FIRST TR EXCHNG TRADED FD VI (GAUG)
Institutional ownership reported to the SEC as of Q2 2026, across 12 quarters.
96
Reporting holders
$165.8M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Arax Advisory Partners | $63.2M | 1,526,954 | 0.42% | 2q | +93.3%+$30.5M |
| COMMONWEALTH EQUITY SERVICES, LLC | $11.6M | 279,530 | 0.01% | 12q | -3.2%-$383.5K |
| RAYMOND JAMES FINANCIAL INC | $10.5M | 253,335 | 0.00% | 7q | -12.6%-$1.5M |
| Kestra Advisory Services, LLC | $7.5M | 181,305 | 0.02% | 12q | -23.2%-$2.3M |
| MILESTONE ASSET MANAGEMENT, LLC | $6.2M | 149,372 | 0.97% | 10q | +3.5%+$209.7K |
| OSAIC HOLDINGS, INC. | $5.0M | 119,908 | 0.01% | 12q | -2.8%-$142.6K |
| Americana Partners, LLC | $3.9M | 93,760 | 0.09% | 12q | -40.5%-$2.6M |
| Cetera Investment Advisers | $3.1M | 75,168 | 0.00% | 12q | -4.4%-$143.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.8M | 67,608 | 0.00% | 4q | +109.3%+$1.5M |
| CITY HOLDING CO | $2.3M | 55,600 | 0.26% | 12q | -16.5%-$455.5K |
| LPL Financial LLC | $2.3M | 54,972 | 0.00% | 10q | -51.0%-$2.4M |
| Sage Capital Advisors,llc | $2.3M | 54,533 | 0.47% | 4q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $2.1M | 51,556 | 0.00% | 12q | -11.7%-$282.1K |
| Tanglewood Legacy Advisors, LLC | $2.0M | 48,766 | 0.65% | 12q | -9.8%-$220.4K |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.9M | 47,072 | 0.04% | 6q | -0.9%-$17.1K |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.9M | 44,760 | 0.09% | new | NEW |
| ROYAL BANK OF CANADA | $1.8M | 44,435 | 0.00% | 8q | -7.5%-$148.2K |
| Brookstone Capital Management | $1.8M | 43,958 | 0.02% | 8q | HELD |
| Chris Bulman Inc | $1.8M | 43,286 | 0.65% | 9q | HELD |
| Horizon Investments, LLC | $1.8M | 42,313 | 0.02% | 8q | -47.0%-$1.6M |
| WealthPlan Investment Management, LLC | $1.6M | 38,015 | 0.08% | 5q | -7.0%-$117.9K |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | $1.5M | 35,170 | 0.07% | 4q | HELD |
| OLD MISSION CAPITAL LLC | $1.3M | 30,932 | 0.02% | new | NEW |
| MAI Capital Management | $1.2M | 29,110 | 0.00% | 8q | -63.4%-$2.1M |
| Concurrent Investment Advisors, LLC | $1.2M | 28,785 | 0.01% | 8q | -0.8%-$9.4K |
| CreativeOne Wealth, LLC | $921.3K | 22,243 | 0.02% | 8q | HELD |
| Kovack Advisors, Inc. | $919.6K | 22,202 | 0.04% | 3q | -5.1%-$49.0K |
| CITADEL ADVISORS LLC | $882.7K | 21,310 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $866.2K | 20,988 | 0.00% | 3q | +132.6%+$493.8K |
| Sanctuary Advisors, LLC | $852.0K | 20,570 | 0.00% | 9q | -25.8%-$297.0K |
| Mutual Advisors, LLC | $849.5K | 20,509 | 0.02% | 12q | -2.8%-$24.9K |
| TRUIST FINANCIAL CORP | $805.4K | 19,445 | 0.00% | 8q | -25.5%-$276.3K |
| LVZ, Inc. | $743.9K | 17,960 | 0.08% | 6q | HELD |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $741.2K | 17,885 | 0.00% | 8q | HELD |
| UPTICK PARTNERS, LLC | $733.4K | 17,707 | 0.11% | 11q | -5.2%-$40.1K |
