3 2019 | 76 | $104.4M | 19,394,846 | 11 | 20 | 26 | 1.9% |
| Q2 2019 | 82 | $85.9M | 20,065,692 | 14 | 24 | 30 | 3.5% |
| Q1 2019 | 91 | $128.8M | 20,254,062 | 13 | 21 | 35 | 1.2% |
| Q4 2018 | 96 | $132.7M | 21,248,709 | 2 | 1 | 3 | 1.4% |