FIRST TR EXCH TRADED FD III (FUMB)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
80
Reporting holders
$156.7M
Reported value
0.0%
Held as options
-4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $15.6M | 778,240 | 0.00% | 26q | +17.7%+$2.3M |
| WELLS FARGO & COMPANY/MN | $13.4M | 669,696 | 0.00% | 17q | -48.4%-$12.6M |
| LPL Financial LLC | $13.1M | 652,475 | 0.00% | 26q | -25.8%-$4.6M |
| COMMONWEALTH EQUITY SERVICES, LLC | $13.0M | 646,309 | 0.02% | 29q | +121.8%+$7.1M |
| GSG Advisors LLC | $10.4M | 517,719 | 2.29% | 12q | +3040.5%+$10.1M |
| ROYAL BANK OF CANADA | $7.0M | 348,015 | 0.00% | 31q | +0.6%+$40.4K |
| OSAIC HOLDINGS, INC. | $6.9M | 344,084 | 0.01% | 26q | +89.2%+$3.3M |
| RAYMOND JAMES FINANCIAL INC | $6.8M | 337,934 | 0.00% | 7q | +22.0%+$1.2M |
| NewEdge Advisors, LLC | $5.1M | 256,610 | 0.02% | 26q | +2.3%+$117.6K |
| VAQUERO PRIVATE WEALTH, LTD | $4.8M | 237,797 | 0.98% | new | FIRST |
| UBS Group AG | $4.6M | 229,246 | 0.00% | 18q | +8.0%+$342.0K |
| JPMORGAN CHASE & CO | $3.4M | 171,091 | 0.00% | 11q | -37.9%-$2.1M |
| J.W. COLE ADVISORS, INC. | $3.2M | 158,631 | 0.05% | 16q | +3.3%+$100.2K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $3.2M | 157,770 | 0.03% | 8q | +6.1%+$181.1K |
| Kestra Advisory Services, LLC | $2.8M | 141,231 | 0.01% | 24q | +13.4%+$333.9K |
| Rockefeller Capital Management L.P. | $2.5M | 125,283 | 0.00% | 17q | -3.9%-$102.5K |
| Baird Financial Group, Inc. | $2.5M | 124,370 | 0.00% | 7q | HELD |
| Gateway Wealth Partners, LLC | $2.2M | 109,033 | 0.13% | 4q | -58.1%-$3.0M |
| Insight Inv LLC | $2.2M | 108,495 | 1.03% | 19q | HELD |
| TRUIST FINANCIAL CORP | $1.9M | 94,740 | 0.00% | 6q | -14.0%-$309.4K |
| Cetera Investment Advisers | $1.8M | 89,304 | 0.00% | 23q | -2.9%-$52.7K |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | $1.7M | 82,431 | 0.87% | 3q | +1.8%+$29.9K |
| White Wing Wealth Management | $1.6M | 79,877 | 0.84% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $1.6M | 79,473 | 0.00% | 26q | -15.4%-$291.2K |
| Sanctuary Advisors, LLC | $1.4M | 69,073 | 0.01% | 9q | +6.2%+$80.7K |
| Summit Financial, LLC | $1.3M | 66,504 | 0.01% | 4q | +29.0%+$299.7K |
| Mainsail Financial Group, LLC | $1.3M | 62,540 | 0.43% | 15q | -34.4%-$656.9K |
| Rothschild Wealth LLC | $1.3M | 62,524 | 0.10% | 3q | HELD |
| STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC | $1.2M | 59,548 | 0.80% | 2q | -40.1%-$800.3K |
| WealthBridge Capital Management, LLC | $1.1M | 57,274 | 0.23% | 9q | +4.6%+$50.3K |
| Ashton Thomas Private Wealth, LLC | $1.1M | 55,032 | 0.02% | 16q | HELD |
| INSPIRION WEALTH ADVISORS, LLC | $980.3K | 48,882 | 0.11% | 17q | -9.3%-$100.3K |
| Prospera Financial Services Inc | $920.7K | 45,907 | 0.01% | 8q | +3.0%+$26.8K |
| JAMES INVESTMENT RESEARCH, INC. | $913.9K | 45,571 | 0.09% | 16q | HELD |
