GUGGENHEIM TAXABLE MUNICP BO (GBAB)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
57
Reporting holders
$103.0M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $51.2M | 3,542,880 | 0.00% | 35q | +11.8%+$5.4M |
| LPL Financial LLC | $6.0M | 418,035 | 0.00% | 27q | -13.5%-$941.0K |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $4.2M | 288,901 | 0.20% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $3.9M | 272,969 | 0.00% | 31q | -53.7%-$4.6M |
| Invesco Ltd. | $3.3M | 230,759 | 0.00% | 31q | +20.8%+$575.3K |
| UBS Group AG | $2.8M | 193,113 | 0.00% | 31q | -0.8%-$23.3K |
| WELLS FARGO & COMPANY/MN | $2.6M | 181,841 | 0.00% | 31q | -44.0%-$2.1M |
| Cooper Financial Group | $2.4M | 164,368 | 0.20% | 15q | +4.4%+$99.4K |
| RAYMOND JAMES FINANCIAL INC | $2.3M | 158,813 | 0.00% | 7q | -6.2%-$152.2K |
| OSAIC HOLDINGS, INC. | $2.2M | 151,322 | 0.00% | 26q | +14.3%+$274.6K |
| Venture Visionary Partners LLC | $2.0M | 141,622 | 0.06% | 11q | HELD |
| Fiera Capital Corp | $2.0M | 138,884 | 0.01% | 22q | +3.3%+$64.9K |
| WHITTIER TRUST CO | $1.4M | 100,514 | 0.01% | 31q | HELD |
| Savvy Advisors, Inc. | $1.2M | 83,949 | 0.03% | 7q | +0.7%+$8.1K |
| ROYAL BANK OF CANADA | $1.2M | 82,861 | 0.00% | 31q | -7.3%-$94.3K |
| DAYMARK WEALTH PARTNERS, LLC | $1.2M | 82,107 | 0.03% | 3q | HELD |
| Morse Asset Management, Inc | $1.1M | 78,944 | 0.19% | 4q | +1.0%+$10.9K |
| JBR Co Financial Management Inc | $1.0M | 69,865 | 0.37% | 11q | +140.5%+$590.2K |
| Cetera Investment Advisers | $874.8K | 60,494 | 0.00% | 13q | +7.3%+$59.3K |
| STIFEL FINANCIAL CORP | $802.4K | 55,494 | 0.00% | 23q | HELD |
| Whipplewood Advisors, LLC | $757.2K | 52,364 | 0.51% | 7q | -0.8%-$6.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $658.8K | 45,558 | 0.00% | 25q | -6.4%-$45.0K |
| NewEdge Advisors, LLC | $603.4K | 41,727 | 0.00% | 2q | +45.2%+$187.9K |
| Intellus Advisors LLC | $573.6K | 39,668 | 0.07% | 7q | +24.0%+$111.1K |
| ENVESTNET ASSET MANAGEMENT INC | $503.9K | 34,850 | 0.00% | 4q | +12.8%+$57.2K |
| Xcel Wealth Management, LLC | $495.4K | 34,258 | 0.12% | 15q | -31.6%-$229.3K |
| INVICTUS PRIVATE WEALTH, LLC | $473.2K | 32,723 | 0.03% | 4q | +77.3%+$206.3K |
| David J Yvars Group | $466.3K | 32,315 | 0.22% | 23q | -1.0%-$4.6K |
| OPPENHEIMER & CO INC | $424.9K | 29,385 | 0.00% | 8q | -32.6%-$205.7K |
| Walker Asset Management, LLC | $395.5K | 27,348 | 0.20% | 19q | -12.4%-$55.8K |
| MGO ONE SEVEN LLC | $346.5K | 23,959 | 0.01% | 2q | +16.5%+$49.1K |
| Fortitude Advisory Group L.L.C. | $341.0K | 23,585 | 0.13% | 19q | +3.0%+$10.0K |
| Private Advisor Group, LLC | $317.5K | 21,958 | 0.00% | 24q | -7.8%-$26.9K |
| Noble Wealth Management PBC | $267.9K | 18,525 | 0.12% | 6q | +2.3%+$6.1K |
| LANARK FINANCIAL, INC. | $257.0K | 17,773 | 0.02% | 12q | +14.3%+$32.1K |
| Estate Planners Group, LLC | $233.9K | 16,179 | 0.11% | 3q | -3.1%-$7.5K |
| XTX Topco Ltd | $224.1K | 15,498 | 0.00% | new | NEW |
| Advisors Asset Management, Inc. | $217.6K | 15,051 | 0.00% | 2q | +3544.3%+$211.7K |
| LaSalle St. Investment Advisors, LLC | $216.8K | 14,993 | 0.03% | 7q | -7.2%-$16.9K |
| FIRST FOUNDATION ADVISORS | $207.5K | 14,350 | 0.01% | new | NEW |
| JANE STREET GROUP, LLC | $184.1K | 12,730 | 0.00% | 5q | -44.9%-$149.7K |
| Stratos Wealth Partners, LTD. | $163.9K | 11,337 | 0.00% | 31q | -11.0%-$20.2K |
