FIRST TR EXCHANGE-TRADED FD (FTXN)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
87
Reporting holders
$118.8M
Reported value
0.0%
Calls
0.0%
Puts
+6
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $14.7M | 440,208 | 0.00% | 20q | -37.9%-$9.0M |
| LPL Financial LLC | $10.7M | 319,934 | 0.00% | 31q | +4.4%+$452.1K |
| WELLS FARGO & COMPANY/MN | $10.7M | 319,764 | 0.00% | 19q | -74.4%-$31.1M |
| RAYMOND JAMES FINANCIAL INC | $8.2M | 244,013 | 0.00% | 7q | +105.0%+$4.2M |
| TWO SIGMA INVESTMENTS, LP | $7.2M | 215,996 | 0.01% | new | NEW |
| Summit Financial, LLC | $7.2M | 214,781 | 0.08% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $5.0M | 150,448 | 0.00% | 18q | +154.9%+$3.1M |
| Tower Research Capital LLC (TRC) | $4.6M | 137,341 | 0.11% | new | NEW |
| CITADEL ADVISORS LLC | $4.2M | 126,098 | 0.00% | 9q | +911.5%+$3.8M |
| TRUIST FINANCIAL CORP | $3.9M | 116,846 | 0.00% | 18q | +19.7%+$643.7K |
| BENJAMIN EDWARDS INC | $3.5M | 104,626 | 0.03% | 2q | +238.4%+$2.5M |
| ROYAL BANK OF CANADA | $3.2M | 94,547 | 0.00% | 31q | +333.7%+$2.4M |
| Cetera Investment Advisers | $2.5M | 76,251 | 0.00% | 15q | -8.2%-$227.9K |
| Cambridge Investment Research Advisors, Inc. | $2.5M | 75,132 | 0.00% | 17q | +139.2%+$1.5M |
| HRT FINANCIAL LP | $2.5M | 73,582 | 0.00% | new | NEW |
| WCG Wealth Advisors LLC | $2.4M | 71,704 | 0.06% | 3q | HELD |
| GOLDMAN SACHS GROUP INC | $2.0M | 61,282 | 0.00% | 24q | +289.7%+$1.5M |
| Tudor Financial Inc. | $1.7M | 28,404 | 0.39% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.7M | 49,366 | 0.00% | 11q | +77.2%+$718.9K |
| SFI Advisors, LLC | $1.5M | 45,382 | 1.31% | 16q | HELD |
| Qube Research & Technologies Ltd | $1.4M | 43,192 | 0.00% | new | NEW |
| FLOW TRADERS U.S. LLC | $1.4M | 42,228 | 0.06% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $1.1M | 34,367 | 0.07% | 12q | -3.5%-$41.1K |
| OSAIC HOLDINGS, INC. | $983.0K | 29,383 | 0.00% | 26q | -58.6%-$1.4M |
| Quantinno Capital Management LP | $947.8K | 28,352 | 0.00% | 10q | +22.1%+$171.6K |
| Kestra Advisory Services, LLC | $831.0K | 24,857 | 0.00% | 18q | -2.0%-$17.1K |
| Kovack Advisors, Inc. | $783.1K | 23,585 | 0.04% | new | NEW |
| JPMORGAN CHASE & CO | $742.7K | 22,043 | 0.00% | 8q | HELD |
| Regal Investment Advisors LLC | $734.1K | 21,959 | 0.04% | 18q | +138.7%+$426.5K |
| NewEdge Advisors, LLC | $618.4K | 18,500 | 0.00% | new | NEW |
| Realta Investment Advisors | $618.4K | 18,497 | 0.19% | new | NEW |
| MARSHALL WACE, LLP | $606.7K | 18,148 | 0.00% | 2q | +231.5%+$423.7K |
| ADAMSBROWN WEALTH CONSULTANTS LLC | $552.4K | 16,524 | 0.10% | 8q | +2.1%+$11.5K |
| StoneX Group Inc. | $520.0K | 15,337 | 0.02% | new | NEW |
| Stratos Wealth Partners, LTD. | $458.5K | 13,716 | 0.00% | 18q | HELD |
