FIRST TR EXCHANGE-TRADED ALP (FYX)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
196
Reporting holders
$946.9M
Reported value
0.0%
Held as options
+22
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | $103.2M | 715,280 | 0.02% | 31q | -34.3%-$53.9M |
| ROYAL BANK OF CANADA | $101.6M | 704,083 | 0.02% | 31q | -0.6%-$622.9K |
| LPL Financial LLC | $98.7M | 683,900 | 0.02% | 31q | +11.7%+$10.4M |
| MORGAN STANLEY | $97.8M | 678,078 | 0.01% | 35q | +3.9%+$3.6M |
| RAYMOND JAMES FINANCIAL INC | $62.9M | 435,608 | 0.02% | 7q | +5.3%+$3.1M |
| UBS Group AG | $60.9M | 421,883 | 0.01% | 31q | +38.5%+$16.9M |
| BANK OF AMERICA CORP /DE/ | $51.6M | 357,405 | 0.00% | 31q | -3.8%-$2.0M |
| Genesee Capital Advisors, LLC | $23.6M | 163,889 | 7.45% | 9q | +142.2%+$13.9M |
| Cetera Investment Advisers | $21.9M | 151,913 | 0.02% | 31q | +17.8%+$3.3M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $17.4M | 120,332 | 0.01% | 31q | +3.0%+$498.0K |
| Concurrent Investment Advisors, LLC | $15.5M | 107,601 | 0.13% | 5q | +25.8%+$3.2M |
| ENVESTNET ASSET MANAGEMENT INC | $14.6M | 101,266 | 0.00% | 31q | +159.5%+$9.0M |
| Crusonia Wealth Advisors LLC | $10.6M | 73,453 | 1.74% | 3q | -0.6%-$61.3K |
| Chicago Partners Investment Group LLC | $10.1M | 71,639 | 0.20% | 31q | -1.4%-$138.9K |
| Per Stirling Capital Management, LLC. | $9.6M | 66,712 | 0.91% | 15q | +1.8%+$170.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $9.4M | 64,962 | 0.01% | 31q | -1.2%-$115.1K |
| Wealth Alliance Advisory Group, LLC | $8.6M | 59,310 | 1.24% | 16q | -0.6%-$48.5K |
| STIFEL FINANCIAL CORP | $7.9M | 54,429 | 0.01% | 31q | +44.3%+$2.4M |
| Geneos Wealth Management Inc. | $7.7M | 53,610 | 0.16% | 7q | +2.4%+$178.1K |
| Kestra Advisory Services, LLC | $7.3M | 50,485 | 0.02% | 24q | -13.6%-$1.1M |
| FWG Holdings, LLC | $7.2M | 50,930 | 2.50% | 3q | +2099.1%+$6.9M |
| D.A. DAVIDSON & CO. | $7.0M | 48,579 | 0.04% | 31q | +0.9%+$60.7K |
| Mainsail Financial Group, LLC | $6.4M | 44,673 | 2.19% | 15q | +11.0%+$640.7K |
| OSAIC HOLDINGS, INC. | $6.4M | 44,404 | 0.01% | 26q | HELD |
| Hapanowicz & Associates Financial Services, Inc | $6.0M | 41,586 | 1.87% | 31q | -2.1%-$129.0K |
| JPMORGAN CHASE & CO | $5.3M | 37,178 | 0.00% | 15q | -5.7%-$324.3K |
| MTM Investment Management, LLC | $5.3M | 36,765 | 1.51% | 22q | +1.4%+$72.7K |
| HighTower Advisors, LLC | $5.3M | 36,502 | 0.01% | 31q | -1.0%-$50.9K |