| GOLDMAN SACHS GROUP INC | $895.5K | 44,651 | 0.00% | 2q | +82.0%+$403.6K |
| MCDONALD PARTNERS LLC | $852.3K | 42,500 | 0.21% | 16q | HELD |
| Occidental Asset Management, LLC | $832.8K | 41,526 | 0.08% | 18q | +65.1%+$328.5K |
| Private Advisor Group, LLC | $799.9K | 39,887 | 0.00% | 18q | -7.9%-$68.9K |
| Meridian Wealth Management, LLC | $716.8K | 35,742 | 0.02% | 5q | +15.7%+$97.1K |
| Dynamic Advisor Solutions LLC | $710.5K | 35,427 | 0.02% | 12q | +19.9%+$118.1K |
| BENJAMIN EDWARDS INC | $573.0K | 28,571 | 0.01% | 5q | +32.7%+$141.1K |
| Capital Investment Advisory Services, LLC | $561.0K | 27,975 | 0.03% | 11q | +0.9%+$5.0K |
| Concurrent Investment Advisors, LLC | $529.7K | 26,411 | 0.00% | 3q | +1.3%+$6.9K |
| Norris Financial Group, LLC | $495.7K | 24,715 | 0.20% | 9q | -9.0%-$49.1K |
| Envestnet Portfolio Solutions, Inc. | $471.6K | 23,513 | 0.00% | 12q | +3.3%+$15.2K |
| HARBOUR INVESTMENTS, INC. | $448.9K | 22,384 | 0.01% | 21q | -10.0%-$50.1K |
| MGO ONE SEVEN LLC | $411.4K | 20,515 | 0.01% | 3q | +5.9%+$22.9K |
| Keating Financial Advisory Services, Inc. | $404.1K | 20,148 | 0.05% | 3q | +17.6%+$60.5K |
| AE Wealth Management LLC | $398.4K | 19,864 | 0.00% | 4q | +26.6%+$83.6K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $391.1K | 19,500 | 0.02% | 5q | -13.3%-$60.2K |
| JANE STREET GROUP, LLC | $381.7K | 19,031 | 0.00% | 3q | -67.2%-$783.4K |
| STIFEL FINANCIAL CORP | $378.2K | 18,860 | 0.00% | 15q | HELD |
| RFG Advisory, LLC | $375.8K | 18,736 | 0.01% | 16q | +54.8%+$133.1K |
| Advisory Services Network, LLC | $340.4K | 16,972 | 0.00% | 4q | HELD |
| Tower Research Capital LLC (TRC) | $295.8K | 14,751 | 0.01% | new | NEW |
| World Investment Advisors | $286.6K | 14,294 | 0.00% | 7q | HELD |
| Equitable Holdings, Inc. | $282.4K | 14,079 | 0.00% | 18q | HELD |
| Advyzon Investment Management, LLC | $269.8K | 13,452 | 0.02% | 7q | -8.6%-$25.5K |
| XML Financial, LLC | $233.0K | 11,618 | 0.02% | 5q | -97.8%-$10.3M |
| MML INVESTORS SERVICES, LLC | $221.5K | 11,046 | 0.00% | 10q | +7.9%+$16.2K |
| Parallel Advisors, LLC | $210.8K | 10,509 | 0.00% | 2q | -2.4%-$5.1K |
| COMPASS FINANCIAL MANAGEMENT LLC | $182.7K | 9,111 | 0.02% | new | FIRST |
| CoreCap Advisors, LLC | $158.3K | 7,894 | 0.00% | 5q | +30.6%+$37.1K |
| Farther Finance Advisors, LLC | $152.4K | 7,600 | 0.00% | 5q | -24.8%-$50.1K |
| FIFTH THIRD BANCORP | $139.3K | 6,945 | 0.00% | 2q | -26.8%-$51.1K |
| Steward Partners Investment Advisory, LLC | $135.6K | 6,763 | 0.00% | 17q | +12.3%+$14.8K |
| TD Capital Management LLC | $123.5K | 6,157 | 0.01% | 7q | HELD |
| Integrated Wealth Concepts LLC | $80.3K | 4,004 | 0.00% | new | NEW |
| Tidemark, LLC | $80.2K | 4,000 | 0.02% | 11q | HELD |
| IFP Advisors, Inc | $56.6K | 2,821 | 0.00% | 9q | HELD |
| IFG Advisory, LLC | $53.9K | 2,689 | 0.00% | new | NEW |