| Kestra Investment Management, LLC | $728.9K | 17,597 | 0.01% | 4q | HELD |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $725.6K | 17,517 | 0.20% | 8q | HELD |
| WealthPLAN Partners, LLC | $585.4K | 14,134 | 0.11% | 5q | -13.3%-$90.0K |
| HARBOUR INVESTMENTS, INC. | $569.7K | 13,755 | 0.01% | 12q | -18.2%-$126.9K |
| Savvy Advisors, Inc. | $555.7K | 13,417 | 0.01% | 3q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $525.8K | 12,695 | 0.01% | 4q | HELD |
| Beacon Pointe Advisors, LLC | $509.7K | 12,306 | 0.00% | 2q | -2.3%-$11.8K |
| Ameritas Advisory Services, LLC | $484.2K | 11,689 | 0.01% | 5q | +35.5%+$126.7K |
| Keystone Wealth Services, LLC | $430.8K | 10,401 | 0.08% | 2q | HELD |
| HBW ADVISORY SERVICES LLC | $404.0K | 9,753 | 0.04% | 4q | HELD |
| US BANCORP \DE\ | $396.2K | 9,565 | 0.00% | 4q | HELD |
| CoreCap Advisors, LLC | $392.1K | 9,466 | 0.01% | 10q | +1.3%+$4.8K |
| Grantvest Financial Group LLC | $388.2K | 9,373 | 0.22% | 7q | HELD |
| Mayfair Advisory Group, LLC | $379.1K | 9,123 | 0.11% | 8q | HELD |
| Diligent Investors, LLC | $309.2K | 7,465 | 0.07% | 8q | HELD |
| Madrona Financial Services, LLC | $302.7K | 7,308 | 0.06% | 8q | HELD |
| Steward Partners Investment Advisory, LLC | $289.8K | 6,997 | 0.00% | 12q | HELD |
| NorthCrest Asset Manangement, LLC | $283.3K | 6,814 | 0.01% | 5q | -4.1%-$12.1K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $276.1K | 6,667 | 0.03% | 10q | HELD |
| MGO ONE SEVEN LLC | $273.4K | 6,600 | 0.00% | 4q | -86.6%-$1.8M |
| Stratos Wealth Advisors, LLC | $266.2K | 6,426 | 0.01% | 4q | HELD |
| Prosperity Consulting Group, LLC | $263.2K | 6,354 | 0.01% | 8q | HELD |
| Keating Financial Advisory Services, Inc. | $260.2K | 6,283 | 0.03% | 3q | -0.6%-$1.6K |
| Focus Partners Wealth | $248.5K | 6,000 | 0.00% | 9q | HELD |
| Darwin Wealth Management, LLC | $242.0K | 5,843 | 0.07% | 12q | HELD |
| AXXCESS WEALTH MANAGEMENT, LLC | $242.0K | 5,843 | 0.00% | new | NEW |
| First Heartland Consultants, Inc. | $235.5K | 5,686 | 0.02% | 4q | HELD |
| RFG Advisory, LLC | $228.2K | 5,509 | 0.00% | 4q | HELD |
| Foundations Investment Advisors, LLC | $225.0K | 5,432 | 0.00% | 2q | +1.9%+$4.2K |
| MML INVESTORS SERVICES, LLC | $224.8K | 5,427 | 0.00% | new | NEW |
| SILVER OAK SECURITIES, INCORPORATED | $223.7K | 5,401 | 0.01% | 3q | -6.8%-$16.4K |
| Financial Network Wealth Advisors LLC | $217.4K | 5,249 | 0.22% | 7q | -2.2%-$5.0K |
| IMG Wealth Management, Inc. | $217.3K | 5,246 | 0.12% | 7q | -29.8%-$92.0K |
| Cornerstone Wealth, LLC/TN | $213.2K | 5,119 | 0.11% | new | NEW |
| BARCLAYS PLC | $208.3K | 5,028 | 0.00% | 8q | HELD |
| DHJJ Financial Advisors, Ltd. | $208.0K | 5,022 | 0.06% | 11q | -1.3%-$2.7K |
| CROSSPOINT FINANCIAL, LLC | $207.1K | 5,000 | 0.47% | 7q | -37.5%-$124.3K |