| JONES FINANCIAL COMPANIES LLLP | $5.2M | 36,340 | 0.00% | 9q | +43.6%+$1.6M |
| CITY HOLDING CO | $5.2M | 35,861 | 0.58% | 31q | +14.4%+$650.6K |
| Arrow Investment Advisors, LLC | $4.7M | 32,447 | 4.53% | new | NEW |
| Troutman Wealth Management, LLC | $4.6M | 31,950 | 3.55% | 3q | -0.6%-$27.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $4.6M | 32,310 | 0.01% | 12q | +1.2%+$54.3K |
| Baird Financial Group, Inc. | $4.4M | 30,593 | 0.01% | 31q | -1.3%-$57.0K |
| HARBOUR INVESTMENTS, INC. | $4.3M | 30,029 | 0.06% | 21q | +149.2%+$2.6M |
| Regal Investment Advisors LLC | $4.3M | 29,983 | 0.22% | 21q | -1.8%-$77.2K |
| MML INVESTORS SERVICES, LLC | $4.3M | 29,812 | 0.01% | 19q | +8.6%+$342.4K |
| Western Wealth Management, LLC | $4.3M | 29,597 | 0.14% | 23q | HELD |
| Dorsey Wright & Associates | $4.0M | 27,424 | 0.67% | new | NEW |
| ROMAN BUTLER FULLERTON & CO | $3.4M | 24,128 | 0.81% | new | NEW |
| PARK NATIONAL CORP /OH/ | $3.3M | 22,571 | 0.09% | 31q | -2.3%-$77.5K |
| Equitable Holdings, Inc. | $3.2M | 22,106 | 0.02% | 23q | +38.0%+$878.9K |
| Arkadios Wealth Advisors | $3.1M | 21,714 | 0.05% | 7q | +520.6%+$2.6M |
| FIFTH THIRD BANCORP | $3.1M | 21,620 | 0.01% | 2q | -1.7%-$55.1K |
| IFG Advisory, LLC | $3.1M | 21,515 | 0.11% | 28q | +15604.4%+$3.1M |
| &PARTNERS | $2.9M | 20,069 | 0.01% | 8q | +42.2%+$859.9K |
| MERCER GLOBAL ADVISORS INC /ADV | $2.8M | 19,058 | 0.00% | 2q | -7.8%-$233.0K |
| TWO SIGMA INVESTMENTS, LP | $2.7M | 18,900 | 0.00% | 2q | +237.5%+$1.9M |
| Sanctuary Advisors, LLC | $2.6M | 17,823 | 0.01% | 9q | -0.6%-$14.4K |
| Catalyst Investment Management LLC | $2.5M | 17,580 | 2.30% | 3q | +18.5%+$395.5K |
| Lakeridge Wealth Management LLC | $2.2M | 15,072 | 0.80% | 11q | -12.6%-$312.3K |
| Private Advisor Group, LLC | $2.0M | 13,691 | 0.01% | 25q | +97.3%+$974.4K |
| Integrated Wealth Concepts LLC | $2.0M | 13,638 | 0.01% | 8q | +94.5%+$956.0K |
| Rockefeller Capital Management L.P. | $1.9M | 13,381 | 0.00% | 4q | +50.1%+$644.1K |
| Three Seasons Wealth, LLC | $1.8M | 12,719 | 0.17% | 12q | -3.0%-$56.0K |
| TRUIST FINANCIAL CORP | $1.7M | 11,748 | 0.00% | 27q | -3.8%-$66.5K |
| B. Riley Wealth Advisors, Inc. | $1.7M | 11,692 | 0.09% | 8q | HELD |
| RFG Advisory, LLC | $1.7M | 11,459 | 0.03% | 2q | -62.9%-$2.8M |
| Sun Financial Inc | $1.6M | 11,270 | 0.77% | 3q | -4.2%-$72.0K |
| Keystone Financial Group | $1.6M | 11,156 | 0.10% | 8q | -2.9%-$48.2K |
| Riggs Asset Managment Co. Inc. | $1.6M | 11,050 | 0.28% | new | NEW |
