FIRST TR HIGH YIELD OPPRT 20 (FTHY)
Institutional ownership reported to the SEC as of Q2 2026, across 25 quarters.
79
Reporting holders
$174.7M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $46.8M | 3,417,232 | 0.00% | 25q | +3.5%+$1.6M |
| KENNEDY INVESTMENT GROUP, INC. | $16.1M | 1,173,970 | 5.46% | 15q | HELD |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | $14.0M | 1,022,036 | 0.67% | 18q | HELD |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | $13.2M | 966,836 | 0.66% | 23q | +9.0%+$1.1M |
| ROYAL BANK OF CANADA | $9.5M | 691,227 | 0.00% | 25q | -2.3%-$225.6K |
| Atlas Wealth LLC | $8.3M | 602,530 | 1.18% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $8.1M | 588,956 | 0.01% | 24q | -3.6%-$305.2K |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | $6.8M | 499,001 | 0.41% | 17q | +3.8%+$248.7K |
| LPL Financial LLC | $5.0M | 365,815 | 0.00% | 22q | +11.4%+$513.9K |
| D.A. DAVIDSON & CO. | $4.7M | 346,148 | 0.03% | 24q | +6.3%+$279.9K |
| Logan Stone Capital, LLC | $3.5M | 257,142 | 0.74% | 3q | +3.4%+$114.4K |
| Almitas Capital LLC | $2.7M | 198,801 | 0.65% | 3q | +19.6%+$445.8K |
| Oder Investment Management, LLC | $2.0M | 149,001 | 1.37% | 18q | -0.6%-$13.1K |
| Integrated Wealth Concepts LLC | $2.0M | 146,834 | 0.01% | 17q | +87.5%+$938.6K |
| OSAIC HOLDINGS, INC. | $2.0M | 142,825 | 0.00% | 25q | +5.1%+$95.4K |
| Private Advisory Group LLC | $1.9M | 138,108 | 0.10% | 25q | -1.7%-$32.5K |
| Kestra Advisory Services, LLC | $1.8M | 131,221 | 0.01% | 24q | -6.1%-$116.7K |
| JANE STREET GROUP, LLC | $1.8M | 128,560 | 0.00% | new | NEW |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $1.7M | 121,745 | 1.02% | 7q | -38.7%-$1.1M |
| 1607 Capital Partners, LLC | $1.5M | 110,505 | 0.13% | 18q | -37.3%-$900.0K |
| INDEPENDENT FINANCIAL GROUP, LLC | $1.5M | 110,389 | 0.03% | 6q | -1.9%-$28.9K |
| TRANSCEND CAPITAL ADVISORS, LLC | $1.3M | 97,677 | 0.09% | 6q | +2.6%+$34.3K |
| TFB Advisors LLC | $1.3M | 94,539 | 0.57% | 15q | HELD |
| OPPENHEIMER & CO INC | $1.2M | 87,633 | 0.01% | 20q | +18.5%+$187.6K |
| UBS Group AG | $982.2K | 71,693 | 0.00% | 23q | -2.9%-$29.5K |
| STIFEL FINANCIAL CORP | $968.6K | 70,698 | 0.00% | 19q | -4.8%-$48.5K |
| Noble Wealth Management PBC | $949.3K | 69,290 | 0.42% | 5q | -6.3%-$63.7K |
| CSS LLC/IL | $930.3K | 67,903 | 0.04% | 3q | +26.6%+$195.5K |
| Magnus Financial Group LLC | $883.5K | 64,489 | 0.06% | 8q | -7.1%-$67.1K |
| Advisory Services Network, LLC | $762.4K | 55,652 | 0.01% | 15q | +113.4%+$405.2K |
| BlueChip Wealth Advisors LLC | $662.4K | 48,350 | 0.25% | new | NEW |
| Insight Advisors, LLC/ PA | $659.4K | 48,135 | 0.12% | 15q | HELD |
| Invesco Ltd. | $563.6K | 41,136 | 0.00% | 21q | -1.2%-$6.6K |
| Arete Wealth Advisors, LLC | $528.6K | 38,581 | 0.01% | 25q | -14.0%-$86.1K |