| Gallagher Fiduciary Advisors, LLC | $204.2K | 4,929 | 0.01% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $198.6K | 11,577 | 0.00% | 4q | +9.8%+$17.8K |
| Farther Finance Advisors, LLC | $192.4K | 4,646 | 0.00% | 6q | +3.1%+$5.8K |
| Triumph Capital Management | $182.2K | 4,399 | 0.03% | 3q | HELD |
| REAP Financial Group, LLC | $176.5K | 4,261 | 0.03% | 8q | -0.8%-$1.5K |
| Benson Wealth Management INC | $156.3K | 3,773 | 0.16% | 3q | HELD |
| Integrity Financial Corp /WA | $128.7K | 3,107 | 0.06% | 6q | -54.8%-$156.0K |
| Archer Investment Corp | $122.4K | 2,954 | 0.01% | 8q | -63.1%-$209.6K |
| MORGAN STANLEY | $121.4K | 2,930 | 0.00% | 5q | HELD |
| REICON WEALTH ADVISORS, LLC | $120.6K | 2,911 | 0.07% | 3q | -27.4%-$45.6K |
| Clearstead Advisors, LLC | $109.6K | 2,645 | 0.00% | 4q | HELD |
| SOA Wealth Advisors, LLC. | $85.2K | 2,058 | 0.01% | 8q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $83.3K | 2,010 | 0.01% | new | NEW |
| LANARK FINANCIAL, INC. | $73.8K | 1,782 | 0.01% | 4q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $64.2K | 1,549 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $62.1K | 1,500 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $48.4K | 1,169 | 0.00% | 4q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $47.0K | 1,135 | 0.00% | 8q | HELD |
| Topsail Wealth Management, LLC | $29.0K | 700 | 0.00% | 7q | HELD |
| AE Wealth Management LLC | $24.5K | 592 | 0.00% | 7q | -37.7%-$14.8K |
| NATIONAL BANK OF CANADA /FI/ | $21.0K | 506 | 0.00% | 3q | HELD |
| Pinnacle Bancorp, Inc. | $11.4K | 275 | 0.00% | 4q | HELD |
| NFSG Corp | $3.6K | 88 | 0.00% | 10q | HELD |
| UBS Group AG | $2.1K | 50 | 0.00% | 3q | -90.0%-$18.6K |
| Cambridge Investment Research Advisors, Inc. | $1.2K | 29,818 | 0.00% | 12q | -2.0% |
| Janney Montgomery Scott LLC | $1.1K | 26,024 | 0.00% | new | NEW |
| CENTAURUS FINANCIAL, INC. | $856 | 20,671 | 0.03% | 12q | -2.6% |
| Wood Tarver Financial Group, LLC | $694 | 16,764 | 0.16% | 7q | -0.8% |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-17 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 28.9% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 96 | $165.8M | 4,010,078 | 10 | 9 | 38 | 0.0% |
| Q1 2026 | 97 | $138.7M | 3,589,790 | 7 | 17 | 30 | 0.0% |
| Q4 2025 | 100 | $127.4M | 3,244,986 | 13 | 13 | 27 | 0.0% |
| Q3 2025 | 89 | $212.9M | 5,554,392 | 27 | 33 | 10 | 0.0% |
| Q2 2025 | 69 | $140.7M | 3,801,975 | 8 | 16 | 18 | 0.0% |
| Q1 2025 | 72 | $87.4M | 2,515,803 | 5 | 10 | 22 | 0.0% |
| Q4 2024 | 72 | $95.6M | 2,709,682 | 7 | 14 | 16 | 0.0% |
| Q3 2024 | 71 | $102.3M | 2,941,172 | 29 | 26 | 10 | 0.0% |
| Q2 2024 | 46 | $44.8M | 1,329,728 | 8 | 7 | 13 | 0.0% |
| Q1 2024 | 39 | $43.2M | 1,310,124 | 11 | 4 | 11 | 0.0% |
| Q4 2023 | 39 | $58.9M | 1,864,954 | 11 | 11 | 6 | 0.0% |
| Q3 2023 | 25 | $38.3M | 1,290,893 | 25 | 0 | 0 | 0.0% |