| Cyndeo Wealth Partners, LLC | $1.6M | 10,966 | 0.07% | 15q | -0.6%-$9.7K |
| ARS Wealth Advisors Group, LLC | $1.4M | 9,980 | 0.11% | 17q | -13.7%-$229.3K |
| US BANCORP \DE\ | $1.3M | 9,273 | 0.00% | 31q | -2.6%-$36.1K |
| Corient Private Wealth LP | $1.3M | 9,146 | 0.00% | 4q | +100.0%+$659.9K |
| AXXCESS WEALTH MANAGEMENT, LLC | $1.3M | 9,023 | 0.02% | new | NEW |
| Triumph Capital Management | $1.3M | 9,001 | 0.24% | 8q | -20.4%-$331.9K |
| Mariner, LLC | $1.2M | 8,560 | 0.00% | 8q | -4.3%-$55.8K |
| Tudor Financial Inc. | $1.2M | 9,519 | 0.27% | 2q | +181.6%+$778.0K |
| Vise Technologies, Inc. | $1.1M | 7,470 | 0.01% | 3q | +50.8%+$363.1K |
| Maridea Wealth Management LLC | $1.1M | 7,422 | 0.12% | 5q | -41.9%-$772.5K |
| TCFG Investment Advisors, LLC | $1.0M | 7,265 | 0.35% | 2q | HELD |
| Steward Partners Investment Advisory, LLC | $1.0M | 7,260 | 0.01% | 31q | +21.0%+$182.0K |
| POWER WEALTH MANAGEMENT LLC | $1.0M | 7,056 | 0.35% | new | NEW |
| DAYMARK WEALTH PARTNERS, LLC | $1.0M | 6,935 | 0.02% | 14q | -2.4%-$24.1K |
| Perennial Investment Advisors, LLC | $894.0K | 6,196 | 0.06% | 21q | -4.8%-$45.2K |
| Lido Advisors, LLC | $846.1K | 5,863 | 0.00% | new | NEW |
| STEPHENS INC /AR/ | $793.6K | 5,500 | 0.01% | 18q | HELD |
| Root Financial Partners, LLC | $782.6K | 5,424 | 0.03% | 14q | -8.5%-$72.4K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $773.9K | 5,363 | 0.04% | 28q | HELD |
| VestGen Advisors, LLC | $758.9K | 5,259 | 0.02% | 2q | -1.7%-$13.0K |
| CAPTRUST FINANCIAL ADVISORS | $748.4K | 5,186 | 0.00% | 16q | HELD |
| VestGen Investment Management | $740.0K | 5,128 | 0.39% | new | NEW |
| Keystone Wealth Services, LLC | $739.5K | 5,125 | 0.14% | 2q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $739.4K | 5,124 | 0.00% | 4q | -57.8%-$1.0M |
| KPP Advisory Services LLC | $714.9K | 4,955 | 0.09% | 10q | HELD |
| Snowden Capital Advisors LLC | $697.0K | 4,831 | 0.02% | 42q | +12.7%+$78.5K |
| DHJJ Financial Advisors, Ltd. | $690.1K | 4,782 | 0.20% | 23q | +4.9%+$32.2K |
| Atlas Legacy Advisors, LLC | $667.5K | 4,626 | 0.10% | 7q | -1.1%-$7.5K |
| NewEdge Advisors, LLC | $665.7K | 4,614 | 0.00% | 15q | +5.9%+$36.9K |
| Waverly Advisors, LLC | $665.6K | 4,613 | 0.00% | 5q | HELD |
| Morey & Quinn Wealth Partners, LLC | $658.4K | 4,563 | 0.42% | 7q | HELD |
| Creative Planning | $656.9K | 4,552 | 0.00% | 19q | +1.1%+$6.9K |
| Balboa Wealth Partners | $652.2K | 4,520 | 0.09% | new | NEW |