| TrueMark Investments, LLC | $497.8K | 36,337 | 0.06% | 4q | +7.1%+$32.9K |
| Cetera Investment Advisers | $470.9K | 34,369 | 0.00% | 15q | +0.9%+$4.1K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $449.1K | 32,785 | 0.00% | 23q | -33.0%-$220.9K |
| Signature Equity Partners, LLC | $437.3K | 31,917 | 0.20% | 3q | +2.8%+$11.8K |
| CoreCap Advisors, LLC | $431.3K | 31,484 | 0.01% | 18q | -2.6%-$11.6K |
| WORLD EQUITY GROUP, INC. | $424.3K | 30,972 | 0.10% | 18q | -4.2%-$18.8K |
| First Financial Group Corp | $371.6K | 27,125 | 0.27% | 7q | HELD |
| RAYMOND JAMES FINANCIAL INC | $341.9K | 24,953 | 0.00% | 7q | -1.3%-$4.5K |
| FOCUSED ALPHA, LLC | $341.7K | 24,938 | 0.09% | 3q | +1.6%+$5.4K |
| Camelot Portfolios, LLC | $323.5K | 23,614 | 0.23% | new | NEW |
| Balboa Wealth Partners | $322.8K | 23,563 | 0.04% | 7q | HELD |
| Focus Partners Wealth | $311.0K | 22,703 | 0.00% | 3q | -14.6%-$53.0K |
| Stratos Wealth Partners, LTD. | $298.1K | 21,755 | 0.00% | 7q | HELD |
| Huntleigh Advisors, Inc. | $259.6K | 18,950 | 0.04% | 7q | -38.5%-$162.4K |
| Apollon Wealth Management, LLC | $240.1K | 17,526 | 0.00% | 13q | -2.0%-$4.8K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $226.4K | 16,636 | 0.01% | 24q | +1.2%+$2.6K |
| PVG ASSET MANAGEMENT CORP | $217.7K | 15,891 | 0.13% | 6q | -40.2%-$146.6K |
| Arkadios Wealth Advisors | $216.3K | 15,790 | 0.00% | new | NEW |
| CreativeOne Wealth, LLC | $200.7K | 14,650 | 0.00% | 7q | -22.9%-$59.6K |
| Advisory Solutions Group, LLC | $191.4K | 13,968 | 0.06% | new | FIRST |
| Arax Advisory Partners | $184.6K | 13,476 | 0.00% | 6q | +2336.9%+$177.0K |
| Lido Advisors, LLC | $170.3K | 12,430 | 0.00% | 4q | HELD |
| Clear Street Group Inc. | $161.1K | 11,757 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $157.6K | 11,503 | 0.00% | new | NEW |
| Stablepoint Partners, LLC | $154.0K | 11,239 | 0.02% | 11q | HELD |
| DAYMARK WEALTH PARTNERS, LLC | $149.1K | 10,882 | 0.00% | 5q | -26.8%-$54.6K |
| FULTON BREAKEFIELD BROENNIMAN LLC | $144.8K | 10,570 | 0.01% | 9q | HELD |
| N.E.W. Advisory Services LLC | $117.8K | 8,598 | 0.01% | 3q | +2.8%+$3.2K |
| FIFTH THIRD BANCORP | $91.3K | 6,665 | 0.00% | 2q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $44.6K | 3,252,705 | 0.84% | 15q | +16.9%+$6.4K |
| COMPASS FINANCIAL MANAGEMENT LLC | $24.3K | 1,794 | 0.00% | new | FIRST |
| PRIVATE TRUST CO NA | $20.6K | 1,500 | 0.00% | 7q | HELD |
| Colonial Trust Advisors | $20.6K | 1,500 | 0.00% | 5q | HELD |
| Evelyn Partners Group Ltd | $17.1K | 1,250 | 0.00% | new | FIRST |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $14.7K | 1,073 | 0.00% | 20q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $14.5K | 1,057 | 0.00% | 3q | HELD |
