HolderBook

FIRST TR EXCHANGE TRADED FD (FXN)

Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.

124
Reporting holders
$239.4M
Reported value
0.0%
Held as options
-12
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
MORGAN STANLEY$31.8M1,572,7060.00%35q-44.7%-$25.7M
WELLS FARGO & COMPANY/MN$30.0M1,481,3500.00%31q-53.8%-$34.9M
LPL Financial LLC$23.8M1,178,2370.01%31q-17.6%-$5.1M
RAYMOND JAMES FINANCIAL INC$16.7M823,6380.00%7q+28.7%+$3.7M
Qube Research & Technologies Ltd$12.1M599,5410.01%2q+59954000.0%+$12.1M
Summit Financial, LLC$10.5M519,9740.12%4q+233.3%+$7.4M
ROYAL BANK OF CANADA$10.4M515,8060.00%31q+58.6%+$3.9M
UBS Group AG$6.6M327,2430.00%31q-41.9%-$4.8M
Virtue Capital Management, LLC$6.1M302,8560.82%2q-15.3%-$1.1M
BENJAMIN EDWARDS INC$5.4M267,0840.05%8q+197.7%+$3.6M
BANK OF AMERICA CORP /DE/$5.0M244,8900.00%31q-56.6%-$6.5M
TWO SIGMA INVESTMENTS, LP$4.9M244,6420.00%2q+518.7%+$4.1M
D. E. Shaw & Co., Inc.$4.4M219,7190.00%newNEW
Tower Research Capital LLC (TRC)$4.4M219,0040.11%11q+655.9%+$3.8M
GOLDMAN SACHS GROUP INC$4.1M201,1440.00%19q+87.4%+$1.9M
GREENUP STREET WEALTH MANAGEMENT LLC$3.9M190,7000.47%newNEW
Independent Advisor Alliance$3.8M188,5000.09%5q-33.9%-$2.0M
GTS SECURITIES LLC$3.0M150,1930.06%newNEW
Crumly & Associates Inc.$2.8M140,8490.55%23q-27.1%-$1.1M
Equitable Holdings, Inc.$2.8M138,6130.02%5q+291.9%+$2.1M
STIFEL FINANCIAL CORP$2.7M133,9640.00%31q-31.0%-$1.2M
NewEdge Advisors, LLC$2.4M120,4310.01%25q-50.0%-$2.4M
OSAIC HOLDINGS, INC.$2.4M118,6840.00%26q+13.1%+$278.0K
Cetera Investment Advisers$2.3M115,6040.00%20q+2.3%+$53.4K
HighTower Advisors, LLC$2.3M111,3400.00%25q-2.3%-$52.1K
Rockefeller Capital Management L.P.$2.2M106,8280.00%4q-4.0%-$90.3K
COMMONWEALTH EQUITY SERVICES, LLC$1.9M94,8870.00%31q+4.1%+$76.2K
SUSQUEHANNA INTERNATIONAL GROUP, LLP$1.6M81,2770.00%newNEW
Private Advisor Group, LLC$1.6M80,0430.01%23q-22.2%-$462.9K
CITADEL ADVISORS LLC$1.6M76,7500.00%11q-30.2%-$673.2K
MARSHALL WACE, LLP$1.4M70,1110.00%newNEW
HARBOUR INVESTMENTS, INC.$1.4M67,3370.02%21q+239.5%+$961.0K
ENVESTNET ASSET MANAGEMENT INC$1.4M67,1030.00%22q+3.8%+$49.1K
Tudor Financial Inc.$980.6K25,1270.22%newNEW
Kestra Advisory Services, LLC$941.4K46,5330.00%23q-9.0%-$92.9K
OneAscent Financial Services LLC$927.8K45,8630.04%7qHELD
Kovack Advisors, Inc.$882.5K44,0970.04%2q-1.4%-$12.1K
Kesler, Norman & Wride, LLC$880.3K43,5140.14%16qHELD
JPMORGAN CHASE & CO$847.1K41,8130.00%8q+273.0%+$620.0K
TRUIST FINANCIAL CORP$841.2K41,5840.00%25q+68.8%+$343.0K
JONES FINANCIAL COMPANIES LLLP$719.4K35,4220.00%9q+21.9%+$129.3K
Prospera Financial Services Inc$704.2K34,8080.01%29q-8.7%-$66.7K
Baird Financial Group, Inc.$679.8K33,6060.00%2q-78.2%-$2.4M
Realta Investment Advisors$639.8K31,6270.20%2q-3.0%-$20.0K
D.A. DAVIDSON & CO.$555.0K27,4360.00%20q-89.1%-$4.5M
Global Assets Advisory, LLC$545.7K27,1710.12%newNEW
Sanctuary Advisors, LLC$471.9K23,3240.00%9q-31.7%-$219.1K
MML INVESTORS SERVICES, LLC$458.3K22,6530.00%21q+2.0%+$9.0K
XTX Topco Ltd$436.8K21,5900.01%2q+92.5%+$209.8K
COTTONWOOD CAPITAL ADVISORS, LLC$429.9K21,2490.26%19qHELD
StoneX Group Inc.$415.8K19,2380.02%newNEW
TWO SIGMA SECURITIES, LLC$412.5K20,3920.04%2q+2.2%+$8.8K
Farther Finance Advisors, LLC$406.1K20,0720.00%10qHELD
COMPASS FINANCIAL MANAGEMENT LLC$375.5K18,5620.05%newFIRST
BETO FINANCIAL GROUP, LLC$361.2K16,9320.19%newNEW
Global View Capital Management LLC$338.4K16,7300.07%2q-36.8%-$196.9K
1776 Wealth LLC$331.8K16,4000.12%27qHELD
Warner Group LLC$317.6K15,7000.08%newNEW
Retirement Planning Group, LLC$317.3K15,6850.01%4q-13.9%-$51.3K
LEVEL FOUR ADVISORY SERVICES, LLC$299.4K14,8020.01%31qHELD
AE Wealth Management LLC$293.2K14,4950.00%23q-10.2%-$33.2K
JBR Co Financial Management Inc$291.8K14,4220.11%11q-17.6%-$62.4K
IHT Wealth Management, LLC$282.9K13,9860.01%3q-5.4%-$16.1K
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$279.5K13,8180.00%19q+53.2%+$97.1K
CAPTRUST FINANCIAL ADVISORS$277.7K13,7250.00%2q-1.1%-$3.0K
Dunhill Financial, LLC$274.2K13,5550.06%newNEW
FIFTH THIRD BANCORP$271.4K13,4160.00%2q-1.6%-$4.5K
OPPENHEIMER & CO INC$261.5K12,9240.00%2q-80.0%-$1.0M
&PARTNERS$245.1K12,1140.00%5q-98.1%-$12.9M
Moors & Cabot, Inc.$234.5K11,5920.01%18qHELD
KESTRA PRIVATE WEALTH SERVICES, LLC$231.2K11,4300.00%20q-5.0%-$12.2K
Quantinno Capital Management LP$228.5K11,2940.00%newNEW
HFG Advisors, Inc.$222.3K10,9910.14%17qHELD
WEALTH EFFECTS LLC$212.4K10,5000.06%19q-3.7%-$8.1K
LANARK FINANCIAL, INC.$206.3K10,1990.01%12qHELD
Integrated Wealth Concepts LLC$203.0K10,0350.00%newNEW
Keating Financial Advisory Services, Inc.$177.9K8,7930.02%3qHELD
PNC Financial Services Group, Inc.$171.1K8,4560.00%31qHELD
Parallel Advisors, LLC$154.8K7,6510.00%3q+8.8%+$12.5K
Global Retirement Partners, LLC$131.4K6,4930.00%16qHELD
Geneos Wealth Management Inc.$125.4K6,2000.00%42q+19.2%+$20.2K
Arax Advisory Partners$106.0K5,2400.00%21q+100.2%+$53.0K
Steward Partners Investment Advisory, LLC$104.6K5,1680.00%29q-10.7%-$12.6K
REAP Financial Group, LLC$94.1K4,6520.02%11q-38.5%-$58.8K
IFP Advisors, Inc$79.4K3,9240.00%23qHELD
Private Wealth Asset Management, LLC$76.4K3,7750.01%6qHELD
RMG Wealth Management LLC$66.2K5020.01%newNEW
Biltmore Family Office, LLC$65.3K3,2260.01%5qHELD
Topsail Wealth Management, LLC$52.6K2,6000.01%7qHELD
MCF Advisors LLC$50.6K2,5000.00%11qHELD
Silver Grove Financial Group, Inc.$48.2K2,3840.03%3qHELD
Clearstead Advisors, LLC$32.3K1,5980.00%5qHELD
Golden State Wealth Management, LLC$30.8K1,5230.00%7qHELD
Aptus Capital Advisors, LLC$28.2K1,3920.00%15q+4540.0%+$27.6K
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC$24.2K1,1950.00%3q-62.7%-$40.7K
Allspring Global Investments Holdings, LLC$23.2K1,1570.00%3qHELD
Pinnacle Bancorp, Inc.$22.3K1,1000.01%10qHELD
Nova Wealth Management, Inc.$21.8K1,0760.01%7q-82.9%-$105.9K
Mechanics Financial Corp$20.3K1,0040.01%9qHELD
Register Financial Advisors LLC$20.2K1,0000.01%11qHELD

