GLADSTONE INVT CORP (GAIN)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
95
Reporting holders
$107.0M
Reported value
15.5%
Of shares outstanding
10.6%
Held as options
+8
Holder change
Institutions report 6,185,652 shares against 39,821,967 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | $12.4M | 804,098 | 0.01% | 31q | +35.8%+$3.3M |
| Melia Wealth LLC | $10.1M | 656,313 | 5.84% | 10q | -38.6%-$6.4M |
| UBS Group AG | $9.6M | 618,149 | 0.00% | 31q | -15.6%-$1.8M |
| TWO SIGMA INVESTMENTS, LP | $9.0M | 584,106 | 0.01% | 3q | -27.4%-$3.4M |
| Union Bancaire Privee, UBP SA | $8.8M | 3,570 | 0.10% | 7q | HELD |
| MORGAN STANLEY | $5.4M | 349,848 | 0.00% | 35q | +3.5%+$182.1K |
| Legal & General Group Plc | $5.2M | 337,067 | 0.00% | 31q | +12.1%+$561.7K |
| CITADEL ADVISORS LLC | $4.9M | 37,593 | 0.00% | 31q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.2M | options only | 0.00% | 31q | OPTIONS |
| PFG Advisors | $3.7M | 236,628 | 0.18% | 31q | -25.0%-$1.2M |
| BlackRock, Inc. | $3.4M | 220,759 | 0.00% | 8q | +6.4%+$206.5K |
| OUTFITTERS FINANCIAL LLC | $3.1M | 203,370 | 2.20% | 23q | -0.9%-$27.1K |
| LPL Financial LLC | $2.9M | 185,176 | 0.00% | 25q | -1.2%-$35.0K |
| BLAIR WILLIAM & CO/IL | $2.2M | 143,679 | 0.01% | 31q | -1.4%-$32.1K |
| DAVENPORT & Co LLC | $2.2M | 142,530 | 0.01% | 31q | +1.9%+$41.2K |
| TUDOR INVESTMENT CORP ET AL | $1.9M | 120,964 | 0.00% | 2q | -3.4%-$65.6K |
| MARSHALL WACE, LLP | $1.8M | 116,693 | 0.00% | new | NEW |
| Legacy Capital Wealth Partners, LLC | $1.8M | 113,833 | 0.34% | 9q | -4.4%-$80.9K |
| Advisors Asset Management, Inc. | $1.6M | 104,239 | 0.02% | 34q | -4.3%-$73.2K |
| Atlantic Union Bankshares Corp | $1.5M | 96,664 | 0.02% | 29q | -0.5%-$7.7K |
| OSAIC HOLDINGS, INC. | $1.4M | 91,023 | 0.00% | 26q | -4.4%-$65.4K |
| Baird Financial Group, Inc. | $1.4M | 90,300 | 0.00% | 16q | HELD |
| SIMPLEX TRADING, LLC | $1.1M | 9,859 | 0.00% | 26q | -38.4%-$711.9K |
| Invesco Ltd. | $1.1M | 72,620 | 0.00% | 5q | +67.9%+$454.2K |
| United Advisor Group, LLC | $1.1M | 72,190 | 0.12% | 11q | -7.0%-$83.8K |
| ALBERT D MASON INC | $1.1M | 69,455 | 0.61% | 24q | +2.2%+$23.5K |
| Cassaday & Co Wealth Management LLC | $966.2K | 62,500 | 0.02% | 7q | -20.9%-$255.1K |
| ROYAL BANK OF CANADA | $904.0K | 58,446 | 0.00% | 31q | HELD |
| GROUP ONE TRADING LLC | $847.2K | options only | 0.00% | 2q | OPTIONS |
| RAYMOND JAMES FINANCIAL INC | $838.6K | 54,244 | 0.00% | 7q | +13.2%+$97.6K |
| IMC-Chicago, LLC | $734.4K | options only | 0.00% | 2q | OPTIONS |
| Cetera Investment Advisers | $649.4K | 42,007 | 0.00% | 9q | +32.7%+$160.1K |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | $571.7K | 36,982 | 0.01% | new | NEW |
| Garner Asset Management Corp | $502.3K | 32,493 | 0.16% | 31q | -5.8%-$30.9K |
| Aquatic Capital Management LLC | $460.3K | 29,776 | 0.02% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $349.3K | 22,593 | 0.00% | 31q | -22.6%-$102.0K |
| GREENWOOD GEARHART LLC | $346.3K | 22,400 | 0.02% | 2q | +25.1%+$69.6K |
| Virtus Investment Advisers, LLC | $343.6K | 22,223 | 0.08% | 6q | -45.8%-$290.8K |