| MML INVESTORS SERVICES, LLC | $433.1K | 12,954 | 0.00% | 16q | +14.7%+$55.7K |
| PGIM Custom Harvest LLC | $429.1K | 12,835 | 0.01% | 19q | -5.2%-$23.4K |
| Janney Montgomery Scott LLC | $405.0K | 12,106 | 0.00% | 20q | -37.5%-$242.9K |
| Rockefeller Capital Management L.P. | $352.5K | 10,544 | 0.00% | 4q | +7.7%+$25.1K |
| STIFEL FINANCIAL CORP | $340.2K | 10,176 | 0.00% | 20q | -53.6%-$393.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $327.7K | 9,804 | 0.00% | 19q | -80.2%-$1.3M |
| Mutual Advisors, LLC | $326.1K | 9,755 | 0.01% | 15q | -9.9%-$35.7K |
| Harvest Investment Services, LLC | $298.1K | 8,918 | 0.05% | 8q | +6.8%+$19.0K |
| DAVENPORT & Co LLC | $285.4K | 8,538 | 0.00% | 15q | HELD |
| Concurrent Investment Advisors, LLC | $282.9K | 8,463 | 0.00% | 3q | -23.8%-$88.2K |
| Mariner, LLC | $280.5K | 8,391 | 0.00% | 4q | HELD |
| Foundations Investment Advisors, LLC | $257.1K | 7,691 | 0.00% | new | NEW |
| Arax Advisory Partners | $240.7K | 7,199 | 0.00% | new | NEW |
| Beacon Pointe Advisors, LLC | $226.0K | 6,759 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $218.9K | 6,549 | 0.00% | new | NEW |
| MGO ONE SEVEN LLC | $208.1K | 6,226 | 0.00% | 2q | HELD |
| Parallel Advisors, LLC | $201.8K | 6,038 | 0.00% | 3q | -7.6%-$16.7K |
| Activest Wealth Management | $184.7K | 5,524 | 0.04% | 10q | HELD |
| CENTAURUS FINANCIAL, INC. | $121.0K | 3,607 | 0.00% | 17q | -52.5%-$134.0K |
| HARBOUR INVESTMENTS, INC. | $116.5K | 3,486 | 0.00% | 17q | -14.9%-$20.4K |
| EP Wealth Advisors, LLC | $104.5K | 3,125 | 0.00% | new | NEW |
| CITIGROUP INC | $101.9K | 3,049 | 0.00% | new | NEW |
| FAS Wealth Partners, Inc. | $91.2K | 2,728 | 0.00% | 13q | +0.7% |
| Global Retirement Partners, LLC | $75.6K | 2,262 | 0.00% | 16q | HELD |
| FMR LLC | $69.0K | 2,065 | 0.00% | 16q | +66.8%+$27.7K |
| MCF Advisors LLC | $46.0K | 1,376 | 0.00% | new | NEW |
| PRIVATE TRUST CO NA | $45.9K | 1,374 | 0.00% | 2q | +19.9%+$7.6K |
| HighMark Wealth Management LLC | $38.4K | 1,150 | 0.01% | 19q | HELD |
| Geneos Wealth Management Inc. | $37.8K | 1,130 | 0.00% | 7q | -57.2%-$50.5K |
| Anchor Investment Management, LLC | $36.9K | 1,105 | 0.00% | 14q | HELD |
| LANARK FINANCIAL, INC. | $35.4K | 1,057 | 0.00% | 12q | -51.5%-$37.5K |
| Steward Partners Investment Advisory, LLC | $34.1K | 1,019 | 0.00% | 23q | -70.0%-$79.4K |
| Hilton Head Capital Partners, LLC | $32.8K | 982 | 0.02% | 3q | HELD |
| Integrated Wealth Concepts LLC | $32.1K | 960 | 0.00% | new | NEW |
| HAZLETT, BURT & WATSON, INC. | $30.0K | 900 | 0.01% | 3q | HELD |
| HHM Wealth Advisors, LLC | $22.3K | 666 | 0.00% | 10q | HELD |
| Westfuller Advisors, LLC | $21.7K | 649 | 0.01% | 4q | HELD |
| Westside Investment Management, Inc. | $18.4K | 549 | 0.00% | 17q | HELD |
