FIRST TR EXCHANGE-TRADED ALP (FYC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
169
Reporting holders
$961.2M
Reported value
0.0%
Held as options
+21
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $191.5M | 1,503,733 | 0.04% | 31q | +10.5%+$18.3M |
| RAYMOND JAMES FINANCIAL INC | $82.8M | 649,982 | 0.02% | 7q | +19.3%+$13.4M |
| MORGAN STANLEY | $77.2M | 606,270 | 0.00% | 35q | +53.7%+$27.0M |
| WELLS FARGO & COMPANY/MN | $60.1M | 472,349 | 0.01% | 31q | -46.8%-$52.8M |
| Cetera Investment Advisers | $39.9M | 313,216 | 0.04% | 10q | +8.1%+$3.0M |
| BANK OF AMERICA CORP /DE/ | $31.7M | 248,567 | 0.00% | 31q | +1.8%+$547.7K |
| NEW WAVE WEALTH ADVISORS LLC | $26.1M | 204,780 | 3.55% | 8q | +101.8%+$13.2M |
| STIFEL FINANCIAL CORP | $25.0M | 196,711 | 0.02% | 31q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $24.6M | 193,051 | 0.01% | 24q | +4.1%+$971.1K |
| ROYAL BANK OF CANADA | $22.4M | 175,628 | 0.00% | 31q | +2.6%+$571.5K |
| ECLECTIC ASSOCIATES INC /ADV | $20.2M | 158,288 | 2.29% | 8q | -0.6%-$121.6K |
| OSAIC HOLDINGS, INC. | $19.9M | 156,279 | 0.02% | 26q | +52.5%+$6.9M |
| UBS Group AG | $19.7M | 154,862 | 0.00% | 31q | -11.3%-$2.5M |
| Baird Financial Group, Inc. | $15.8M | 124,071 | 0.02% | 11q | +70.2%+$6.5M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $14.4M | 112,865 | 0.01% | 8q | +85.4%+$6.6M |
| MML INVESTORS SERVICES, LLC | $12.8M | 100,218 | 0.03% | 31q | +14.2%+$1.6M |
| PNC Financial Services Group, Inc. | $12.7M | 99,874 | 0.01% | 31q | +8.0%+$937.1K |
| Integrity Advisory Solutions, LLC | $12.7M | 99,486 | 1.30% | 2q | +1.8%+$226.5K |
| Concurrent Investment Advisors, LLC | $12.6M | 99,023 | 0.11% | 11q | -1.4%-$172.7K |
| IFP Advisors, Inc | $11.6M | 90,820 | 0.21% | 39q | +4.6%+$506.0K |
| Integrated Wealth Concepts LLC | $11.5M | 90,435 | 0.06% | 4q | +82.7%+$5.2M |
| Bedel Financial Consulting, Inc. | $9.9M | 78,032 | 0.93% | 17q | +1.1%+$109.4K |
| Richmond Investment Services, LLC | $9.8M | 77,150 | 3.11% | 7q | -47.5%-$8.9M |
| ELEVATION POINT WEALTH PARTNERS, LLC | $9.6M | 75,497 | 0.18% | new | NEW |
| Vestmark Advisory Solutions, Inc. | $9.6M | 75,240 | 0.09% | new | NEW |
| Warner Group LLC | $8.1M | 63,773 | 2.00% | 4q | +234.4%+$5.7M |
| JONES FINANCIAL COMPANIES LLLP | $8.0M | 64,324 | 0.00% | 9q | +25.7%+$1.6M |
| Equitable Holdings, Inc. | $7.0M | 54,971 | 0.04% | 18q | -4.4%-$323.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.8M | 53,629 | 0.01% | 31q | +16.3%+$959.5K |