| Allworth Financial LP | $13.7K | 1,000 | 0.00% | 11q | HELD |
| HARBOUR INVESTMENTS, INC. | $10.1K | 739 | 0.00% | 2q | +2.9% |
| ASSETMARK, INC | $9.8K | 714 | 0.00% | 10q | HELD |
| Penserra Capital Management LLC | $8.2K | 598,309 | 0.06% | 8q | +4.0% |
| WELLS FARGO & COMPANY/MN | $6.8K | 500 | 0.00% | 9q | +1823.1%+$6.5K |
| MERCER GLOBAL ADVISORS INC /ADV | $5.8K | 425 | 0.00% | new | NEW |
| Glass Jacobson Investment Advisors llc | $5.8K | 425 | 0.00% | 14q | HELD |
| Aurora Private Wealth, Inc. | $2.6K | 188,553 | 1.64% | 9q | -3.9% |
| Cambridge Investment Research Advisors, Inc. | $1.8K | 132,977 | 0.00% | 25q | -24.4% |
| WEDBUSH SECURITIES INC | $1.7K | 121,486 | 0.04% | 24q | +6.1% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $959 | 70 | 0.00% | 11q | HELD |
| COHEN & STEERS, INC. | $891 | 65,000 | 0.00% | 2q | HELD |
| EverSource Wealth Advisors, LLC | $745 | 54 | 0.00% | 19q | +1.9% |
| WHITTIER TRUST CO OF NEVADA INC | $708 | 52 | 0.00% | 2q | HELD |
| Janney Montgomery Scott LLC | $262 | 19,125 | 0.00% | 22q | +2.1% |
| HRT FINANCIAL LP | $254 | 18,567 | 0.00% | 2q | +43.1% |
| Rockefeller Capital Management L.P. | $164 | 12 | 0.00% | 2q | HELD |
| CX Institutional | $9 | 640 | 0.00% | 4q | -68.3% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 79 | $174.7M | 12,753,869 | 8 | 23 | 24 | 0.0% |
| Q1 2026 | 78 | $162.0M | 11,974,487 | 5 | 20 | 34 | 0.0% |
| Q4 2025 | 87 | $173.1M | 12,377,695 | 17 | 20 | 40 | 0.0% |
| Q3 2025 | 79 | $170.0M | 11,735,886 | 8 | 24 | 21 | 0.0% |
| Q2 2025 | 75 | $188.6M | 12,700,021 | 4 | 20 | 28 | 0.0% |
| Q1 2025 | 78 | $178.3M | 12,339,765 | 10 | 26 | 23 | 0.0% |
| Q4 2024 | 78 | $163.2M | 11,271,798 | 11 | 25 | 25 | 0.0% |
| Q3 2024 | 68 | $158.1M | 10,463,769 | 6 | 22 | 27 | 0.0% |
| Q2 2024 | 70 | $157.1M | 10,972,729 | 9 | 26 | 23 | 0.0% |
| Q1 2024 | 70 | $273.0M | 18,788,769 | 9 | 28 | 25 | 0.0% |
| Q4 2023 | 71 | $228.2M | 16,380,207 | 10 | 25 | 24 | 0.0% |
| Q3 2023 | 70 | $165.7M | 12,438,524 | 7 | 31 | 23 | 0.0% |
| Q2 2023 | 65 | $155.7M | 11,352,680 | 6 | 22 | 25 | 0.0% |
| Q1 2023 | 62 | $157.5M | 11,208,807 | 8 | 25 | 20 | 0.0% |
| Q4 2022 | 67 | $150.1M | 11,175,442 | 18 | 17 | 18 | 0.0% |
| Q3 2022 | 61 | $153.9M | 11,432,435 | 5 | 29 | 17 | 0.0% |
| Q2 2022 | 68 | $158.5M | 10,904,766 | 15 | 19 | 21 | 0.0% |
| Q1 2022 | 59 | $157.6M | 9,089,796 | 14 | 15 | 22 | 0.0% |
| Q4 2021 | 46 | $175.0M | 8,641,310 | 7 | 20 | 7 | 0.0% |
| Q3 2021 | 36 | $159.7M | 7,770,505 | 5 | 16 | 8 | 0.0% |
| Q2 2021 | 38 | $146.7M | 7,309,491 | 4 | 20 | 9 | 0.0% |
| Q1 2021 | 36 | $130.2M | 6,561,091 | 9 | 17 | 4 | 0.0% |
| Q4 2020 | 34 | $107.4M | 5,297,314 | 10 | 12 | 5 | 0.0% |
| Q3 2020 | 23 | $74.1M | 3,670,860 | 7 | 10 | 2 | 0.0% |
| Q2 2020 | 15 | $36.5M | 1,801,827 | 15 | 0 | 0 | 0.0% |