| Golden State Wealth Management, LLC | $16.8K | 504 | 0.00% | 7q | HELD |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | $11.3K | 338 | 0.01% | 6q | HELD |
| Signature Equity Partners, LLC | $11.2K | 335 | 0.01% | 2q | HELD |
| Jackson, Grant Investment Advisers, Inc. | $10.6K | 318 | 0.00% | new | NEW |
| Insight Inv LLC | $6.7K | 201 | 0.00% | 7q | HELD |
| Aptus Capital Advisors, LLC | $6.7K | 200 | 0.00% | 2q | HELD |
| Rossby Financial, LCC | $6.6K | 196 | 0.00% | 6q | -8.0% |
| AE Wealth Management LLC | $6.0K | 180 | 0.00% | 7q | HELD |
| IFP Advisors, Inc | $5.3K | 160 | 0.00% | 19q | HELD |
| BANK OF MONTREAL /CAN/ | $4.6K | 138 | 0.00% | 3q | -82.0%-$21.0K |
| Archer Investment Corp | $4.6K | 136 | 0.00% | 14q | +100.0%+$2.3K |
| Kiker Wealth Management, LLC | $2.4K | 72 | 0.00% | 2q | HELD |
| Blue Trust, Inc. | $1.6K | 48 | 0.00% | 10q | HELD |
| Transamerica Financial Advisors, LLC | $571 | 17 | 0.00% | 19q | +13.3% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 87 | $118.8M | 3,530,945 | 20 | 22 | 20 | 0.0% |
| Q1 2026 | 81 | $147.8M | 3,832,146 | 17 | 16 | 23 | 0.0% |
| Q4 2025 | 78 | $58.2M | 2,085,579 | 11 | 15 | 29 | 0.0% |
| Q3 2025 | 77 | $67.1M | 2,358,069 | 9 | 9 | 36 | 0.0% |
| Q2 2025 | 79 | $72.6M | 2,668,274 | 3 | 19 | 36 | 0.0% |
| Q1 2025 | 91 | $88.8M | 2,937,511 | 10 | 22 | 34 | 0.0% |
| Q4 2024 | 95 | $94.4M | 3,281,087 | 14 | 24 | 33 | 0.0% |
| Q3 2024 | 82 | $225.9M | 7,569,259 | 3 | 20 | 40 | 0.0% |
| Q2 2024 | 94 | $128.9M | 4,177,850 | 4 | 33 | 35 | 0.0% |
| Q1 2024 | 111 | $202.7M | 6,279,376 | 19 | 35 | 38 | 0.0% |
| Q4 2023 | 102 | $177.3M | 6,266,150 | 10 | 38 | 33 | 0.0% |
| Q3 2023 | 100 | $176.5M | 5,876,620 | 10 | 26 | 43 | 0.0% |
| Q2 2023 | 96 | $163.7M | 6,140,771 | 13 | 24 | 43 | 0.7% |
| Q1 2023 | 106 | $223.2M | 8,272,701 | 26 | 26 | 45 | 0.0% |
| Q4 2022 | 103 | $1.1B | 38,456,781 | 22 | 36 | 30 | 0.0% |
| Q3 2022 | 88 | $905.1M | 36,839,279 | 10 | 25 | 34 | 0.0% |
| Q2 2022 | 93 | $877.0M | 37,399,831 | 21 | 32 | 29 | 0.0% |
| Q1 2022 | 86 | $1.0B | 37,874,073 | 29 | 25 | 23 | 0.0% |
| Q4 2021 | 61 | $867.8M | 44,637,261 | 35 | 14 | 3 | 0.0% |
| Q3 2021 | 25 | $32.8M | 1,722,184 | 4 | 6 | 8 | 0.0% |
| Q2 2021 | 26 | $48.9M | 2,675,287 | 7 | 7 | 6 | 0.0% |
| Q1 2021 | 22 | $25.8M | 1,650,040 | 5 | 6 | 9 | 0.0% |
| Q4 2020 | 19 | $12.4M | 1,042,763 | 4 | 2 | 9 | 0.0% |
| Q3 2020 | 16 | $11.0M | 1,132,471 | 1 | 9 | 5 | 0.0% |
| Q2 2020 | 16 | $12.3M | 1,102,185 | 7 | 5 | 3 | 0.0% |
| Q1 2020 | 12 | $5.6M | 629,452 | 2 | 6 | 2 | 0.0% |
| Q4 2019 | 12 | $4.0M | 235,787 | 1 | 2 | 5 | 0.0% |
| Q3 2019 | 14 | $6.4M | 391,827 | 3 | 4 | 4 | 0.0% |
| Q2 2019 | 12 | $6.8M | 386,459 | 3 | 2 | 5 | 0.0% |
| Q1 2019 | 13 | $6.5M | 343,150 | 3 | 3 | 7 | 0.0% |
| Q4 2018 | 17 | $6.4M | 390,506 | 0 | 0 | 1 | 0.0% |