| Steward Partners Investment Advisory, LLC | $6.2M | 48,899 | 0.03% | 31q | +31.0%+$1.5M |
| Financial Management, Inc. | $6.2M | 48,568 | 5.07% | 3q | +1.1%+$65.7K |
| Kingsview Wealth Management, LLC | $5.9M | 46,302 | 0.07% | 25q | +6.5%+$360.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $5.8M | 45,364 | 0.00% | 2q | +65.2%+$2.3M |
| GREENUP STREET WEALTH MANAGEMENT LLC | $5.3M | 41,634 | 0.65% | 3q | +2.7%+$141.2K |
| Redhawk Wealth Advisors, Inc. | $5.1M | 39,716 | 0.50% | new | NEW |
| &PARTNERS | $4.8M | 37,935 | 0.02% | 3q | +5.7%+$260.3K |
| Paller Financial Services Inc | $3.9M | 30,264 | 2.88% | 3q | -4.8%-$194.7K |
| CITADEL ADVISORS LLC | $3.5M | 27,644 | 0.00% | 2q | +117.5%+$1.9M |
| CARY STREET PARTNERS FINANCIAL LLC | $3.5M | 27,275 | 0.08% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $3.3M | 26,063 | 0.04% | 21q | +1.4%+$46.0K |
| ROMAN BUTLER FULLERTON & CO | $3.1M | 25,428 | 0.73% | new | NEW |
| HFG Advisors, Inc. | $3.0M | 23,784 | 1.89% | 19q | +2.8%+$83.5K |
| Proactive Wealth Strategies LLC | $2.9M | 23,024 | 0.47% | 5q | +5.6%+$154.7K |
| StoryOne LLC | $2.9M | 22,632 | 1.36% | 3q | HELD |
| US BANCORP \DE\ | $2.8M | 22,007 | 0.00% | 15q | +38.2%+$776.8K |
| Kestra Advisory Services, LLC | $2.7M | 21,469 | 0.01% | 24q | +6.6%+$170.4K |
| Geneos Wealth Management Inc. | $2.6M | 20,033 | 0.05% | 42q | -2.5%-$65.7K |
| Certified Advisory Corp | $2.5M | 19,569 | 0.20% | 5q | HELD |
| TRUIST FINANCIAL CORP | $2.5M | 19,329 | 0.00% | 9q | +12.4%+$271.2K |
| OneAscent Financial Services LLC | $2.4M | 18,932 | 0.12% | new | NEW |
| Ameritas Investment Partners, Inc. | $2.3M | 18,216 | 0.06% | 6q | -2.1%-$50.8K |
| Quantum Portfolio Management LLC | $2.1M | 16,142 | 0.74% | 6q | +23.0%+$384.2K |
| Empirical Asset Management, LLC | $2.0M | 15,714 | 0.45% | 4q | +2.9%+$55.8K |
| MTM Investment Management, LLC | $2.0M | 15,403 | 0.56% | 23q | -2.2%-$44.6K |
| VISTA INVESTMENT PARTNERS II, LLC | $2.0M | 15,375 | 0.77% | 6q | +237.8%+$1.4M |
| Summit Financial, LLC | $1.9M | 14,892 | 0.02% | 2q | +18.5%+$295.7K |
| MONECO ADVISORS, LLC | $1.7M | 13,382 | 0.10% | 26q | HELD |
| Ashton Thomas Private Wealth, LLC | $1.6M | 12,441 | 0.03% | 7q | +62.4%+$608.8K |
| Gladstone Institutional Advisory LLC | $1.5M | 12,021 | 0.05% | 2q | +3.1%+$45.3K |
| Brookwood Investment Group LLC | $1.5M | 11,617 | 0.17% | 3q | -16.4%-$289.2K |
| MONEYWISE, INC. | $1.5M | 11,484 | 0.55% | 26q | -4.2%-$64.4K |