| Golden State Wealth Management, LLC | $32.5K | 1,618 | 0.00% | 7q | -1.0% |
| PRIVATE TRUST CO NA | $31.1K | 1,552 | 0.00% | 14q | +53.5%+$10.8K |
| Global Retirement Partners, LLC | $24.1K | 1,200 | 0.00% | 16q | -47.8%-$22.1K |
| IMG Wealth Management, Inc. | $15.4K | 769 | 0.01% | 6q | -71.6%-$39.0K |
| DHJJ Financial Advisors, Ltd. | $10.1K | 505 | 0.00% | 12q | HELD |
| VIMA LLC | $8.7K | 436 | 0.01% | new | NEW |
| AMERIFLEX GROUP, INC. | $7.7K | 385 | 0.00% | 4q | HELD |
| EVOLUTION WEALTH MANAGEMENT INC. | $4.6K | 231 | 0.00% | 5q | HELD |
| Cambridge Investment Research Advisors, Inc. | $3.7K | 186,876 | 0.00% | 25q | +102.8%+$1.9K |
| REAP Financial Group, LLC | $3.6K | 179 | 0.00% | 11q | HELD |
| Thrivent Financial for Lutherans | $2.0K | 99,686 | 0.00% | 4q | +8.2% |
| HRT FINANCIAL LP | $383 | 19,121 | 0.00% | new | NEW |
| Capital Analysts, LLC | $315 | 15,691 | 0.01% | 6q | -17.5% |
| CX Institutional | $47 | 2,347 | 0.00% | 6q | +0.7% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 80 | $156.7M | 7,814,245 | 5 | 32 | 24 | 0.0% |
| Q1 2026 | 84 | $162.8M | 8,334,014 | 10 | 37 | 22 | 0.0% |
| Q4 2025 | 84 | $153.0M | 7,628,507 | 8 | 23 | 36 | 0.0% |
| Q3 2025 | 88 | $164.3M | 8,173,323 | 12 | 31 | 21 | 0.0% |
| Q2 2025 | 82 | $151.7M | 7,545,599 | 11 | 30 | 21 | 0.0% |
| Q1 2025 | 77 | $127.0M | 6,321,664 | 8 | 26 | 22 | 0.0% |
| Q4 2024 | 83 | $140.4M | 6,988,623 | 13 | 25 | 28 | 0.0% |
| Q3 2024 | 74 | $138.1M | 6,865,881 | 8 | 22 | 27 | 0.0% |
| Q2 2024 | 76 | $138.4M | 6,901,653 | 6 | 24 | 27 | 0.0% |
| Q1 2024 | 72 | $189.2M | 9,441,002 | 4 | 15 | 36 | 0.0% |
| Q4 2023 | 85 | $172.1M | 8,580,983 | 9 | 20 | 30 | 0.0% |
| Q3 2023 | 80 | $162.8M | 8,173,593 | 5 | 16 | 40 | 0.0% |
| Q2 2023 | 77 | $181.3M | 9,072,698 | 12 | 22 | 26 | 0.0% |
| Q1 2023 | 75 | $192.5M | 9,639,587 | 7 | 25 | 29 | 0.0% |
| Q4 2022 | 71 | $191.9M | 9,685,865 | 11 | 24 | 22 | 0.0% |
| Q3 2022 | 77 | $182.2M | 9,193,120 | 18 | 27 | 15 | 0.0% |
| Q2 2022 | 66 | $143.2M | 7,170,039 | 20 | 17 | 18 | 0.0% |
| Q1 2022 | 51 | $132.1M | 6,613,312 | 15 | 19 | 12 | 0.0% |
| Q4 2021 | 47 | $102.7M | 5,092,694 | 7 | 17 | 12 | 0.0% |
| Q3 2021 | 45 | $95.2M | 4,719,162 | 11 | 16 | 10 | 0.0% |
| Q2 2021 | 38 | $85.8M | 4,249,766 | 3 | 21 | 7 | 0.0% |
| Q1 2021 | 41 | $63.0M | 3,122,626 | 2 | 26 | 5 | 0.0% |
| Q4 2020 | 45 | $49.0M | 2,431,420 | 13 | 15 | 7 | 0.0% |
| Q3 2020 | 35 | $40.6M | 2,016,977 | 5 | 15 | 10 | 0.0% |
| Q2 2020 | 35 | $45.7M | 2,275,386 | 16 | 10 | 7 | 0.0% |
| Q1 2020 | 21 | $32.8M | 1,632,135 | 12 | 4 | 2 | 0.0% |
| Q4 2019 | 12 | $8.5M | 423,690 | 4 | 7 | 1 | 0.0% |
| Q3 2019 | 14 | $11.3M | 561,037 | 5 | 2 | 3 | 0.0% |
| Q2 2019 | 10 | $13.9M | 694,894 | 2 | 0 | 3 | 0.0% |
| Q1 2019 | 10 | $17.6M | 875,416 | 3 | 1 | 4 | 0.0% |
| Q4 2018 | 7 | $19.4M | 965,823 | 1 | 0 | 0 | 0.0% |