| Focus Partners Wealth | $323.3K | 20,911 | 0.00% | 6q | +0.8%+$2.6K |
| WELLS FARGO & COMPANY/MN | $316.7K | 20,483 | 0.00% | 31q | -41.2%-$221.9K |
| NewEdge Advisors, LLC | $316.6K | 20,476 | 0.00% | new | NEW |
| AMERIFLEX GROUP, INC. | $291.5K | 18,858 | 0.12% | 4q | -2.6%-$7.7K |
| State of Wyoming | $277.0K | 17,916 | 0.03% | 7q | +90.2%+$131.3K |
| JANE STREET GROUP, LLC | $264.4K | options only | 0.00% | 3q | OPTIONS |
| MACKENZIE FINANCIAL CORP | $247.5K | 16,010 | 0.00% | new | NEW |
| Prosperity Financial Group, Inc. | $242.7K | 15,700 | 0.08% | 15q | HELD |
| AMERIPRISE FINANCIAL INC | $212.5K | 13,747 | 0.00% | 2q | -50.8%-$219.1K |
| Private Advisor Group, LLC | $211.1K | 13,652 | 0.00% | 17q | -6.7%-$15.1K |
| Creative Planning | $210.5K | 13,615 | 0.00% | 2q | +2.8%+$5.7K |
| BANK OF AMERICA CORP /DE/ | $195.4K | 12,639 | 0.00% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $178.6K | 11,555 | 0.00% | 9q | -3.8%-$7.1K |
| Hardy Reed LLC | $177.4K | 11,472 | 0.01% | 6q | +1.5%+$2.7K |
| Sound Income Strategies, LLC | $161.7K | 10,456 | 0.01% | 3q | -2.6%-$4.4K |
| NorthRock Partners, LLC | $158.7K | 10,262 | 0.00% | 3q | HELD |
| Prime Capital Investment Advisors, LLC | $158.6K | 10,258 | 0.00% | 4q | HELD |
| NOMURA HOLDINGS INC | $154.6K | 10,000 | 0.00% | new | NEW |
| Abel Hall, LLC | $154.6K | 10,000 | 0.03% | 3q | HELD |
| Register Financial Advisors LLC | $146.9K | 9,500 | 0.05% | 3q | HELD |
| Integrated Wealth Concepts LLC | $123.1K | 7,962 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $118.5K | 7,706 | 0.00% | 8q | +25.4%+$24.0K |
| MERCER GLOBAL ADVISORS INC /ADV | $80.6K | 5,212 | 0.00% | new | NEW |
| Allworth Financial LP | $80.0K | 5,176 | 0.00% | 8q | HELD |
| North Star Investment Management Corp. | $77.3K | 5,000 | 0.00% | 28q | HELD |
| Steward Partners Investment Advisory, LLC | $46.4K | 3,000 | 0.00% | 9q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $34.3K | 2,190 | 0.00% | 3q | HELD |
| Russell Investments Group, Ltd. | $33.5K | 2,168 | 0.00% | new | NEW |
| Kentucky Trust Co | $30.9K | 2,000 | 0.01% | 7q | HELD |
| Burk Holdings LLC | $26.4K | 1,706 | 0.01% | 2q | HELD |
| Ritter Daniher Financial Advisory LLC / DE | $24.6K | 1,594 | 0.00% | 3q | +1.5% |
| JONES FINANCIAL COMPANIES LLLP | $21.0K | 1,388 | 0.00% | 8q | HELD |
| NOMURA ASSET MANAGEMENT CO LTD | $18.8K | 1,218 | 0.00% | 2q | -17.0%-$3.8K |
| EverSource Wealth Advisors, LLC | $18.6K | 1,200 | 0.00% | 15q | HELD |
| FIFTH THIRD BANCORP | $16.2K | 1,049 | 0.00% | 2q | HELD |
| DHJJ Financial Advisors, Ltd. | $15.5K | 1,005 | 0.00% | 12q | HELD |
| BROWN BROTHERS HARRIMAN & CO | $15.5K | 1,000 | 0.00% | new | NEW |
| CALDWELL SUTTER CAPITAL, INC. | $12.4K | 800 | 0.00% | 15q | HELD |
| Crewe Advisors LLC | $11.8K | 766 | 0.00% | 4q | HELD |
| Pflug Koory, LLC | $10.4K | 675 | 0.00% | 21q | HELD |
| Farther Finance Advisors, LLC | $10.3K | 666 | 0.00% | 6q | +1.2% |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $9.3K | 600 | 0.00% | 14q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $9.1K | 586 | 0.00% | new | NEW |