| NICOLET BANKSHARES INC | $1.4M | 11,335 | 0.04% | new | NEW |
| D.A. DAVIDSON & CO. | $1.4M | 10,735 | 0.01% | 2q | HELD |
| Nova Wealth Management, Inc. | $1.3M | 10,513 | 0.74% | 4q | -10.1%-$150.4K |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $1.3M | 10,356 | 0.41% | 3q | +124.4%+$731.2K |
| OPPENHEIMER & CO INC | $1.3M | 10,193 | 0.01% | 5q | -1.8%-$23.7K |
| Gateway Wealth Partners, LLC | $1.3M | 9,918 | 0.08% | 9q | -44.8%-$1.0M |
| Western Wealth Management, LLC | $1.3M | 9,864 | 0.04% | 8q | -14.2%-$207.3K |
| Private Advisory Group LLC | $1.3M | 9,846 | 0.07% | new | NEW |
| Index Technologies Group LLC | $1.2M | 9,791 | 1.00% | 3q | +22.9%+$232.1K |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.2M | 9,641 | 0.06% | 3q | -1.6%-$19.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.2M | 9,934 | 0.00% | 4q | +2.7%+$31.7K |
| Private Advisor Group, LLC | $1.2M | 9,103 | 0.01% | 5q | -66.4%-$2.3M |
| WILLNER & HELLER, LLC | $1.2M | 9,093 | 0.73% | 13q | -1.3%-$15.8K |
| RHODES INVESTMENT ADVISORS INC /ADV | $1.1M | 9,000 | 0.84% | 3q | +63.8%+$446.3K |
| Strategic Equity Management | $1.1M | 8,939 | 0.38% | 9q | -1.0%-$11.2K |
| Sylvest Advisors, LLC | $1.1M | 8,260 | 0.47% | 7q | -2.9%-$31.8K |
| PFG Advisors | $977.1K | 7,673 | 0.05% | 4q | +129.5%+$551.4K |
| Wedmont Private Capital | $928.6K | 7,624 | 0.03% | 6q | HELD |
| Stratos Wealth Partners, LTD. | $922.4K | 7,243 | 0.01% | 7q | +6.9%+$59.5K |
| Dunhill Financial, LLC | $898.5K | 7,056 | 0.18% | 13q | HELD |
| Stratos Wealth Advisors, LLC | $888.9K | 6,980 | 0.05% | 2q | +3.2%+$27.3K |
| TruNorth Capital Management, LLC | $855.7K | 6,720 | 0.14% | new | NEW |
| WORLD EQUITY GROUP, INC. | $810.9K | 6,368 | 0.18% | 6q | +6.6%+$50.3K |
| Stonebridge Financial Group, LLC / MO | $765.6K | 6,012 | 0.51% | 2q | +56.6%+$276.6K |
| FIFTH THIRD BANCORP | $738.1K | 5,796 | 0.00% | 2q | -5.7%-$44.7K |
| Wealthcare Advisory Partners LLC | $728.4K | 5,720 | 0.01% | new | NEW |
| BENJAMIN EDWARDS INC | $649.4K | 5,063 | 0.01% | 8q | -3.3%-$21.9K |
| Belpointe Asset Management LLC | $607.9K | 4,774 | 0.02% | 10q | +16.7%+$87.0K |
| Prospera Financial Services Inc | $605.5K | 4,755 | 0.01% | 11q | -1.3%-$7.8K |
| Independent Wealth Network Inc. | $603.0K | 4,735 | 0.15% | 20q | -3.3%-$20.5K |
| STEPHENS INC /AR/ | $572.6K | 4,497 | 0.01% | 4q | +14.0%+$70.2K |
| LexAurum Advisors, LLC | $522.3K | 4,102 | 0.06% | 2q | +2.9%+$14.6K |