| Brown Miller Wealth Management, LLC | $634.5K | 4,397 | 0.16% | new | NEW |
| GOLDMAN SACHS GROUP INC | $633.9K | 4,393 | 0.00% | 24q | +5.7%+$34.1K |
| Trueblood Wealth Management, LLC | $631.7K | 4,378 | 0.22% | 11q | HELD |
| Belpointe Asset Management LLC | $628.1K | 4,352 | 0.02% | 15q | -3.9%-$25.5K |
| OPPENHEIMER & CO INC | $595.8K | 4,129 | 0.01% | 22q | HELD |
| Krilogy Financial LLC | $568.5K | 3,940 | 0.02% | 4q | HELD |
Showing the largest 100 of 204 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 196 | $946.9M | 6,567,900 | 40 | 46 | 55 | 0.0% |
| Q1 2026 | 174 | $756.2M | 6,330,163 | 21 | 46 | 47 | 0.0% |
| Q4 2025 | 166 | $603.9M | 5,328,691 | 18 | 29 | 57 | 0.0% |
| Q3 2025 | 148 | $560.8M | 5,147,376 | 11 | 35 | 55 | 0.0% |
| Q2 2025 | 150 | $560.0M | 5,751,861 | 15 | 34 | 56 | 0.0% |
| Q1 2025 | 148 | $505.6M | 5,611,606 | 9 | 41 | 48 | 0.0% |
| Q4 2024 | 157 | $584.7M | 5,785,287 | 14 | 42 | 40 | 0.0% |
| Q3 2024 | 143 | $556.5M | 5,589,898 | 21 | 40 | 45 | 0.0% |
| Q2 2024 | 128 | $503.8M | 5,557,353 | 11 | 33 | 48 | 0.1% |
| Q1 2024 | 131 | $671.1M | 7,201,435 | 11 | 46 | 45 | 0.0% |
| Q4 2023 | 133 | $585.7M | 6,402,324 | 15 | 36 | 50 | 0.0% |
| Q3 2023 | 118 | $473.7M | 5,876,870 | 13 | 32 | 41 | 0.0% |
| Q2 2023 | 110 | $463.4M | 5,630,862 | 7 | 26 | 47 | 0.0% |
| Q1 2023 | 112 | $471.5M | 5,852,692 | 8 | 33 | 42 | 0.0% |
| Q4 2022 | 103 | $445.3M | 5,668,270 | 11 | 38 | 30 | 0.0% |
| Q3 2022 | 121 | $458.3M | 6,297,579 | 11 | 42 | 36 | 0.0% |
| Q2 2022 | 128 | $491.1M | 6,402,657 | 14 | 40 | 38 | 0.0% |
| Q1 2022 | 126 | $583.9M | 6,392,778 | 10 | 41 | 42 | 0.0% |
| Q4 2021 | 135 | $631.9M | 6,513,527 | 16 | 42 | 37 | 0.0% |
| Q3 2021 | 118 | $573.0M | 6,253,763 | 8 | 41 | 33 | 0.0% |
| Q2 2021 | 125 | $611.7M | 6,560,861 | 20 | 52 | 28 | 0.0% |
| Q1 2021 | 111 | $524.7M | 5,788,005 | 23 | 38 | 30 | 0.0% |
| Q4 2020 | 104 | $337.9M | 4,387,003 | 17 | 30 | 25 | 0.0% |
| Q3 2020 | 84 | $227.7M | 3,911,064 | 6 | 19 | 37 | 0.3% |
| Q2 2020 | 82 | $198.5M | 3,654,065 | 10 | 19 | 39 | 0.0% |
| Q1 2020 | 88 | $177.5M | 4,309,483 | 4 | 21 | 44 | 0.0% |
| Q4 2019 | 110 | $306.1M | 4,713,262 | 9 | 24 | 45 | 0.0% |
| Q3 2019 | 103 | $300.5M | 5,001,171 | 5 | 31 | 38 | 0.0% |
| Q2 2019 | 102 | $311.6M | 5,071,926 | 11 | 37 | 35 | 0.0% |
| Q1 2019 | 104 | $312.7M | 5,062,291 | 11 | 35 | 34 | 0.0% |
| Q4 2018 | 102 | $279.6M | 5,160,752 | 2 | 2 | 4 | 0.0% |