| COOPER CREEK PARTNERS MANAGEMENT LLC | $8.9K | 576,289 | 0.21% | new | NEW |
| Tower Research Capital LLC (TRC) | $8.1K | 525 | 0.00% | 8q | -12.8%-$1.2K |
| US BANCORP \DE\ | $6.6K | 426 | 0.00% | new | NEW |
| SIGNATUREFD, LLC | $6.0K | 388 | 0.00% | 22q | -64.1%-$10.7K |
| Markowski Investments | $4.6K | 300 | 0.00% | new | FIRST |
| Larson Financial Group LLC | $3.7K | 239 | 0.00% | 13q | +1.3% |
| Parallel Advisors, LLC | $3.4K | 221 | 0.00% | 15q | HELD |
| VALLEY NATIONAL ADVISERS INC | $2.3K | 150 | 0.00% | 25q | HELD |
| ASSETMARK, INC | $1.8K | 117 | 0.00% | 5q | -81.2%-$7.8K |
| JNBA Financial Advisors | $1.7K | 111 | 0.00% | new | NEW |
| OAKWORTH CAPITAL, INC. | $1.6K | 100 | 0.00% | 5q | HELD |
| CANADA LIFE ASSURANCE Co | $805 | 52,264 | 0.00% | 27q | +20.4% |
| JFS WEALTH ADVISORS, LLC | $696 | 45 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $251 | 16,236 | 0.00% | 4q | -12.3% |
| BNP PARIBAS FINANCIAL MARKETS | $232 | 15 | 0.00% | 2q | +7.1% |
| HARBOUR INVESTMENTS, INC. | $155 | 10 | 0.00% | 15q | HELD |
| Rialto Wealth Management, LLC | $109 | 7 | 0.00% | new | NEW |
| HUNTINGTON NATIONAL BANK | $15 | 1 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 95 | $107.0M | 6,185,652 | 16 | 19 | 30 | 10.6% |
| Q1 2026 | 87 | $90.9M | 6,179,939 | 16 | 26 | 23 | 3.5% |
| Q4 2025 | 88 | $83.0M | 5,838,529 | 16 | 26 | 23 | 1.7% |
| Q3 2025 | 83 | $72.7M | 5,157,862 | 14 | 27 | 19 | 2.0% |
| Q2 2025 | 80 | $68.3M | 4,636,184 | 12 | 29 | 21 | 3.1% |
| Q1 2025 | 80 | $61.6M | 4,474,593 | 9 | 25 | 22 | 3.0% |
| Q4 2024 | 77 | $57.5M | 4,183,019 | 10 | 19 | 23 | 3.6% |
| Q3 2024 | 73 | $61.6M | 4,094,570 | 12 | 16 | 24 | 4.0% |
| Q2 2024 | 77 | $67.2M | 4,577,583 | 14 | 19 | 22 | 4.7% |
| Q1 2024 | 69 | $67.0M | 4,453,672 | 5 | 20 | 24 | 5.4% |
| Q4 2023 | 82 | $54.2M | 3,637,235 | 18 | 28 | 15 | 5.1% |
| Q3 2023 | 65 | $42.7M | 3,241,984 | 11 | 18 | 19 | 3.2% |
| Q2 2023 | 67 | $43.9M | 3,222,121 | 8 | 15 | 24 | 4.3% |
| Q1 2023 | 65 | $46.0M | 3,276,882 | 4 | 21 | 19 | 5.6% |
| Q4 2022 | 69 | $47.1M | 3,550,494 | 18 | 24 | 9 | 2.8% |
| Q3 2022 | 75 | $50.9M | 4,083,825 | 8 | 21 | 21 | 2.8% |
| Q2 2022 | 77 | $55.3M | 3,822,778 | 13 | 22 | 23 | 2.6% |
| Q1 2022 | 76 | $67.7M | 4,039,235 | 9 | 21 | 24 | 3.7% |
| Q4 2021 | 71 | $68.1M | 3,937,841 | 13 | 18 | 22 | 1.2% |
| Q3 2021 | 72 | $60.9M | 4,199,001 | 9 | 21 | 23 | 2.1% |
| Q2 2021 | 71 | $60.6M | 4,111,491 | 7 | 27 | 21 | 2.2% |
| Q1 2021 | 77 | $54.1M | 4,287,153 | 14 | 22 | 26 | 3.4% |
| Q4 2020 | 75 | $46.0M | 4,400,526 | 13 | 23 | 21 | 3.5% |
| Q3 2020 | 70 | $42.7M | 4,542,253 | 14 | 13 | 25 | 3.2% |
| Q2 2020 | 72 | $49.6M | 4,747,768 | 16 | 13 | 23 | 2.2% |
| Q1 2020 | 77 | $42.9M | 5,357,792 | 15 | 26 | 22 | 1.1% |
| Q4 2019 | 78 | $75.0M | 5,631,297 | 16 | 26 | 15 | 0.5% |
| Q3 2019 | 66 | $61.6M | 4,894,573 | 16 | 22 | 6 | 2.5% |
| Q2 2019 | 62 | $57.1M | 4,773,840 | 8 | 18 | 21 | 6.1% |
| Q1 2019 | 69 | $55.0M | 4,601,521 | 11 | 21 | 23 | 2.2% |
| Q4 2018 | 67 | $45.6M | 4,757,316 | 2 | 2 | 2 | 1.5% |