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-07-0713G/AFirst Trust Portfolios L.P.with 2 co-filers3.5%

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 2026124$239.4M11,805,5111726410.0%
Q1 2026136$1.0B46,498,3573437180.0%
Q4 2025115$132.2M8,020,5111217490.0%
Q3 2025107$235.2M10,658,640920430.0%
Q2 2025108$148.0M9,751,1921121400.0%
Q1 2025105$179.2M10,854,044719520.0%
Q4 2024116$224.0M13,702,581927440.0%
Q3 2024113$240.1M14,792,0071217540.0%
Q2 2024121$329.4M18,096,6051129530.0%
Q1 2024126$499.8M26,691,0851334570.0%
Q4 2023131$412.8M24,735,8341536450.0%
Q3 2023134$402.2M23,091,7151934490.0%
Q2 2023132$328.8M20,675,7161426660.3%
Q1 2023143$431.4M27,786,3501734740.0%
Q4 2022152$1.5B89,153,4761966410.0%
Q3 2022164$1.4B87,596,4152059620.0%
Q2 2022160$1.3B88,518,1492158640.0%
Q1 2022146$1.4B85,033,3613263310.0%
Q4 2021133$290.4M24,206,4723746200.2%
Q3 202197$188.0M16,369,6511525350.0%
Q2 2021100$260.3M22,802,7921645260.0%
Q1 202196$207.7M20,528,9493137150.0%
Q4 202072$90.4M11,244,2501820170.0%
Q3 202060$63.5M11,332,444710310.0%
Q2 202082$551.8M83,886,8584321100.0%
Q1 202046$10.1M2,407,008511230.0%
Q4 201962$36.9M3,492,090512270.0%
Q3 201962$41.5M4,223,039107320.0%
Q2 201968$63.9M5,574,9291516250.0%
Q1 201970$96.2M7,448,8991113350.0%
Q4 201881$114.5M9,929,9402340.0%