| OneDigital Investment Advisors LLC | $473.6K | 3,720 | 0.00% | 7q | -0.8%-$3.9K |
| JANE STREET GROUP, LLC | $466.1K | 3,660 | 0.00% | 7q | -44.6%-$375.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $455.2K | 3,575 | 0.01% | 8q | HELD |
| LYELL WEALTH MANAGEMENT, LP | $445.2K | 3,496 | 0.03% | new | NEW |
| Echo Wealth Management, LLC | $441.5K | 3,467 | 0.23% | 3q | +0.8%+$3.4K |
| Waterfront Wealth Inc. | $430.2K | 3,532 | 0.07% | 8q | -5.9%-$27.2K |
| WEALTH EFFECTS LLC | $417.1K | 3,275 | 0.11% | 4q | +27.9%+$91.1K |
Showing the largest 100 of 176 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 169 | $961.2M | 7,552,699 | 33 | 63 | 41 | 0.0% |
| Q1 2026 | 148 | $669.2M | 6,877,301 | 31 | 63 | 23 | 0.0% |
| Q4 2025 | 133 | $521.4M | 5,399,989 | 23 | 54 | 27 | 0.0% |
| Q3 2025 | 110 | $415.7M | 4,596,376 | 20 | 40 | 24 | 0.0% |
| Q2 2025 | 97 | $333.1M | 4,162,283 | 9 | 29 | 41 | 0.5% |
| Q1 2025 | 96 | $272.8M | 3,965,203 | 9 | 37 | 32 | 0.0% |
| Q4 2024 | 103 | $331.8M | 4,285,084 | 23 | 40 | 18 | 0.0% |
| Q3 2024 | 80 | $212.7M | 2,859,481 | 13 | 29 | 16 | 0.0% |
| Q2 2024 | 70 | $157.5M | 2,390,709 | 9 | 20 | 19 | 0.0% |
| Q1 2024 | 66 | $175.9M | 2,677,305 | 10 | 20 | 23 | 0.0% |
| Q4 2023 | 68 | $152.9M | 2,429,746 | 8 | 18 | 24 | 0.0% |
| Q3 2023 | 57 | $147.3M | 2,613,813 | 6 | 19 | 17 | 0.0% |
| Q2 2023 | 57 | $127.7M | 2,146,248 | 3 | 12 | 24 | 0.0% |
| Q1 2023 | 61 | $118.2M | 2,059,655 | 6 | 17 | 24 | 0.0% |
| Q4 2022 | 59 | $104.7M | 1,893,776 | 9 | 19 | 19 | 0.0% |
| Q3 2022 | 72 | $113.6M | 2,108,184 | 8 | 22 | 26 | 0.0% |
| Q2 2022 | 70 | $106.7M | 1,971,274 | 4 | 24 | 27 | 0.0% |
| Q1 2022 | 81 | $151.6M | 2,237,476 | 10 | 20 | 36 | 0.0% |
| Q4 2021 | 92 | $246.8M | 3,315,944 | 12 | 25 | 28 | 0.0% |
| Q3 2021 | 78 | $236.3M | 3,298,179 | 4 | 24 | 32 | 0.0% |
| Q2 2021 | 83 | $289.1M | 3,952,635 | 9 | 31 | 26 | 0.0% |
| Q1 2021 | 90 | $301.2M | 4,335,364 | 26 | 36 | 14 | 0.0% |
| Q4 2020 | 67 | $157.6M | 2,555,132 | 9 | 24 | 18 | 0.0% |
| Q3 2020 | 57 | $96.4M | 2,046,352 | 6 | 16 | 18 | 0.0% |
| Q2 2020 | 57 | $81.8M | 1,934,898 | 10 | 15 | 19 | 0.0% |
| Q1 2020 | 59 | $63.0M | 1,936,729 | 12 | 6 | 30 | 0.0% |
| Q4 2019 | 67 | $145.5M | 3,116,044 | 6 | 13 | 32 | 0.0% |
| Q3 2019 | 63 | $152.7M | 3,479,336 | 5 | 18 | 28 | 0.0% |
| Q2 2019 | 61 | $180.4M | 3,875,615 | 5 | 25 | 22 | 0.0% |
| Q1 2019 | 66 | $178.9M | 3,865,948 | 5 | 20 | 28 | 0.0% |
| Q4 2018 | 69 | $185.0M | 4,611,178 | 1 | 1 | 4 | 0.0% |