| Carl P. Sherr & Co., LLC | $163.8K | 11,325 | 0.07% | new | NEW |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | $154.2K | 10,664 | 0.01% | 4q | -8.3%-$14.0K |
| MAIMON WEALTH MANAGEMENT LTD. | $144.6K | 10,000 | 0.11% | 3q | HELD |
| CoreCap Advisors, LLC | $98.0K | 6,775 | 0.00% | 8q | -26.9%-$36.0K |
| EASTERN BANK | $61.3K | 4,238 | 0.00% | 7q | HELD |
| Fairscale Capital, LLC | $22.9K | 1,587 | 0.01% | 9q | HELD |
| Clear Street Group Inc. | $20.6K | 1,426 | 0.00% | new | NEW |
| MERCER GLOBAL ADVISORS INC /ADV | $17.8K | 1,234 | 0.00% | new | NEW |
| PNC Financial Services Group, Inc. | $17.4K | 1,200 | 0.00% | 10q | HELD |
| Farther Finance Advisors, LLC | $11.9K | 820 | 0.00% | 13q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $11.6K | 801,655 | 0.22% | 7q | +19.0%+$1.8K |
| Kentucky Trust Co | $11.2K | 775 | 0.01% | 7q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $11.1K | 778 | 0.00% | 3q | +45.7%+$3.5K |
| Integrated Wealth Concepts LLC | $7.2K | 500 | 0.00% | new | NEW |
| WHITTIER TRUST CO OF NEVADA INC | $2.5K | 175 | 0.00% | 31q | HELD |
| COHEN & STEERS, INC. | $2.0K | 140,924 | 0.00% | 7q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $1.9K | 130 | 0.00% | 4q | HELD |
| Janney Montgomery Scott LLC | $1.5K | 103,718 | 0.00% | 31q | -4.7% |
| WEDBUSH SECURITIES INC | $1.1K | 77,972 | 0.03% | 21q | +10.1% |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-13 | 13G/A | Morgan Stanleywith 1 co-filers | 12.8% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 57 | $103.0M | 7,125,496 | 7 | 19 | 19 | 0.0% |
| Q1 2026 | 58 | $100.0M | 6,896,701 | 5 | 19 | 17 | 0.0% |
| Q4 2025 | 60 | $98.7M | 6,617,347 | 7 | 19 | 16 | 0.0% |
| Q3 2025 | 55 | $95.4M | 6,125,935 | 7 | 16 | 15 | 0.0% |
| Q2 2025 | 54 | $87.7M | 5,833,953 | 6 | 15 | 21 | 0.0% |
| Q1 2025 | 52 | $91.6M | 5,891,628 | 3 | 19 | 12 | 0.0% |
| Q4 2024 | 64 | $87.9M | 5,780,333 | 13 | 14 | 17 | 0.0% |
| Q3 2024 | 59 | $97.8M | 5,564,082 | 7 | 25 | 12 | 0.0% |
| Q2 2024 | 57 | $85.6M | 5,388,652 | 6 | 18 | 15 | 0.0% |
| Q1 2024 | 55 | $140.3M | 8,635,695 | 8 | 15 | 16 | 0.0% |
| Q4 2023 | 54 | $109.3M | 6,747,216 | 2 | 17 | 17 | 0.0% |
| Q3 2023 | 57 | $79.1M | 5,088,762 | 7 | 17 | 17 | 0.0% |
| Q2 2023 | 56 | $80.8M | 4,959,021 | 4 | 17 | 16 | 0.0% |
| Q1 2023 | 53 | $80.7M | 4,741,010 | 5 | 21 | 13 | 0.0% |
| Q4 2022 | 50 | $74.4M | 4,546,412 | 8 | 9 | 24 | 0.0% |
| Q3 2022 | 57 | $71.0M | 4,592,570 | 6 | 16 | 16 | 0.0% |
| Q2 2022 | 62 | $66.0M | 3,703,112 | 10 | 12 | 21 | 0.0% |
| Q1 2022 | 56 | $70.1M | 3,526,291 | 3 | 21 | 20 | 0.0% |
| Q4 2021 | 62 | $92.7M | 3,906,765 | 8 | 21 | 15 | 0.0% |
| Q3 2021 | 53 | $92.2M | 3,764,916 | 4 | 24 | 13 | 0.0% |
| Q2 2021 | 52 | $86.4M | 3,500,728 | 3 | 24 | 15 | 0.0% |
| Q1 2021 | 52 | $76.5M | 3,270,368 | 5 | 25 | 10 | 0.0% |
| Q4 2020 | 51 | $79.7M | 3,126,656 | 8 | 23 | 7 | 0.0% |
| Q3 2020 | 46 | $73.6M | 3,122,427 | 5 | 8 | 17 | 0.0% |
| Q2 2020 | 43 | $93.2M | 4,007,060 | 4 | 20 | 8 | 0.0% |
| Q1 2020 | 44 | $85.1M | 3,866,581 | 9 | 18 | 10 | 0.0% |
| Q4 2019 | 43 | $82.9M | 3,501,583 | 6 | 14 | 11 | 0.0% |
| Q3 2019 | 42 | $80.9M | 3,384,710 | 5 | 15 | 7 | 0.0% |
| Q2 2019 | 41 | $81.2M | 3,383,159 | 7 | 14 | 12 | 0.0% |
| Q1 2019 | 36 | $78.0M | 3,444,940 | 3 | 12 | 11 | 0.0% |
| Q4 2018 | 37 | $77.2M | 3,518,094 | 0 | 1 | 0 | 0.0% |